TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
|
|
|
|||||
1. Identity of the issuer or the underlying issuer |
ALTERNATIVE LIQUIDITY FUND LTD |
|||||
2 Reason for the notification (please tick the appropriate box or boxes): |
||||||
An acquisition or disposal of voting rights |
X |
|||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
|||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|
|||||
An event changing the breakdown of voting rights |
|
|||||
Other (please specify): |
Correction of a filling originally submitted on 10.21.2016, in relation to the same transaction triggering the TR-1 notification. |
X |
||||
3. Full name of person(s) subject to the |
|
|||||
4. Full name of shareholder(s) |
NA |
|||||
5. Date of the transaction and date on |
October 21, 2016 |
|||||
6. Date on which issuer notified: |
October 21, 2016 and corrected on 10.27.2016 |
|||||
7. Threshold(s) that is/are crossed or |
10% |
|||||
8. Notified details: |
|||||||||||||||||
A: Voting rights attached to shares viii, ix |
|||||||||||||||||
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
|||||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights x |
|||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
|||||||||||||
Closed-End- Fund: ALF LN
ISIN: GG00BYRGPD65 |
12,642,271
|
12,642,271
|
15,311,125
|
15,311,125
|
|
10.44% |
|
||||||||||
|
|||||||||||||||||
|
|||||||||||||||||
B: Qualifying Financial Instruments |
|||||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
|||||||||||||
|
|
|
|
|
|||||||||||||
|
|||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
|||||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||||
Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
||||||||||||
|
|
|
|
|
Nominal |
Delta |
|||||||||||
|
|
||||||||||||||||
|
|||||||||||||||||
Total (A+B+C) |
|||||||||||||||||
Number of voting rights |
Percentage of voting rights |
||||||||||||||||
15,311,125 |
10.44% |
||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
|
||||||||||||||||
|
|
||||||||||||||||
|
|
||||||||||||||||
Proxy Voting: |
|
||||||||||||||||
10. Name of the proxy holder: |
NA |
|
|||||||||||||||
11. Number of voting rights proxy holder will cease |
NA |
|
|||||||||||||||
12. Date on which proxy holder will cease to hold |
NA |
|
|||||||||||||||
|
|
||||||||||||||||
|
|
|
|||||||||||||||
14. Contact name: |
Anita Bak |
|
|||||||||||||||
15. Contact telephone number: |
1 (203) 861-8410 |
|
|||||||||||||||