Director/PDMR Shareholding

RNS Number : 9976G

Anglo American PLC

07 March 2018

 

Anglo American plc (the 'Company')

Registered office: 20 Carlton House Terrace, London SW1Y 5AN

Registered number: 3564138 (incorporated in England and Wales)

Notification of transactions by Directors / PDMRs

The Company received notification on 5 and 6 March 2018 of the following transactions in its Ordinary Shares by Directors/PDMRs:

Vesting of Shares awarded at nil cost under the Company's Bonus Share Plan ("BSP") and Long Term Incentive Plan ("LTIP")

Awards made under the BSP and LTIP in March 2015 vested on 3 March 2018 to Directors/PDMRs as noted below. Shares were released and sold to cover withholding taxes on 5 March 2018, the first trading day after vesting, at £16.934 per share.

In the case of awards granted under the LTIP in 2015, the relevant performance conditions were met as to 50% (full details can be found in the Company's 2017 Annual Report and Accounts). 50% of the awards therefore vested to the following Directors/PDMRs, net of the shares sold to cover taxes, as noted below. The net shares are subject to a further two-year holding period, during which time they may not be sold or transferred. The remaining 50% of the share awards did not vest and lapsed on the same date.

Bruce Cleaver's and Anik Michaud's 2015 LTIP awards were made prior to their becoming PDMRs, therefore these were not subject to the performance condition or a holding period and have vested and been released in full.

Director/PDMR	Share Plan	Shares Granted	Shares Vested	Shares sold for tax	Net shares retained by Director/PDMR
Mark Cutifani	BSP	51,061	51,061	23,999	27,062
Mark Cutifani	LTIP	362,275	181,137	85,135	96,002
Tony O'Neill	BSP	31,381	31,381	14,750	16,631
Tony O'Neill	LTIP	195,000	97,500	45,825	51,675
Bruce Cleaver	BSP	29,508	29,508	13,870	15,638
Bruce Cleaver	LTIP	22,300	22,300	10,481	11,819
Seamus French	BSP	30,146	30,146	14,169	15,977
Seamus French	LTIP	135,000	67,500	31,725	35,775
Anik Michaud	BSP	15,204	15,204	7,146	8,058
Anik Michaud	LTIP	18,200	18,200	8,554	9,646
Duncan Wanblad	BSP	22,162	22,162	10,417	11,745
Duncan Wanblad	LTIP	135,000	67,500	31,725	35,775
Peter Whitcutt	BSP	28,670	28,670	13,475	15,195
Peter Whitcutt	LTIP	135,000	67,500	31,725	35,775

In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are set out below.

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Mark Cutifani
2.	Reason for the notification
a)	Position / status	Chief Executive (Director/PDMR)
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 0.00 51,061 GBP 0.00 181,137
e)	Aggregated information Aggregated volume Price	232,198 GBP 0.00
f)	Date of the transaction	2018-03-05
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 16.934 23,999 GBP 16.934 85,135
e)	Aggregated information Aggregated volume Price	109,134 GBP 16.934
f)	Date of the transaction	2018-03-05
g)	Place of the transaction	London Stock Exchange - XLON

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Tony O'Neill
2.	Reason for the notification
a)	Position / status	Technical Director (Director/PDMR)
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 0.00 31,381 GBP 0.00 97,500
e)	Aggregated information Aggregated volume Price	128,881 GBP 0.00
f)	Date of the transaction	2018-03-05
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 16.934 14,750 GBP 16.934 45,825
e)	Aggregated information Aggregated volume Price	60,575 GBP 16.934
f)	Date of the transaction	2018-03-05
g)	Place of the transaction	London Stock Exchange - XLON

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Bruce Cleaver
2.	Reason for the notification
a)	Position / status	CEO De Beers (PDMR)
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 0.00 29,508 GBP 0.00 22,300
e)	Aggregated information Aggregated volume Price	51,808 GBP 0.00
f)	Date of the transaction	2018-03-05
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 16.934 13,870 GBP 16.934 10,481
e)	Aggregated information Aggregated volume Price	24,351 GBP 16.934
f)	Date of the transaction	2018-03-05
g)	Place of the transaction	London Stock Exchange - XLON

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Seamus French
2.	Reason for the notification
a)	Position / status	CEO of Bulk Commodities - Coal and Iron Ore (PDMR)
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 0.00 30,146 GBP 0.00 67,500
e)	Aggregated information Aggregated volume Price	97,646 GBP 0.00
f)	Date of the transaction	2018-03-05
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 16.934 14,169 GBP 16.934 31,725
e)	Aggregated information Aggregated volume Price	45,894 GBP 16.934
f)	Date of the transaction	2018-03-05
g)	Place of the transaction	London Stock Exchange - XLON

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Anik Michaud
2.	Reason for the notification
a)	Position / status	Group Director - Corporate Relations (PDMR)
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 0.00 15,204 GBP 0.00 18,200
e)	Aggregated information Aggregated volume Price	33,404 GBP 0.00
f)	Date of the transaction	2018-03-05
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 16.934 7,146 GBP 16.934 8,554
e)	Aggregated information Aggregated volume Price	15,700 GBP 16.934
f)	Date of the transaction	2018-03-05
g)	Place of the transaction	London Stock Exchange - XLON

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Duncan Wanblad
2.	Reason for the notification
a)	Position / status	CEO Base Metals & Group Director - Strategy & Business Development (PDMR)
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 0.00 22,162 GBP 0.00 67,500
e)	Aggregated information Aggregated volume Price	89,662 GBP 0.00
f)	Date of the transaction	2018-03-05
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 16.934 10,417 GBP 16.934 31,725
e)	Aggregated information Aggregated volume Price	42,142 GBP 16.934
f)	Date of the transaction	2018-03-05
g)	Place of the transaction	London Stock Exchange - XLON

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Peter Whitcutt
2.	Reason for the notification
a)	Position / status	CEO Marketing (PDMR)
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Release of Shares awarded in March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 0.00 28,670 GBP 0.00 67,500
e)	Aggregated information Aggregated volume Price	96,170 GBP 0.00
f)	Date of the transaction	2018-03-05
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 16.934 13,475 GBP 16.934 31,725
e)	Aggregated information Aggregated volume Price	45,200 GBP 16.934
f)	Date of the transaction	2018-03-05
g)	Place of the transaction	London Stock Exchange - XLON

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Bruce Cleaver
2.	Reason for the notification
a)	Position / status	CEO De Beers (PDMR)
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.1	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 17.359 8,237
e)	Aggregated information Aggregated volume Price	8,237 GBP 17.359
f)	Date of the transaction	2018-03-06
g)	Place of the transaction	London Stock Exchange - XLON
4.2	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Transfer of Ordinary Shares to spouse at nil cost.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 0.00 19,220
e)	Aggregated information Aggregated volume Price	19,220 GBP 0.00
f)	Date of the transaction	2018-03-06
g)	Place of the transaction	London Stock Exchange - XLON

1.	Details of PDMR / person closely associated (PCA)
a)	Name	Adele Cleaver
2.	Reason for the notification
a)	Position / status	PCA - Spouse of Bruce Cleaver, a PDMR.
b)	Initial notification / amendment	Initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	Anglo American plc
b)	LEI	549300S9XF92D1X8ME43
4.	Details of the transaction(s)
a)	Description of the financial instrument Identification Code	Anglo American plc Ordinary Shares of USD0.54945 each GB00B1XZS820
b)	Nature of the transaction	Transfer of Ordinary Shares from spouse at nil cost.
c)	Currency	GBP - British Pound
d)	Price(s) and volume(s)	Price(s) Volume(s) GBP 0.00 19,220
e)	Aggregated information Aggregated volume Price	19,220 GBP 0.00
f)	Date of the transaction	2018-03-06
g)	Place of the transaction	London Stock Exchange - XLON

John Mills

Group Company Secretary

7 March 2018

 

END

 

 

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