Director/PDMR Shareholding
AJ Bell plc
("AJ Bell", the "Company")
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
AJ Bell wishes to announce that:
(1) On 9 December 2021, AJ Bell granted annual and deferred awards over the Company's ordinary shares of £0.000125 each (Ordinary Shares) to the following executive directors and senior managers, all of whom are a person discharging managerial responsibilities (PDMR) in the Company, under the AJ Bell Executive Incentive Plan (EIP) in respect of bonuses for the year ending 30 September 2022.
|
Number |
Name |
Position of PDMR |
Number of shares subject to annual award |
Number of shares subject to deferred award |
|
|
1. |
Andy Bell |
Chief Executive Officer |
99,722 |
149,584 |
|
|
2. |
Michael Summersgill |
Deputy Chief Executive Officer |
50,040 |
75,060 |
|
|
3. |
Roger Stott |
Chief Operating Officer |
12,320 |
18,480 |
|
|
4. |
Billy Mackay |
AJ Bell Investcentre Managing Director |
16,087 |
10,725 |
|
|
5. |
Charles Galbraith |
AJ Bell Youinvest Managing Director |
25,053 |
16,702 |
|
|
6. |
Karen Goodman |
Chief Risk Officer |
11,100 |
7,400 |
|
|
7. |
Bruce Robinson |
Group Legal Services Director and Company Secretary |
6,110 |
4,074 |
|
|
8. |
Mo Tagari |
Chief Technology Officer |
24,840 |
16,560 |
|
|
9. |
Liz Carrington |
HR Director
|
9,365 |
6,244 |
|
|
10. |
Kevin Doran |
AJ Bell Investments Managing Director |
10,439 |
6,959 |
|
|
|
|
|
|
||
No consideration was paid for the grant of the awards, which have been structured as nominal cost options.
In the case of the Executive Directors, Andy Bell, Michael Summersgill and Roger Stott:
a) the annual awards will normally vest once it has been determined if, and the extent to which, the performance conditions have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022.
b) the deferred awards will, subject to the satisfaction of the performance conditions and the operation of a performance underpin, malus and clawback, normally vest on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2025.
c) both the annual awards and the deferred awards will be subject to a holding period which expires on 30 September 2026, and will, ordinarily, remain exercisable until the day before the tenth anniversary of the date of grant. Clawback will continue to apply up until the end of the holding period.
In the case of the Senior Managers, Billy Mackay, Charles Galbraith, Karen Goodman, Bruce Robinson, Mo Tagari, Liz Carrington and Kevin Doran:
a) the annual awards will normally vest once it has been determined if, and the extent to which, the performance conditions have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022.
b) the deferred awards will, subject to the satisfaction of the performance conditions and the operation of a performance underpin, malus and clawback, normally vest on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
c) both the annual awards and the deferred awards will, ordinarily, remain exercisable until the day before the tenth anniversary of the date of grant.
(2) It has been notified that those PDMRS who are named in column (1) of the below table exercised nominal cost options under the EIP on 9 December 2021 to acquire the number of Ordinary Shares set alongside their respective names in column (2) of the below table and, where indicated in column (3) of that table, then sold some of those Ordinary Shares on 9 December 2021 at a price of £3.796 per Ordinary Share to pay associated income tax and national insurance contribution liabilities (PDMR Transactions).
|
(1) |
(2) |
(3) |
|
PDMR |
Number of Ordinary Shares acquired |
Number of Ordinary Shares sold |
|
Andy Bell |
136,672 |
0 |
|
Roger Stott |
22,156 |
10,419 |
|
Billy Mackay |
17,909 |
0 |
|
Bruce Robinson |
23,401 |
0 |
|
Mo Tagari |
19,561 |
9,196 |
|
Liz Carrington |
10,580 |
0 |
(3) It has been notified that on 9 December 2021 Nick Carrington, who is a person closely associated (PCA) with Liz Carrington, a PDMR:
a) was granted by AJ Bell an annual award over 7,202 Ordinary Shares and a deferred award over 4,801 Ordinary Shares under the EIP in respect of bonuses for the year ending 30 September 2022; and
b) exercised nominal cost options under the EIP to acquire 9,118 Ordinary Shares (PCA Transaction).
(4) Following completion of the PDMR Transactions and the PCA Transaction, each of the PDMRs named in column (1) of the below table is interested in the number of Ordinary Shares in the Company and percentage of the Company's issued share capital set alongside their respective names in columns (2) and (3) of the below table.
|
(1) |
(2) |
(3) |
|
PDMR |
Number of shares in which interested |
% of issued share capital |
|
Andy Bell |
93,870,739 |
22.861 |
|
Roger Stott |
210,380 |
0.051 |
|
Billy Mackay |
1,487,927 |
0.362 |
|
Bruce Robinson |
653,143 |
0.159 |
|
Mo Tagari |
47,039 |
0.011 |
|
Liz Carrington |
570,939 |
0.139 |
For further information, please contact:
AJ Bell plc
Bruce Robinson, Company Secretary +44 (0) 780 234 4859
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
|
|
|
|||||||||||
|
1. |
Details of the person discharging managerial responsibilities/ person closely associated |
|||||||||||
|
a) |
Name |
Andrew Bell
|
||||||||||
|
2. |
Reason for the notification |
|||||||||||
|
a) |
Position/status |
Chief Executive Officer/PDMR
|
||||||||||
|
b) |
Initial notification/ Amendment
|
This is an initial notification |
||||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||
|
a) |
Name |
AJ Bell plc
|
||||||||||
|
b) |
LEI |
213800VNKA7DPWXWJJ36
|
||||||||||
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted |
|||||||||||
|
a) |
Description of the financial instrument, type of instrument
|
Ordinary shares of £0.000125 each
|
||||||||||
|
Identification code |
ISIN: GB00BFZNLB60 |
|||||||||||
|
b) |
Nature of the transaction |
1. Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and
2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2025.
|
||||||||||
|
c) |
Price(s) and volume(s) |
|
||||||||||
|
d) |
Aggregated information
Aggregated volume price |
Not applicable single transaction |
||||||||||
|
e) |
Date of the transaction |
9 December 2021 |
||||||||||
|
f) |
Place of the transaction |
Outside a trading venue |
||||||||||
|
|
|
|
|
|||||||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
|
1. |
Details of the person discharging managerial responsibilities/ person closely associated |
||||||||||
|
a) |
Name |
Michael Summersgill
|
|||||||||
|
2. |
Reason for the notification |
||||||||||
|
a) |
Position/status |
Deputy Chief Executive Officer/PDMR
|
|||||||||
|
b) |
Initial notification/ Amendment |
This is an initial notification |
|||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a) |
Name |
AJ Bell plc
|
|||||||||
|
b) |
LEI |
213800VNKA7DPWXWJJ36
|
|||||||||
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted |
||||||||||
|
a) |
Description of the financial instrument, type of instrument
|
Ordinary shares of £0.000125 each
|
|||||||||
|
Identification code |
ISIN: GB00BFZNLB60 |
||||||||||
|
b) |
Nature of the transaction |
1. Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and
2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2025.
|
|||||||||
|
c) |
Price(s) and volume(s) |
|
|||||||||
|
d) |
Aggregated information
Aggregated volume Price |
Not applicable single transaction |
|||||||||
|
e) |
Date of the transaction |
9 December 2021 |
|||||||||
|
f) |
Place of the transaction |
Outside a trading venue |
|||||||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1. |
Details of the person discharging managerial responsibilities/ person closely associated |
||||||||||
|
a) |
Name |
Roger Stott
|
|||||||||
|
2. |
Reason for the notification |
||||||||||
|
a) |
Position/status |
Chief Operating Officer/PDMR
|
|||||||||
|
b) |
Initial notification/ Amendment
|
This is an initial notification |
|||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a) |
Name |
AJ Bell plc
|
|||||||||
|
b) |
LEI |
213800VNKA7DPWXWJJ36
|
|||||||||
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted |
||||||||||
|
a) |
Description of the financial instrument, type of instrument
|
Ordinary shares of £0.000125 each
|
|||||||||
|
Identification code |
ISIN: GB00BFZNLB60 |
||||||||||
|
b) |
Nature of the transaction |
1. Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and
2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2025.
|
|||||||||
|
c) |
Price(s) and volume(s) |
|
|||||||||
|
d) |
Aggregated information
Aggregated volume Price |
Not applicable single transaction |
|||||||||
|
e) |
Date of the transaction |
9 December 2021 |
|||||||||
|
f) |
Place of the transaction |
Outside a trading venue |
|||||||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1. |
Details of the person discharging managerial responsibilities/ person closely associated |
||||||||||
|
a) |
Name |
William Mackay
|
|||||||||
|
2. |
Reason for the notification |
||||||||||
|
a) |
Position/status |
AJ Bell Investcentre Managing Director/PDMR
|
|||||||||
|
b) |
Initial notification/ Amendment
|
This is an initial notification |
|||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a) |
Name |
AJ Bell plc
|
|||||||||
|
b) |
LEI |
213800VNKA7DPWXWJJ36
|
|||||||||
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted |
||||||||||
|
a) |
Description of the financial instrument, type of instrument
|
Ordinary shares of £0.000125 each |
|||||||||
|
Identification code |
ISIN: GB00BFZNLB60 |
||||||||||
|
b) |
Nature of the transaction |
1. Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and
2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
|
|||||||||
|
c) |
Price(s) and volume(s) |
|
|||||||||
|
d) |
Aggregated information
Aggregated volume Price |
Not applicable single transaction |
|||||||||
|
e) |
Date of the transaction |
9 December 2021 |
|||||||||
|
f) |
Place of the transaction |
Outside a trading venue |
|||||||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
|
1. |
Details of the person discharging managerial responsibilities/ person closely associated |
||||||||||
|
a) |
Name |
Charles Galbraith
|
|||||||||
|
2. |
Reason for the notification |
||||||||||
|
a) |
Position/status |
AJ Bell Youinvest Managing Director/PDMR
|
|||||||||
|
b) |
Initial notification/ Amendment
|
This is an initial notification |
|||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a) |
Name |
AJ Bell plc
|
|||||||||
|
b) |
LEI |
213800VNKA7DPWXWJJ36
|
|||||||||
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted |
||||||||||
|
a) |
Description of the financial instrument, type of instrument |
Ordinary shares of £0.000125 each
|
|||||||||
|
Identification code |
ISIN: GB00BFZNLB60 |
||||||||||
|
b) |
Nature of the transaction |
1. Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and
2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
|
|||||||||
|
c) |
Price(s) and volume(s) |
|
|||||||||
|
d) |
Aggregated information
Aggregated volume Price |
Not applicable single transaction |
|||||||||
|
e) |
Date of the transaction |
9 December 2021 |
|||||||||
|
f) |
Place of the transaction |
Outside a trading venue |
|||||||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1. |
Details of the person discharging managerial responsibilities/ person closely associated |
||||||||||
|
a) |
Name |
Karen Goodman
|
|||||||||
|
2. |
Reason for the notification |
||||||||||
|
a) |
Position/status |
Chief Risk Officer/PDMR
|
|||||||||
|
b) |
Initial notification/ Amendment
|
This is an initial notification |
|||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a) |
Name |
AJ Bell plc
|
|||||||||
|
b) |
LEI |
213800VNKA7DPWXWJJ36
|
|||||||||
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted |
||||||||||
|
a) |
Description of the financial instrument, type of instrument
|
Ordinary shares of £0.000125 each
|
|||||||||
|
Identification code |
ISIN: GB00BFZNLB60 |
||||||||||
|
b) |
Nature of the transaction |
1. Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and
2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
|
|||||||||
|
c) |
Price(s) and volume(s) |
|
|||||||||
|
d) |
Aggregated information
Aggregated volume Price |
Not applicable single transaction |
|||||||||
|
e) |
Date of the transaction |
9 December 2021 |
|||||||||
|
f) |
Place of the transaction |
Outside a trading venue |
|||||||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1. |
Details of the person discharging managerial responsibilities/ person closely associated |
||||||||||
|
a) |
Name |
Bruce Robinson
|
|||||||||
|
2. |
Reason for the notification |
||||||||||
|
a) |
Position/status |
Group Legal Services Director and Company Secretary/PDMR
|
|||||||||
|
b) |
Initial notification/ Amendment
|
This is an initial notification |
|||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a) |
Name |
AJ Bell plc
|
|||||||||
|
b) |
LEI |
213800VNKA7DPWXWJJ36
|
|||||||||
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted |
||||||||||
|
a) |
Description of the financial instrument, type of instrument
|
Ordinary shares of £0.000125 each
|
|||||||||
|
Identification code |
ISIN: GB00BFZNLB60 |
||||||||||
|
b) |
Nature of the transaction |
1. Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and
2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
|
|||||||||
|
c) |
Price(s) and volume(s) |
|
|||||||||
|
d) |
Aggregated information
Aggregated volume Price |
Not applicable single transaction |
|||||||||
|
e) |
Date of the transaction |
9 December 2021 |
|||||||||
|
f) |
Place of the transaction |
Outside a trading venue |
|||||||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1. |
Details of the person discharging managerial responsibilities/ person closely associated |
||||||||||
|
a) |
Name |
Mohamed Tagari
|
|||||||||
|
2. |
Reason for the notification |
||||||||||
|
a) |
Position/status |
Chief Technology Officer/PDMR
|
|||||||||
|
b) |
Initial notification/ Amendment
|
This is an initial notification |
|||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a) |
Name |
AJ Bell plc
|
|||||||||
|
b) |
LEI |
213800VNKA7DPWXWJJ36
|
|||||||||
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted |
||||||||||
|
a) |
Description of the financial instrument, type of instrument
|
Ordinary shares of £0.000125 each
|
|||||||||
|
Identification code |
ISIN: GB00BFZNLB60 |
||||||||||
|
b) |
Nature of the transaction |
1. Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and
2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
|
|||||||||
|
c) |
Price(s) and volume(s) |
|
|||||||||
|
d) |
Aggregated information
Aggregated volume Price |
Not applicable single transaction |
|||||||||
|
e) |
Date of the transaction |
9 December 2021 |
|||||||||
|
f) |
Place of the transaction |
Outside a trading venue |
|||||||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1. |
Details of the person discharging managerial responsibilities/ person closely associated |
||||||||||
|
a) |
Name |
Elizabeth Carrington |
|||||||||
|
2. |
Reason for the notification |
||||||||||
|
a) |
Position/status |
HR Director/PDMR
|
|||||||||
|
b) |
Initial notification/ Amendment
|
This is an initial notification |
|||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a) |
Name |
AJ Bell plc
|
|||||||||
|
b) |
LEI |
213800VNKA7DPWXWJJ36
|
|||||||||
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted |
||||||||||
|
a) |
Description of the financial instrument, type of instrument
|
Ordinary shares of £0.000125 each
|
|||||||||
|
Identification code |
ISIN: GB00BFZNLB60 |
||||||||||
|
b) |
Nature of the transaction |
1. Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and
2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
|
|||||||||
|
c) |
Price(s) and volume(s) |
|
|||||||||
|
d) |
Aggregated information
Aggregated volume Price |
Not applicable single transaction |
|||||||||
|
e) |
Date of the transaction |
9 December 2021 |
|||||||||
|
f) |
Place of the transaction |
Outside a trading venue |
|||||||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1. |
Details of the person discharging managerial responsibilities/ person closely associated |
||||||||||
|
a) |
Name |
Kevin Doran
|
|||||||||
|
2. |
Reason for the notification |
||||||||||
|
a) |
Position/status |
Managing Director, AJ Bell Investments /PDMR
|
|||||||||
|
b) |
Initial notification/ Amendment
|
This is an initial notification |
|||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a) |
Name |
AJ Bell plc
|
|||||||||
|
b) |
LEI |
213800VNKA7DPWXWJJ36
|
|||||||||
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted |
||||||||||
|
a) |
Description of the financial instrument, type of instrument
|
Ordinary shares of £0.000125 each
|
|||||||||
|
Identification code |
ISIN: GB00BFZNLB60 |
||||||||||
|
b) |
Nature of the transaction |
1. Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and
2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
|
|||||||||
|
c) |
Price(s) and volume(s) |
|
|||||||||
|
d) |
Aggregated information
Aggregated volume Price |
Not applicable single transaction |
|||||||||
|
e) |
Date of the transaction |
9 December 2021 |
|||||||||
|
f) |
Place of the transaction |
Outside a trading venue |
|||||||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1. |
Details of the person discharging managerial responsibilities/ person closely associated |
||||||||||
|
a) |
Name |
Nicholas Carrington |
|||||||||
|
2. |
Reason for the notification |
||||||||||
|
a) |
Position/status |
PCA with Elizabeth Carrington, HR Director/PDMR
|
|||||||||
|
b) |
Initial notification/ Amendment
|
This is an initial notification |
|||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a) |
Name |
AJ Bell plc
|
|||||||||
|
b) |
LEI |
213800VNKA7DPWXWJJ36
|
|||||||||
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted |
||||||||||
|
a) |
Description of the financial instrument, type of instrument
|
Ordinary shares of £0.000125 each
|
|||||||||
|
Identification code |
ISIN: GB00BFZNLB60 |
||||||||||
|
b) |
Nature of the transaction |
1. Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and
2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
|
|||||||||
|
c) |
Price(s) and volume(s) |
|
|||||||||
|
d) |
Aggregated information
Aggregated volume Price |
Not applicable single transaction |
|||||||||
|
e) |
Date of the transaction |
9 December 2021 |
|||||||||
|
f) |
Place of the transaction |
Outside a trading venue |
|||||||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Andrew Bell |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Chief Executive Officer/PDMR
|
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
AJ Bell plc
|
|
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36
|
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Exercise of EIP options |
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£0.000125 |
136,672 |
||
|
e) |
Aggregated information - Aggregated volume - Aggregated Price
|
N/A single transaction |
|
|
f) |
Date of the transaction |
9 December 2021 |
|
|
g) |
Place of the transaction |
Outside a trading venue |
|
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Roger Stott |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Chief Operating Officer/PDMR
|
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
AJ Bell plc
|
|
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36
|
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Exercise of EIP options |
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£0.000125 |
22,156 |
||
|
e) |
Aggregated information - Aggregated volume - Aggregated Price
|
N/A single transaction |
|
|
f) |
Date of the transaction |
9 December 2021 |
|
|
g) |
Place of the transaction |
Outside a trading venue |
|
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
William Mackay |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Managing Director, AJ Bell Investcentre |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
AJ Bell plc |
|
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Exercise of EIP options |
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£0.000125 |
17,909 |
||
|
e) |
Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction |
|
|
f) |
Date of the transaction |
9 December 2021 |
|
|
g) |
Place of the transaction |
Outside a trading venue |
|
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Bruce Robinson |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Group Legal Services Director and Company Secretary/PDMR
|
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
AJ Bell plc |
|
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Exercise of EIP options |
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£0.000125 |
23,401 |
||
|
e) |
Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction |
|
|
f) |
Date of the transaction |
9 December 2021 |
|
|
g) |
Place of the transaction |
Outside a trading venue |
|
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Mohamed Tagari |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Chief Technology Officer/PDMR |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
AJ Bell plc |
|
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Exercise of EIP options |
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£0.000125 |
19,561 |
||
|
e) |
Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction |
|
|
f) |
Date of the transaction |
9 December 2021 |
|
|
g) |
Place of the transaction |
Outside a trading venue |
|
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Elizabeth Carrington |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
HR Director |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
AJ Bell plc |
|
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Exercise of EIP options
|
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£0.000125 |
10,580 |
||
|
e) |
Aggregated information - Aggregated volume - Aggregated Price
|
N/A single transaction |
|
|
f) |
Date of the transaction |
9 December 2021 |
|
|
g) |
Place of the transaction |
Outside a trading venue |
|
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Nicholas Carrington |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
PCA with Elizabeth Carrington, HR Director/PDMR |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
AJ Bell plc
|
|
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36
|
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Exercise of EIP options |
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£0.000125 |
9,118 |
||
|
e) |
Aggregated information - Aggregated volume - Aggregated Price
|
N/A single transaction |
|
|
f) |
Date of the transaction |
9 December 2021 |
|
|
g) |
Place of the transaction |
Outside a trading venue |
|
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Roger Stott |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Chief Operating Officer/PDMR |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
AJ Bell plc |
|
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Sale of Ordinary Shares
|
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£3.796 |
10,419 |
||
|
e) |
Aggregated information - Aggregated volume - Aggregated Price
|
N/A single transaction |
|
|
f) |
Date of the transaction |
9 December 2021 |
|
|
g) |
Place of the transaction |
London Stock Exchange |
|
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Mohamed Tagari |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Chief Technology Officer/PDMR |
|
|
b) |
Initial notification /Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
AJ Bell plc |
|
|
b) |
Legal Entity Identifier |
213800VNKA7DPWXWJJ36 |
|
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares of £0.000125 each
GB00BFZNLB60 |
|
|
b) |
Nature of the transaction |
Sale of Ordinary Shares |
|
|
c) |
Currency |
GBP |
|
|
d) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
£3.796 |
9,196 |
||
|
e) |
Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction |
|
|
f) |
Date of the transaction |
9 December 2021 |
|
|
g) |
Place of the transaction |
London Stock Exchange |
|
Name of officer of issuer responsible for making notification: Bruce Robinson (Company Secretary)
Date of notification: 13 December 2021
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