Form 8.3 - Anglo American PLC

Macquarie Group Ltd

30 April 2024

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.	Macquarie Group Limited
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	N/A
(e) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	29th April 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes, BHP Group Ltd

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.54945 & ADR
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	948,059	0.07	0	0
(2) Cash-settled derivatives:	0	0	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	0	0	0	0
TOTAL:	948,059	0.07	0	0

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
USD 0.54945 ordinary	Purchase	36,000	GBP 24.9407
USD 0.54945 ordinary	Purchase	17,000	GBP 25.7316
USD 0.54945 ordinary	Purchase	10,058	GBP 27.0054
USD 0.54945 ordinary	Sale	36,000	GBP 24.9407
USD 0.54945 ordinary	Sale	17,000	GBP 25.7316
USD 0.54945 ordinary	Sale	10,058	GBP 27.0054
USD 0.54945 ordinary	Sale	662	GBP 27.2
USD 0.54945 ordinary	Sale	110	GBP 27.2025
USD 0.54945 ordinary	Sale	1,143	GBP 27.205
USD 0.54945 ordinary	Sale	294	GBP 27.2075
USD 0.54945 ordinary	Sale	1,425	GBP 27.21
USD 0.54945 ordinary	Sale	947	GBP 27.215
USD 0.54945 ordinary	Sale	25	GBP 27.2175
USD 0.54945 ordinary	Sale	1,709	GBP 27.22
USD 0.54945 ordinary	Sale	3,483	GBP 27.225
USD 0.54945 ordinary	Sale	91	GBP 27.2275
USD 0.54945 ordinary	Sale	530	GBP 27.23
USD 0.54945 ordinary	Sale	1	GBP 27.2325
USD 0.54945 ordinary	Sale	1,064	GBP 27.235
USD 0.54945 ordinary	Sale	1,012	GBP 27.24
USD 0.54945 ordinary	Sale	92	GBP 27.2425
USD 0.54945 ordinary	Sale	281	GBP 27.245
USD 0.54945 ordinary	Sale	112	GBP 27.2475
USD 0.54945 ordinary	Sale	1,107	GBP 27.25
USD 0.54945 ordinary	Sale	35	GBP 27.2525
USD 0.54945 ordinary	Sale	114	GBP 27.255
USD 0.54945 ordinary	Sale	14	GBP 27.2575
USD 0.54945 ordinary	Sale	880	GBP 27.26
USD 0.54945 ordinary	Sale	778	GBP 27.265
USD 0.54945 ordinary	Sale	13	GBP 27.2675
USD 0.54945 ordinary	Sale	105	GBP 27.275
USD 0.54945 ordinary	Sale	509	GBP 27.28
USD 0.54945 ordinary	Sale	386	GBP 27.285
USD 0.54945 ordinary	Sale	83	GBP 27.29
USD 0.54945 ordinary	Sale	807	GBP 27.295
USD 0.54945 ordinary	Sale	301	GBP 27.3
USD 0.54945 ordinary	Sale	1,299	GBP 27.305
USD 0.54945 ordinary	Sale	2	GBP 27.3075
USD 0.54945 ordinary	Sale	13	GBP 27.3125
USD 0.54945 ordinary	Sale	252	GBP 27.315
USD 0.54945 ordinary	Sale	60	GBP 27.32
USD 0.54945 ordinary	Sale	1,371	GBP 27.325
USD 0.54945 ordinary	Sale	219	GBP 27.33
USD 0.54945 ordinary	Sale	171	GBP 27.3325
USD 0.54945 ordinary	Sale	250	GBP 27.335
USD 0.54945 ordinary	Sale	1	GBP 27.3425
USD 0.54945 ordinary	Sale	126	GBP 27.345
USD 0.54945 ordinary	Sale	149	GBP 27.35
USD 0.54945 ordinary	Sale	619	GBP 27.36
USD 0.54945 ordinary	Sale	10	GBP 27.365
USD 0.54945 ordinary	Sale	251	GBP 27.37
USD 0.54945 ordinary	Sale	20	GBP 27.3725
USD 0.54945 ordinary	Sale	630	GBP 27.375
USD 0.54945 ordinary	Sale	1,327	GBP 27.3775
USD 0.54945 ordinary	Sale	167	GBP 27.38
USD 0.54945 ordinary	Sale	522	GBP 27.385
USD 0.54945 ordinary	Sale	1,096	GBP 27.39
USD 0.54945 ordinary	Sale	50	GBP 27.3925
USD 0.54945 ordinary	Sale	548	GBP 27.395
USD 0.54945 ordinary	Sale	1,401	GBP 27.4
USD 0.54945 ordinary	Sale	16	GBP 27.4025
USD 0.54945 ordinary	Sale	573	GBP 27.405
USD 0.54945 ordinary	Sale	492	GBP 27.41
USD 0.54945 ordinary	Sale	288	GBP 27.4125
USD 0.54945 ordinary	Sale	1,393	GBP 27.415
USD 0.54945 ordinary	Sale	284	GBP 27.42
USD 0.54945 ordinary	Sale	1	GBP 27.4225
USD 0.54945 ordinary	Sale	261	GBP 27.425
USD 0.54945 ordinary	Sale	87	GBP 27.4275
USD 0.54945 ordinary	Sale	946	GBP 27.43
USD 0.54945 ordinary	Sale	3	GBP 27.4325
USD 0.54945 ordinary	Sale	2,152	GBP 27.435
USD 0.54945 ordinary	Sale	796	GBP 27.44
USD 0.54945 ordinary	Sale	10	GBP 27.4425
USD 0.54945 ordinary	Sale	491	GBP 27.445
USD 0.54945 ordinary	Sale	9	GBP 27.4475
USD 0.54945 ordinary	Sale	366	GBP 27.45
USD 0.54945 ordinary	Sale	4	GBP 27.4525
USD 0.54945 ordinary	Sale	133	GBP 27.455
USD 0.54945 ordinary	Sale	240	GBP 27.46
USD 0.54945 ordinary	Sale	1,120	GBP 27.465
USD 0.54945 ordinary	Sale	11	GBP 27.4675
USD 0.54945 ordinary	Sale	321	GBP 27.47
USD 0.54945 ordinary	Sale	828	GBP 27.475
USD 0.54945 ordinary	Sale	1,053	GBP 27.48
USD 0.54945 ordinary	Sale	395	GBP 27.485
USD 0.54945 ordinary	Sale	902	GBP 27.49
USD 0.54945 ordinary	Sale	272	GBP 27.4925
USD 0.54945 ordinary	Sale	828	GBP 27.495
USD 0.54945 ordinary	Sale	243	GBP 26.81

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	30th April 2024
Contact name:	Icy Wong
Telephone number*:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END