TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. IDENTITY OF THE ISSUER OR THE
UNDERLYING ISSUER OF EXISTING SHARES
TO WHICH VOTING RIGHTS ARE ATTACHED: Alliance Trust PLC
2. REASON FOR NOTIFICATION:
a) an acquisition or disposal n/a
of voting rights
b) an acquisition or disposal n/a
of financial instruments which
may result in the acquisition
of shares already issued to
which voting rights are
attached
c) an event changing the n/a
breakdown of voting rights
d) other First notification under DTR Sourcebook
3. FULL NAME OF PERSON(S) SUBJECT TO
THE NOTIFICATION OBLIGATION: Legal & General Group PLC (L&G)
4. FULL NAME OF SHAREHOLDER(S)
(if different from 3): n/a
5. DATE OF THE TRANSACTION AND DATE
ON WHICH THE THRESHOLD IS CROSSED OR
REACHED: n/a
6. DATE ON WHICH ISSUER NOTIFIED: 05 February 2007
7. THRESHOLD(S) THAT IS/ARE CROSSED
OR REACHED: Above 3% (L&G)
8. NOTIFIED DETAILS:
A: VOTING RIGHTS ATTACHED TO SHARES
CLASS/TYPE OF SHARES (if possible Ordinary GBP 0.025
using the ISIN Code):
SITUATION PREVIOUS TO THE TRIGGERING
TRANSACTION:
- NUMBER OF SHARES 1,518,366
- NUMBER OF VOTING RIGHTS 3.01% (under S-198
on 21/11/2002)
RESULTING SITUATION AFTER THE
TRIGGERING TRANSACTION
- NUMBER OF SHARES (DIRECT) 23,129,040
- NUMBER OF VOTING RIGHTS (DIRECT) 23,129,040
- NUMBER OF VOTING RIGHTS (INDIRECT) n/a
- % OF VOTING RIGHTS (DIRECT) 3.44%
- % OF VOTING RIGHTS (INDIRECT) n/a
B: FINANCIAL INSTRUMENTS
RESULTING SITUATION AFTER THE TRIGGERING TRANSACTION
- TYPE OF FINANCIAL INSTRUMENT: n/a
- EXPIRATION DATE: n/a
- EXERCISE/CONVERSION PERIOD/DATE: n/a
- NUMBER OF VOTING RIGHTS THAT MAY
BE ACQUIRED IF THE INSTRUMENT IS
EXERCISED/CONVERTED: n/a
- % OF VOTING RIGHTS: n/a
TOTAL (A+B)
- NUMBER OF VOTING RIGHTS: 23,129,040
- % OF VOTING RIGHTS: 3.44%
9. CHAIN OF CONTROLLED UNDERTAKINGS THROUGH WHICH THE VOTING RIGHTS
AND/OR THE FINANCIAL INSTRUMENTS ARE EFFECTIVELY HELD, IF APPLICABLE:
Legal & General Group Plc (Direct and Indirect) (Group)
Legal & General Investment Management (Holdings) Limited (LGIMH)
(Direct and Indirect)
Legal & General Investment Management Limited (Indirect) (LGIM)
Legal & General Group Plc (Direct) (L&G)
(23,129,040 - 3.44% = LGAS, LGPL & PMC)
Legal & General Investment Management (Holdings) Limited (Direct)
Legal & General Insurance Holdings Limited (Direct) (LGAS & LGPL)
Legal & General Assurance (Pensions Management) Limited (PMC)
Legal & General Assurance Society Limited (LGAS & LGPL)
Legal & General Pensions Limited (Direct) (LGPL)
PROXY VOTING:
10. NAME OF THE PROXY HOLDER: N/A
11. NUMBER OF VOTING RIGHTS
PROXY HOLDER WILL CEASE TO HOLD: N/A
12. DATE ON WHICH PROXY HOLDER
WILL CEASE TO HOLD VOTING RIGHTS: N/A
13. ADDITIONAL INFORMATION: Notification using shares in issue
figure of 671,909,760
14. CONTACT NAME: Ian Anderson
15. CONTACT TELEPHONE NUMBER: 01382 201700
16. DATE OF NOTIFICATION: 6 February 2007
ANNEX TO NOTIFICATION OF MAJOR INTERESTS IN SHARES:
A: IDENTITY OF THE PERSON OR LEGAL ENTITY SUBJECT TO THE
NOTIFICATION OBLIGATION
FULL NAME Legal and General Group Plc (L&G)
(including legal form
for legal entities)
CONTACT ADDRESS Temple Court, 11 Queen Victoria
(registered office Street, London, EC4N 4TP
for legal entities)
PHONE NUMBER 0207 528 6742
OTHER USEFUL INFORMATION Gayle Little
(at least legal
representative for
legal persons)
B: IDENTITY OF THE NOTIFIER, IF APPLICABLE
FULL NAME Helen Lewis
CONTACT ADDRESS Bucklersbury House, 3 Queen
Victoria Street, London, EC4N 8NH
PHONE NUMBER 0207 528 6742
OTHER USEFUL INFORMATION Investment Advisor
(e.g. functional relationship
with the person or legal
entity subject to the
notification obligation)
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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