For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Carpathian Plc |
2. Reason for notification (yes/no) |
|
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
An event changing the breakdown of voting rights |
|
Other (please specify):______________ |
|
3. Full name of person(s) subject to notification obligation: |
MF Global UK Limited |
4. Full name of shareholder(s) (if different from 3): |
N/A |
5. Date of transaction (and date on which the threshold is crossed or reached if different): |
18/10/08 |
6. Date on which issuer notified: |
20/10/08 |
7. Threshold(s) that is/are crossed or reached: |
5, 4, 3 |
8: Notified Details Below 5% |
|||||||
A: Voting rights attached to shares |
|||||||
Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||
Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
|||
Direct |
Indirect |
Direct |
Indirect |
||||
GB00B0B66533 |
11,862,000 |
11,862,000 |
|
Below 3% |
|
Below 3% |
|
B: Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
|
|
|
|
|
Total (A+B) |
|
Number of voting rights |
Percentage of voting rights |
75,019 |
BELOW 3% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
|
Proxy Voting: |
|
10. Name of proxy holder: |
N/A |
11. Number of voting rights proxy holder will cease to hold: |
N/A |
12. Date on which proxy holder will cease to hold voting rights: |
N/A |
13. Additional information: |
N/A |
14 Contact name: |
A Jarrett |
15. Contact telephone number: |
T r1@mfglobal.com |
For notes on how to complete form TR-1 please see the FSA website.