For Immediate Release |
10 August 2011 |
Alliance Pharma plc
TR-1: Notification of major interest in shares
1. Identity of the issuer or the underlying issuer |
Alliance Pharma plc |
|||
2 Reason for the notification (please tick the appropriate box or boxes): |
||||
An acquisition or disposal of voting rights |
Yes |
|||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
n/a |
|||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
n/a |
|||
An event changing the breakdown of voting rights |
n/a |
|||
Other (please specify): |
On market transfer between direct and indirect funds |
n/a |
||
3. Full name of person(s) subject to the |
NIGEL WRAY |
|||
4. Full name of shareholder(s) |
PERSHING NOMINEES LIMITED SMITH & WILLIAMSON NOMINEES LIMITED ROY NOMINEES LIMITED |
|||
5. Date of the transaction and date on |
9th August 2011 |
|||
6. Date on which issuer notified: |
10 August 2011 |
|||
7. Threshold(s) that is/are crossed or |
14% |
|||
8. Notified details: |
||||||||||||||||
A: Voting rights attached to shares |
||||||||||||||||
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
||||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights |
||||||||||||
Direct |
Direct |
Indirect |
Direct |
Indirect |
||||||||||||
Ordinary shares GB0031030819 |
31,119,995 |
31,119,995 |
33,619,995 |
9,455,407 |
24,164,588 |
3.95% |
10.09% |
|||||||||
|
||||||||||||||||
|
||||||||||||||||
B: Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
||||||||||||
|
|
|
|
|
||||||||||||
|
||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights
|
|||||||||||
|
|
|
|
|
Nominal |
Delta |
||||||||||
|
|
|||||||||||||||
|
||||||||||||||||
Total (A+B+C) |
||||||||||||||||
Number of voting rights |
Percentage of voting rights |
|||||||||||||||
33,619,995 |
14.04% |
|||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
||
Nigel William Wray has a beneficial interest in shares in Alliance Pharma Plc held by the following nominees
Pershing Nominees Limited 9,405,407
Smith & Williamson Nominees Limited 50,000
The family of Nigel Wray maintains a beneficial interest in the shares held by Roy Nominees Limited - 24,164,588
|
||
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
n/a |
|
11. Number of voting rights proxy holder will cease |
n/a |
|
12. Date on which proxy holder will cease to hold |
n/a |
|
|
||
|
|
|
14. Contact name: |
Nigel Wray |
|
15. Contact telephone number: |
020 7647 7647 |
|