For immediate release |
3 July 2009 |
ALLIANCE PHARMA PLC
Notification of Major Interests in Shares
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1. Identity of the issuer or the underlying issuer
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Alliance Pharma plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
On market transfer between indirect and direct funds
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YES |
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3. Full name of person(s) subject to the
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Aviva plc & its subsidiaries |
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4. Full name of shareholder(s) |
Registered Holder:
BNP Paribas - London
CUIM Nominee Limited
Chase Nominees Limited *denotes direct interest
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3,245,000
5,325,000*
10,355,755 |
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5. Date of the transaction and date on
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2 July 2009 |
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6. Date on which issuer notified: |
3 July 2009
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7. Threshold(s) that is/are crossed or |
<3% to 3% Change at Direct Interest Level
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary Shares |
18,175,755 |
18,175,755 |
5,325,000 |
5,325,000 |
13,600,755 |
3.29% |
8.39% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to |
% of voting rights |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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18,925,755 |
11.68% |
9. Chain of controlled undertakings through which the voting rights and/or the |
The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:- Aviva Investors Global Services Limited: Aviva plc (Parent Company) Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited) |
Proxy Voting: |
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10. Name of the proxy holder: |
See Section 4 |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Neil Whittaker
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15. Contact telephone number: |
01603 684420
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