Anglo American plc (the 'Company')
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Notification of transactions by PDMRs
The Company has received notification of the following transactions in its Ordinary Shares ('Shares') by PDMRs:
Awards of Shares at nil cost under the Company's Long Term Incentive Plan ('LTIP') were made on 12 May 2017 to Directors/PDMRs as detailed below. The LTIP provides Directors and executive management with Shares awarded on a conditional basis as determined by the Board's Remuneration Committee. These awards will vest in 2020, subject to the satisfaction of performance conditions as explained in the Group's Annual Report, and the Shares will then be subject to a further holding period of two years and will be released in 2022.
Name of Director / PDMR |
Number of Shares |
Directors: |
|
Mark Cutifani |
366,606 |
Stephen Pearce |
220,944 |
Tony O'Neill |
229,129 |
|
|
PDMRs: |
|
Didier Charreton |
116,316 |
Bruce Cleaver |
169,628 |
Seamus French |
184,267 |
Norman Mbazima |
109,100 |
Anik Michaud |
114,035 |
Duncan Wanblad |
174,617 |
Peter Whitcutt |
158,338 |
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are set out below.
1. |
Details of PDMR / person closely associated (PCA) |
|||||
a) |
Name |
Mark Cutifani |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
Chief Executive (Director/PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2020; the Shares will then be subject to a further holding period of two years and will be released in 2022. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
366,606
GBP0.00 |
||||
f) |
Date of the transaction |
2017-05-12 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / person closely associated (PCA) |
|||||
a) |
Name |
Stephen Pearce |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
Finance Director (Director/PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2020; the Shares will then be subject to a further holding period of two years and will be released in 2022. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
220,944
GBP0.00 |
||||
f) |
Date of the transaction |
2017-05-12 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / person closely associated (PCA) |
|||||
a) |
Name |
Tony O'Neill |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
Technical Director (Director/PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2020; the Shares will then be subject to a further holding period of two years and will be released in 2022. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
229,129
GBP0.00 |
||||
f) |
Date of the transaction |
2017-05-12 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / person closely associated (PCA) |
|||||
a) |
Name |
Didier Charreton |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
Group Director - People and Organisation (PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2020; the Shares will then be subject to a further holding period of two years and will be released in 2022. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
116,316
GBP0.00 |
||||
f) |
Date of the transaction |
2017-05-12 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / person closely associated (PCA) |
|||||
a) |
Name |
Bruce Cleaver |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
CEO De Beers (PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2020; the Shares will then be subject to a further holding period of two years and will be released in 2022. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
169,628
GBP0.00 |
||||
f) |
Date of the transaction |
2017-05-12 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / person closely associated (PCA) |
|||||
a) |
Name |
Seamus French |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
CEO of Bulk Commodities - Coal and Iron Ore (PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2020; the Shares will then be subject to a further holding period of two years and will be released in 2022. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
184,267
GBP0.00 |
||||
f) |
Date of the transaction |
2017-05-12 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / person closely associated (PCA) |
|||||
a) |
Name |
Norman Mbazima |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
Deputy Chairman - Anglo American South Africa (PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4.1 |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2020; the Shares will then be subject to a further holding period of two years and will be released in 2022. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
20,054
GBP0.00 |
||||
f) |
Date of the transaction |
2017-05-12 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||
4.2 |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2020; the Shares will then be subject to a further holding period of two years and will be released in 2022. |
||||
c) |
Currency |
ZAR - South African Rand |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
89,046
ZAR0.00 |
||||
f) |
Date of the transaction |
2017-05-12 |
||||
g) |
Place of the transaction |
Johannesburg Stock Exchange - XJSE |
1. |
Details of PDMR / person closely associated (PCA) |
|||||
a) |
Name |
Anik Michaud |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
Group Director - Corporate Relations (PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2020; the Shares will then be subject to a further holding period of two years and will be released in 2022. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
114,035
GBP0.00 |
||||
f) |
Date of the transaction |
2017-05-12 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / person closely associated (PCA) |
|||||
a) |
Name |
Duncan Wanblad |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
CEO Base Metals & Group Director - Strategy & Business Development (PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2020; the Shares will then be subject to a further holding period of two years and will be released in 2022. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
174,617
GBP0.00 |
||||
f) |
Date of the transaction |
2017-05-12 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / person closely associated (PCA) |
|||||
a) |
Name |
Peter Whitcutt |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
CEO Marketing (PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2020; the Shares will then be subject to a further holding period of two years and will be released in 2022. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
158,338
GBP0.00 |
||||
f) |
Date of the transaction |
2017-05-12 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
John Mills
Group Company Secretary
12 May 2017