AJ Bell plc
("AJ Bell", the "Company")
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
The Company announces that it has been notified of the below transactions on 3 December 2020 (Transactions).
(1) Those persons discharging managerial responsibility (PDMR) in the Company who are named in column (1) of the below table sold the number of ordinary shares of £0.000125 each in the Company (Ordinary Shares) set alongside their respective names in column (2) of the below table on 3 December 2020 at a price of 434.7265 pence per share .
(1) |
(2) |
PDMR |
Number of Ordinary Shares sold |
Directors |
|
Les Platts |
115,350 |
Simon Turner |
79,952 |
Michael Summersgill |
132,478 |
|
|
Senior Manager |
|
Charles Galbraith |
500,000 |
(2) Those persons who are named in column (1) of the below table, who are persons closely associated (PCA) with the PDMRs named in column (2) of the below table, sold the number of Ordinary Shares set alongside their respective names in column (3) of the below table on 3 December 2020.
(1) |
(2) |
(3) |
PCA |
PDMR |
Number of Ordinary Shares sold |
Lucy Summersgill |
Michael Summersgill |
202,718 |
Sabine Robinson |
Bruce Robinson |
5,624 |
(3) Following completion of the Transactions, each of the PDMRs named in column (1) of the below table is interested in the number of Ordinary Shares in the Company and percentage of the Company's issued share capital set alongside their respective names in columns (2) and (3) of the below table.
(1) |
(2) |
(3) |
PDMR |
Number of shares in which interested |
% of issued share capital |
Les Platts |
310,517 |
0.075 |
Simon Turner |
189,190 |
0.046 |
Michael Summersgill |
1,145,054 |
0.279 |
Charles Galbraith |
2,015,703 |
0.491 |
Bruce Robinson |
629,319 |
0.153 |
The notifications below, made in accordance with the requirements of the EU Market Abuse Regulation, provide further details.
ENQUIRIES
AJ Bell
· Bruce Robinson, Company Secretary +44 (0) 780 234 4859
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Leslie Platts |
|
2 |
Reason for the notification |
||
a) |
Position/status |
Chairman/PDMR |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
AJ Bell plc |
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
b) |
Nature of the transaction |
Sale of Ordinary Shares |
|
c) |
Currency |
GBP |
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
434.7265 pence |
115,350 |
||
e) |
Aggregated information - Aggregated volume - Aggregated Price
|
N/A single transaction |
|
f) |
Date of the transaction |
3 December 2020 |
|
g) |
Place of the transaction |
London Stock Exchange |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Simon Turner |
|
2 |
Reason for the notification |
||
a) |
Position/status |
Non-Executive Director/PDMR |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
AJ Bell plc |
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
b) |
Nature of the transaction |
Sale of Ordinary Shares |
|
c) |
Currency |
GBP |
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
434.7265 pence |
79,952 |
||
e) |
Aggregated information - Aggregated volume - Aggregated Price
|
N/A single transaction |
|
f) |
Date of the transaction |
3 December 2020 |
|
g) |
Place of the transaction |
London Stock Exchange |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Michael Summersgill |
|
2 |
Reason for the notification |
||
a) |
Position/status |
Chief Financial Officer/PDMR |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
AJ Bell plc |
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
b) |
Nature of the transaction |
Sale of Ordinary Shares
|
|
c) |
Currency |
GBP |
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
434.7265 pence |
132,478 |
||
e) |
Aggregated information - Aggregated volume - Aggregated Price
|
N/A single transaction |
|
f) |
Date of the transaction |
3 December 2020 |
|
g) |
Place of the transaction |
London Stock Exchange |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Charles Galbraith |
|
2 |
Reason for the notification |
||
a) |
Position/status |
Managing Director, AJ Bell Investcentre |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
AJ Bell plc |
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
b) |
Nature of the transaction |
Sale of Ordinary Shares |
|
c) |
Currency |
GBP |
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
434.7265 pence |
500,000 |
||
e) |
Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction |
|
f) |
Date of the transaction |
3 December 2020 |
|
g) |
Place of the transaction |
London Stock Exchange |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Lucy Summersgill |
|
2 |
Reason for the notification |
||
a) |
Position/status |
PCA with Michael Summersgill, Chief Financial Officer/PDMR |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
AJ Bell plc |
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
b) |
Nature of the transaction |
Sale of Ordinary Shares
|
|
c) |
Currency |
GBP |
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
434.7265 pence |
202,718 |
||
e) |
Aggregated information - Aggregated volume - Aggregated Price
|
N/A single transaction |
|
f) |
Date of the transaction |
3 December 2020 |
|
g) |
Place of the transaction |
London Stock Exchange |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Sabine Robinson |
|
2 |
Reason for the notification |
||
a) |
Position/status |
PCA with Bruce Robinson, Group Legal Services Director and Company Secretary/PDMR |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
AJ Bell plc |
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
b) |
Nature of the transaction |
Sale of Ordinary Shares
|
|
c) |
Currency |
GBP |
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
434.7265 pence |
5,624 |
||
e) |
Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction |
|
f) |
Date of the transaction |
3 December 2020 |
|
g) |
Place of the transaction |
London Stock Exchange |
Name of officer of issuer responsible for making notification: Bruce Robinson (Company Secretary)
Date of notification: 4 December 2020