TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Allergy Therapeutics Plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
X |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: |
Prudential plc group of companies |
4. Full name of shareholder(s) (if different from 3.): |
See attached schedule |
5. Date of the transaction and date on which the threshold is crossed or reached: |
01 July 2009 |
6. Date on which issuer notified: |
02 July 2009 |
7. Threshold(s) that is/are crossed or reached: |
18% to 5% |
8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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ORD GBP0.001 GB00B02LCQ05 |
14,999,999 |
14,999,999 |
14,999,999 |
14,999,999 |
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5.68% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
14,999,999 |
5.68% |
9. Chain of controlled undertakings through which the voting rights and/or the |
Prudential plc (parent company) M&G Group Limited (wholly owned subsidiary of Prudential plc) M&G Limited (wholly owned subsidiary of M&G Group Limited) |
Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
11. Number of voting rights proxy holder will cease to hold: |
N/A |
12. Date on which proxy holder will cease to hold voting rights: |
N/A |
13. Additional information: |
Calculations based on a Total Voting Rights figure of 263,998,551
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14. Contact name: |
Dipesh Varsani / Mark Thomas M&G Investment Management Limited
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15. Contact telephone number: |
020 7548 3261 / 020 7548 3266 |
Notifiable Position Report for ALLERGY THERAPEUTICS ORD GBP0.001 as at 01 JULY 2009
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Percentage holdings are calculated using an issued share capital of 263,998,551 ORD GBP0.001 shares
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