Anglo American plc ("the Company")
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
LEI: 549300S9XF92D1X8ME43
Notification of transactions by Directors and PDMRs
The Company announces the following transactions in its Ordinary Shares:
· Purchases of Ordinary Shares pursuant to a Non-Executive Directors' 'Shares in lieu of fees' scheme. The Shares were acquired in the market using after-tax Directors' fees in respect of their services to the Company relating to the period 1 July 2018 - 30 September 2018.
· The Company granted share options over its Ordinary Shares to a Director under the Company's Sharesave Plan, an HM Revenue & Customs approved all-employee Save As You Earn share options plan under which employees are able to save from their monthly salary funds to exercise share options at the end of the savings period at a fixed discounted option price.
· The sale of Ordinary Shares by a PDMR.
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are set out below.
1. |
Details of PDMR / person closely associated (PCA) |
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a) |
Name |
Stuart Chambers |
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2. |
Reason for the notification |
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a) |
Position / status |
Chairman (Director/PDMR) |
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b) |
Initial notification / amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Full name of the entity |
Anglo American plc |
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b) |
LEI |
549300S9XF92D1X8ME43 |
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4. |
Details of the transaction(s) |
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a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
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b) |
Nature of the transaction |
Purchase of Shares, pursuant to a Non-Executive Directors' 'Shares in lieu of fees' scheme |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
550
GBP17.232 |
||||
f) |
Date of the transaction |
2018-09-27 |
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g) |
Place of the transaction |
London Stock Exchange - XLON |
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|
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1. |
Details of PDMR / PCA |
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a) |
Name |
Sir Philip Hampton |
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2. |
Reason for the notification |
|||||
a) |
Position / status |
Senior Independent Director (Director/PDMR) |
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b) |
Initial notification / amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Purchase of Shares, pursuant to a Non-Executive Directors' 'Shares in lieu of fees' scheme |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
594
GBP17.232 |
||||
f) |
Date of the transaction |
2018-09-27 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||
|
||||||
1. |
Details of PDMR / PCA |
|||||
a) |
Name |
Mphu Ramatlapeng |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
Non-Executive Director (Director/PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Purchase of Shares, pursuant to a Non-Executive Directors' 'Shares in lieu of fees' scheme |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
194
GBP17.232 |
||||
f) |
Date of the transaction |
2018-09-27 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||
|
||||||
1. |
Details of PDMR / PCA |
|||||
a) |
Name |
Jim Rutherford |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
Non-Executive Director (Director/PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Purchase of Shares, pursuant to a Non-Executive Directors' 'Shares in lieu of fees' scheme |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
999
GBP17.232 |
||||
f) |
Date of the transaction |
2018-09-27 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / PCA |
|||||
a) |
Name |
Anthony O'Neill |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
Technical Director |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Grant of share options under the Company's Sharesave Plan, an HMRC approved all-employee SAYE plan, at an option price of GBP12.33 per share to become exercisable on 1 November 2021. |
||||
c) |
Currency |
GBP - British Pound |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
1,459
GBP12.33 |
||||
f) |
Date of the transaction |
2018-09-28 |
||||
g) |
Place of the transaction |
London Stock Exchange - XLON |
1. |
Details of PDMR / person closely associated (PCA) |
|||||
a) |
Name |
Norman Mbazima |
||||
2. |
Reason for the notification |
|||||
a) |
Position / status |
Deputy Chairman of Anglo American South Africa (PDMR) |
||||
b) |
Initial notification / amendment |
Initial notification |
||||
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Full name of the entity |
Anglo American plc |
||||
b) |
LEI |
549300S9XF92D1X8ME43 |
||||
4. |
Details of the transaction(s) |
|||||
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||
b) |
Nature of the transaction |
Sale of Ordinary Shares |
||||
c) |
Currency |
ZAR - South African Rand |
||||
d) |
Price(s) and volume(s) |
|
||||
e) |
Aggregated information
Aggregated volume
Price |
25,153
ZAR316.01 |
||||
f) |
Date of the transaction |
2018-10-28 |
||||
g) |
Place of the transaction |
Johannesburg Stock Exchange - XJSE |
Clare Davage
Deputy Company Secretary
1 October 2018