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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer |
ALLIANCE PHARMA PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
√ |
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Other (please specify): |
Placing shares and exercise of broker's option |
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3. Full name of person(s) subject to the |
NIGEL WRAY |
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4. Full name of shareholder(s) |
PERSHING NOMINEES LIMITED ROY NOMINEES LIMITED |
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5. Date of the transaction and date on |
17 December 2015 |
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6. Date on which issuer notified: |
17 December 2015 |
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7. Threshold(s) that is/are crossed or |
7% |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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Ordinary shares GB0031030819 |
37,376,510 |
37,376,510 |
15,511,922 |
15,511,922 |
21,864,588 |
3.31% |
4.67% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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37,376,510
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7.98% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Nigel William Wray has a beneficial interest in shares in Alliance Pharma Plc held by the following nominees Pershing Nominees Limited 15,511,922 The family of Nigel Wray maintains a beneficial interest in the shares held by Roy Nominees Limited - 21,864,588 |
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease to hold: |
N/A |
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12. Date on which proxy holder will cease to hold voting rights: |
N/A |
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rights of 468,179,146
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14. Contact name: |
Nigel Wray |
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15. Contact telephone number: |
020 7647 7647 |
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