Holding(s) in Company

RNS Number : 3888X

RCM Technology Trust PLC

10 January 2014

 



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii

RCM Technology Trust PLC

2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights		X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):

3. Full name of person(s) subject to the notification obligation: iii	Lazard Asset Management LLC
4. Full name of shareholder(s) (if different from 3.): iv	Bank of New York, Inc - Dir Personal J.P.Morgan Chase - SWIFT Mellon Trust Morgan Guaranty - Personal Custody Northern Trust Co State Street Bank - Custody Master Trust State Street Bank - Custodian - ETC State Street bank - Master Tr - ETC
5. Date of the transaction and date on which the threshold is crossed or reached: v	9 January 2014
6. Date on which issuer notified:	10 January 2014
7. Threshold(s) that is/are crossed or reached: vi, vii	Decrease from 14% to 13%

8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of shares if possible using the ISIN CODE	Situation previous to the triggering transaction		Resulting situation after the triggering transaction
	Number of Shares	Number of Voting Rights	Number of shares	Number of voting rights		% of  voting rights x
			Direct	Direct xi	Indirect xii	Direct	Indirect
Ordinary Shares GB0003390720	4,067,635	3,645,141			3,545,141		13.985%

B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument	Expiration date xiii	Exercise/ Conversion Period xiv	Number of voting rights that may be acquired if the instrument is exercised/ converted.	% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrument	Exercise price	Expiration date xvii	Exercise/ Conversion period xviii	Number of voting rights instrument refers to	% of voting rights xix, xx
					Nominal	Delta

Total (A+B+C)
Number of voting rights	Percentage of voting rights
3,545,141	13.985%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi

Lazard Asset Management LLC controls all the voting rights held of this issuer.

Proxy Voting:
10. Name of the proxy holder:	N/A
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:

13. Additional information:
14. Contact name:	Peter Ingram
15. Contact telephone number:	020 7065 1467

 

END

 

 

HOLURSARSAAAAAR