Anglo American plc ("the Company")
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Notification of transactions by PDMRs
The Company received notification on 22 March 2017 of a sale of its Ordinary Shares by a PDMR.
The Company further received notification on 23 March 2017 that awards of GBP 3,000 of free shares were made to PDMRs at nil cost under the Company's Share Incentive Plan, an HM Revenue & Customs approved all-employee share plan. These shares are subject to a three year holding period.
The relevant FCA notifications are set out below.
1. |
Details of PDMR / PCA |
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a) |
Name |
Didier Charreton |
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2. |
Reason for the notification |
|||||
a) |
Position / status |
Group Director - People & Organisation (PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, an HM Revenue & Customs approved all-employee share plan. These shares are subject to a three year holding period. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
240
GBP 0.00 |
||||
f) |
Date of the transaction |
2017-03-22 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / PCA |
|||||
a) |
Name |
Bruce Cleaver |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
CEO De Beers (PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, an HM Revenue & Customs approved all-employee share plan. These shares are subject to a three year holding period. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
240
GBP 0.00 |
||||
f) |
Date of the transaction |
2017-03-22 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / PCA |
|||||
a) |
Name |
Mark Cutifani |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
Chief Executive (Director/PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, an HM Revenue & Customs approved all-employee share plan. These shares are subject to a three year holding period. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
240
GBP 0.00 |
||||
f) |
Date of the transaction |
2017-03-22 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / PCA |
|||||
a) |
Name |
Seamus French |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
CEO of Bulk Commodities - Coal and Iron Ore (PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, an HM Revenue & Customs approved all-employee share plan. These shares are subject to a three year holding period. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
240
GBP 0.00 |
||||
f) |
Date of the transaction |
2017-03-22 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / PCA |
|||||
a) |
Name |
René Médori |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
Finance Director (Director/PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, an HM Revenue & Customs approved all-employee share plan. These shares are subject to a three year holding period. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
240
GBP 0.00 |
||||
f) |
Date of the transaction |
2017-03-22 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / PCA |
|||||
a) |
Name |
Anik Michaud |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
Group Director, Corporate Relations (PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, an HM Revenue & Customs approved all-employee share plan. These shares are subject to a three year holding period. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
240
GBP 0.00 |
||||
f) |
Date of the transaction |
2017-03-22 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / PCA |
|||||
a) |
Name |
Tony O'Neill |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
Technical Director (Director/PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, an HM Revenue & Customs approved all-employee share plan. These shares are subject to a three year holding period. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
240
GBP 0.00 |
||||
f) |
Date of the transaction |
2017-03-22 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / PCA |
|||||
a) |
Name |
Duncan Wanblad |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
CEO Base Metals & Group Director, Strategy & Business Development (PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, an HM Revenue & Customs approved all-employee share plan. These shares are subject to a three year holding period. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
240
GBP 0.00 |
||||
f) |
Date of the transaction |
2017-03-22 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / PCA |
|||||
a) |
Name |
Peter Whitcutt |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
CEO Marketing (PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4.1 |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, an HM Revenue & Customs approved all-employee share plan. These shares are subject to a three year holding period. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
240
GBP 0.00 |
||||
f) |
Date of the transaction |
2017-03-22 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||
4.2 |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Sale of Ordinary Shares |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
8,000
GBP 12.55 |
||||
f) |
Date of the transaction |
2017-03-21 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
John Mills
Group Company Secretary
24 March 2017