TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
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1. Identity of the issuer or the underlying issuer |
ADVFN PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Mr Zack Keinan |
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4. Full name of shareholder(s) |
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5. Date of the transaction and date on |
18th and 19th May 2015 |
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6. Date on which issuer notified: |
21st May 2015 |
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7. Threshold(s) that is/are crossed or |
25% - 21% inclusive |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary Shares |
6,484,442 |
6,484,442 |
5,163,998 |
5,163,998 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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5,163,998 |
20.48% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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The shares in ADVFN plc are held by Bank of New York (Nominees) Limited which is acting as nominee for The Bank of New York Mellon which is in turn acting as custodian on behalf of Sweet Sky Limited (12.35%) and Shellhouse Limited (8.13%). Sweet Sky Limited and Shellhouse Limited are each a controlled undertaking of Zack Keinan. Zack Keinan has no notification obligation other than as a result of being a controller of Sweet Sky Limited and Shellhouse Limited |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Mr Zack Keinan |
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15. Contact telephone number: |
00972 73 2844520 / 00972 37 642600 |
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