Anglo American plc ("the Company")
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Notification of transactions by PDMRs
The Company received notification on 14 March 2017 of an exercise of options over its Ordinary Shares by a PDMR under the Anglo American Sharesave Option Plan 2008, an HM Revenue & Customs approved all-employee share plan.
The Company further received notification on 15 March 2017 of transactions in its Ordinary Shares by PDMRs under the Company's Share Incentive Plan, an HM Revenue & Customs approved all-employee share plan under which employees are able to buy Shares using monthly deductions from salary (Partnership Shares), and are allotted an equivalent number of Shares by the Company (Matching Shares).
The relevant FCA notifications are set out below.
1. |
Details of PDMR / PCA |
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a) |
Name |
Bruce Cleaver |
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2. |
Reason for the notification |
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a) |
Position / status |
CEO De Beers (PDMR) |
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b) |
Initial notification / amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Full name of the entity |
Anglo American plc |
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b) |
LEI |
549300S9XF92D1X8ME43 |
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4. |
Details of the transaction(s) |
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a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
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b) |
Nature of the transaction |
Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan |
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c) |
Currency |
GBP - British Pound |
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d) |
Price(s) and volume(s) |
|
||||||
e) |
Aggregated information
Aggregated volume
Price |
24
GBP11.87 |
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f) |
Date of the transaction |
2017-03-14 |
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g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / PCA |
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a) |
Name |
Mark Cutifani |
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2. |
Reason for the notification |
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a) |
Position / status |
Chief Executive (Director/PDMR) |
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b) |
Initial notification / amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
a) |
Full name of the entity |
Anglo American plc |
||||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||
4. |
Details of the transaction(s) |
|||||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||
b) |
Nature of the transaction |
Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan |
||||||
c) |
Currency |
GBP - British Pound |
||||||
d) |
Price(s) and volume(s) |
|
||||||
e) |
Aggregated information
Aggregated volume
Price |
26
GBP11.87 |
||||||
f) |
Date of the transaction |
2017-03-14 |
||||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / PCA |
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a) |
Name |
René Médori |
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2. |
Reason for the notification |
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a) |
Position / status |
Finance Director (Director/PDMR) |
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b) |
Initial notification / amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
a) |
Full name of the entity |
Anglo American plc |
||||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||
4. |
Details of the transaction(s) |
|||||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||
b) |
Nature of the transaction |
Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan |
||||||
c) |
Currency |
GBP - British Pound |
||||||
d) |
Price(s) and volume(s) |
|
||||||
e) |
Aggregated information
Aggregated volume
Price |
24
GBP11.87 |
||||||
f) |
Date of the transaction |
2017-03-14 |
||||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / PCA |
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a) |
Name |
Anik Michaud |
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2. |
Reason for the notification |
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a) |
Position / status |
Group Director, Corporate Relations (PDMR) |
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b) |
Initial notification / amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
a) |
Full name of the entity |
Anglo American plc |
||||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||
4. |
Details of the transaction(s) |
|||||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||
b) |
Nature of the transaction |
Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan |
||||||
c) |
Currency |
GBP - British Pound |
||||||
d) |
Price(s) and volume(s) |
|
||||||
e) |
Aggregated information
Aggregated volume
Price |
18
GBP11.87 |
||||||
f) |
Date of the transaction |
2017-03-14 |
||||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / PCA |
|||||||
a) |
Name |
Duncan Wanblad |
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2. |
Reason for the notification |
|||||||
a) |
Position / status |
CEO Base Metals & Group Director, Strategy & Business Development (PDMR) |
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b) |
Initial notification / amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
a) |
Full name of the entity |
Anglo American plc |
||||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||
4.1 |
Details of the transaction(s) |
|||||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||
b) |
Nature of the transaction |
Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan |
||||||
c) |
Currency |
GBP - British Pound |
||||||
d) |
Price(s) and volume(s) |
|
||||||
e) |
Aggregated information
Aggregated volume
Price |
20
GBP11.87 |
||||||
f) |
Date of the transaction |
2017-03-14 |
||||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||||
4.2 |
Details of the transaction(s) |
|||||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||
b) |
Nature of the transaction |
Exercise of options under the Anglo American Sharesave Option Plan 2008, an HM Revenue & Customs approved all-employee share plan. |
||||||
c) |
Currency |
GBP - British Pound |
||||||
d) |
Price(s) and volume(s) |
|
||||||
e) |
Aggregated information
Aggregated volume
Price |
1,715
GBP 9.56 |
||||||
f) |
Date of the transaction |
2017-03-14 |
||||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / PCA |
|||||||
a) |
Name |
Peter Whitcutt |
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2. |
Reason for the notification |
|||||||
a) |
Position / status |
CEO Marketing (PDMR) |
||||||
b) |
Initial notification / amendment |
Initial notification |
||||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
a) |
Full name of the entity |
Anglo American plc |
||||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||
4. |
Details of the transaction(s) |
|||||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||
b) |
Nature of the transaction |
Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan |
||||||
c) |
Currency |
GBP - British Pound |
||||||
d) |
Price(s) and volume(s) |
|
||||||
e) |
Aggregated information
Aggregated volume
Price |
20
GBP11.87 |
||||||
f) |
Date of the transaction |
2017-03-14 |
||||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
John Mills
Group Company Secretary
17 March 2017