Director/PDMR Shareholding

RNS Number : 4251Z

Anglo American PLC

14 March 2017

 

Anglo American plc (the 'Company')

Registered office: 20 Carlton House Terrace, London SW1Y 5AN

Registered number: 3564138 (incorporated in England and Wales)

Notification of transactions by PDMRs

The Company received notification on 10 and 13 March 2017 of the following transactions in its Ordinary Shares by PDMRs:

Vesting of Shares awarded at nil cost under the Company's Bonus Share Plan ("BSP"), Non-Cyclical Share Award Plan ("NCSAP") and Long Term Incentive Plan ("LTIP")

Awards made under the BSP, NCSAP and LTIP in March 2014 vested on 10 and 13 March 2017 respectively to Directors/PDMRs as noted below. The performance conditions relating to the LTIP awards granted in March 2014 were not met, hence these awards have lapsed in full. Bruce Cleaver's and Anik Michaud's 2014 LTIP awards were made prior to their becoming PDMRs, therefore these have vested in full.

Director/PDMR	Share Plan	Date of Transaction	Shares Vested	Shares sold for tax	Sale Price (£)	Net shares retained by Director/PDMR
Mark Cutifani	BSP	10/03/2017	31,370	14,745	11.56	16,625
Bruce Cleaver	NCSAP	10/03/2017	19,761	19,761*	11.56	0
Bruce Cleaver	LTIP	13/03/2017	15,600	15,600*	11.86	0
Seamus French	BSP	10/03/2017	22,320	10,491	11.56	11,829
René Médori	BSP	10/03/2017	25,214	11,852	11.56	13,362
Anik Michaud	BSP	10/03/2017	12,359	5,810	11.56	6,549
Anik Michaud	LTIP	13/03/2017	12,600	5,922	11.86	6,678
Tony O'Neill	BSP	10/03/2017	8,472	3,983	11.56	4,489
Duncan Wanblad	BSP	10/03/2017	15,360	7,220	11.56	8,140
Peter Whitcutt	BSP	10/03/2017	19,297	9,070	11.56	10,227

*All shares released under these awards were sold. Tax deductions shall be made from the proceeds of sale.

In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are set out below.

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Mark Cutifani
2.	Reason for the notification
a)	Position / status	Chief Executive (Director/PDMR)
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2014 under the terms of the Anglo American plc Bonus Share Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP0.00 31,370
e)	Aggregated information Aggregated volume Price	31,370 GBP0.00
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan to cover tax.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP11.56 14,745
e)	Aggregated information Aggregated volume Price	14,745 GBP11.56
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Bruce Cleaver
2.	Reason for the notification
a)	Position / status	CEO De Beers (PDMR)
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2014 under the terms of the Anglo American plc Non-Cyclical Share Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP0.00 19,761
e)	Aggregated information Aggregated volume Price	19,761 GBP0.00
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares Released under the terms of the Anglo American plc Non-Cyclical Share Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP11.56 19,761
e)	Aggregated information Aggregated volume Price	19,761 GBP11.56
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON
4.3	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2014 under the terms of the Anglo American plc Long Term Incentive Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP0.00 15,600
e)	Aggregated information Aggregated volume Price	15,600 GBP0.00
f)	Date of the transaction	2017-03-13
g)	Place of the transaction	London Stock Exchange - XLON
4.4	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Long Term Incentive Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP11.86 15,600
e)	Aggregated information Aggregated volume Price	15,600 GBP11.86
f)	Date of the transaction	2017-03-13
g)	Place of the transaction	London Stock Exchange - XLON

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Seamus French
2.	Reason for the notification
a)	Position / status	CEO of Bulk Commodities - Coal and Iron Ore
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2014 under the terms of the Anglo American plc Bonus Share Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP0.00 22,320
e)	Aggregated information Aggregated volume Price	22,320 GBP0.00
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan to cover tax.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP11.56 10,491
e)	Aggregated information Aggregated volume Price	10,491 GBP11.56
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON

1.	Details of PDMR / person closely associated (PCA)
a)	Name	René Médori
2.	Reason for the notification
a)	Position / status	Finance Director (Director/PDMR)
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2014 under the terms of the Anglo American plc Bonus Share Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP0.00 25,214
e)	Aggregated information Aggregated volume Price	25,214 GBP0.00
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan to cover tax.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP11.56 11,852
e)	Aggregated information Aggregated volume Price	11,852 GBP11.56
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Anik Michaud
2.	Reason for the notification
a)	Position / status	Group Director - Corporate Relations (PDMR)
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2014 under the terms of the Anglo American plc Bonus Share Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP0.00 12,359
e)	Aggregated information Aggregated volume Price	12,359 GBP0.00
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan to cover tax.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP11.56 5,810
e)	Aggregated information Aggregated volume Price	5,810 GBP11.56
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON
4.3	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2014 under the terms of the Anglo American plc Long Term Incentive Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP0.00 12,600
e)	Aggregated information Aggregated volume Price	12,600 GBP0.00
f)	Date of the transaction	2017-03-13
g)	Place of the transaction	London Stock Exchange - XLON
4.4	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Long Term Incentive Plan for tax.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP11.86 5,922
e)	Aggregated information Aggregated volume Price	5,922 GBP11.86
f)	Date of the transaction	2017-03-13
g)	Place of the transaction	London Stock Exchange - XLON

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Tony O'Neill
2.	Reason for the notification
a)	Position / status	Technical Director (Director/PDMR)
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2014 under the terms of the Anglo American plc Bonus Share Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP0.00 8,472
e)	Aggregated information Aggregated volume Price	8,472 GBP0.00
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan to cover tax.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP11.56 3,983
e)	Aggregated information Aggregated volume Price	3,983 GBP11.56
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Duncan Wanblad
2.	Reason for the notification
a)	Position / status	CEO Base Metals & Group Director - Strategy & Business Development (PDMR)
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2014 under the terms of the Anglo American plc Bonus Share Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP0.00 15,360
e)	Aggregated information Aggregated volume Price	15,360 GBP0.00
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan to cover tax.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP11.56 7,220
e)	Aggregated information Aggregated volume Price	7,220 GBP11.56
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Peter Whitcutt
2.	Reason for the notification
a)	Position / status	CEO Marketing (PDMR)
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2014 under the terms of the Anglo American plc Bonus Share Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP0.00 19,297
e)	Aggregated information Aggregated volume Price	19,297 GBP0.00
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan to cover tax.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP11.56 9,070
e)	Aggregated information Aggregated volume Price	9,070 GBP11.56
f)	Date of the transaction	2017-03-10
g)	Place of the transaction	London Stock Exchange - XLON

John Mills

Group Company Secretary

14 March 2017

 

END

 

 

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