Holding(s) in Company

RNS Number : 6320V
Aberdeen New Dawn Invest Trust PLC
10 August 2020
 

Aberdeen New Dawn Investment Trust PLC

Legal Entity Identifier (LEI):  5493002K00AHWEME3J36

 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

yes

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:


3. Details of person subject to the notification obligation iv

Name

1607 Capital Partners, LLC

City and country of registered office (if applicable)

Richmond, VA United States

4. Full name of shareholder(s) (if different from 3.) v

Name

Northern Trust

  3,111,260

Bny Mellon

  2,123,200

State Street

  624,800

City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached vi :

6. Date on which issuer notified (DD/MM/YYYY):

7. Total positions of person(s) subject to the notification obligation


Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

5.34%


5.34%

109,789,348

Position of previous notification (if

applicable)

N/A


N/A


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

Indirect

Direct

Indirect

GB00BBM56V29













SUBTOTAL 8. A

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights






















SUBTOTAL 8.B.2



 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold






















10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional information xvi

Bryan Huntley, CCO

804-525-1741

 

Place of completion

Richmond, VA

Date of completion

07/08/2020

 


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