For Immediate Release |
3 December 2009 |
ALLIANCE PHARMA PLC
Notification of Major Interests in Shares
1. Identity of the issuer or the underlying issuer |
Alliance Pharma plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
YES |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Aviva plc & its subsidiaries |
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4. Full name of shareholder(s) |
Registered Holder: CUIM Nominee Limited *denotes direct interest BNP Paribas - London Chase Nominees Limited
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5,537,096* 3,567,285 11,642,374 |
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5. Date of the transaction and date on |
01 December 2009 |
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6. Date on which issuer notified: |
02 December 2009 |
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7. Threshold(s) that is/are crossed or |
3% to <3% Change at Direct Interest Level |
8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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Ordinary Shares |
21,046,755 |
21,046,755 |
20,746,755 |
5,537,096 |
15,209,659 |
2.87% |
7.87% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to |
% of voting rights |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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20,746,755 |
10.74% |
9. Chain of controlled undertakings through which the voting rights and/or the |
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The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:- Aviva Investors Global Services Limited:
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Proxy Voting: |
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10. Name of the proxy holder: |
See Section 4 |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Neil Whittaker |
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15. Contact telephone number: |
01603 684420 |