Holding(s) in Company

RNS Number : 4992W
Aberdeen Standard Asia Focus PLC
17 April 2019
 

ABERDEEN STANDARD ASIA FOCUS PLC

Legal Entity Identifier (LEI): 5493000FBZP1J92OQY70

 

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Aberdeen Standard Asia Focus Plc

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii: Horizontal Aggregation Disclosure

X

3. Details of person subject to the notification obligationiv

Name

Brewin Dolphin Ltd

City and country of registered office (if applicable)

London, United Kingdom

4. Full name of shareholder(s) (if different from 3.)v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reachedvi:

15 April 2019

6. Date on which issuer notified (DD/MM/YYYY):

17/04/2019

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

2.2004%

N/A

2.2004%

36,872,213

Position of previous notification (if

applicable)

2.1789%

N/A

2.1789%


 

 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

ORD 0.25

GB0000100767

N/A

457,044

N/A

1.3306%

2.25% CNV 31/05/2025 GBP GB00BFZ0WT29

N/A

354,275

N/A

14.0405%

SUBTOTAL 8. A

811,319

2.2004%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights






















SUBTOTAL 8.B.2





 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

ORD 25p




Indirect - Brewin Nominees (Channel Islands) Limited - JPAL

0.0047%

N/A

0.0047%

Indirect - Brewin Nominees Limited  A/c NOM

1.0044%

N/A

1.0044%

Indirect - Brewin Nominees Limited A/c ISA

0.1495%

N/A

0.1495%

Indirect - Brewin Nominees Limited  A/c GROSS

0.0736%

N/A

0.0736%

Indirect - Brewin Nominees Limited A/c CHARITY

0.0783%

N/A

0.0783%

Indirect - Brewin Nominees Limited A/c OFFBOND

0.0201%

N/A

0.0201%

TOTAL



1.3306%

2.25% CNV 2025




Indirect - Brewin Nominees (Channel Islands) Limited - JPAL

0.1353%

N/A

0.1353%

Indirect - Brewin Nominees Limited  A/c NOM

4.1455%

N/A

4.1455%

Indirect - Brewin Nominees Limited A/c ISA

5.0850%

N/A

5.0850%

Indirect - Brewin Nominees Limited  A/c GROSS

4.6352%

N/A

4.6352%

Indirect - Brewin Nominees Limited A/c CHARITY

0.0373%

N/A

0.0373%

Indirect - Brewin Nominees Limited A/c OFFBOND

0.0022%

N/A

0.0022%

TOTAL



14.0405%



10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional informationxvi

Figures based on the total amalgamated potential Voting Rights that would be in issue in the scenario of all CULS converted @ 36,872,213.

Voting rights in issue of 34,348,970 ORD, 36,965,518 @ Conversion Price 14.65 = 2,523,243 2025 CULS.

Disclosure due to the individual horizontal aggregation holding for the 2025 CULS line crossing the 14% reportable threshold.

 

The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements.  

 

Place of completion

Newcastle upon Tyne

Date of completion

17 April 2019

 


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