Form 8.3 - Anglo American PLC

Societe Generale SA

28 May 2024

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	SOCIETE GENERALE SA
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Anglo American plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	24/05/2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes: BHP Group Limited

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.54945 ordinary
	Interests		Short positions
	Number	%	Number	%
(1)  Relevant securities owned and/or controlled:	8,987,028	0.67	1,766,187	0.13
(2)  Cash-settled derivatives:	4,123,318	0.31	3,760,261	0.28
(3)  Stock-settled derivatives (including options) and agreements to purchase/sell:	350,000	0.03	1,250,000	0.09
TOTAL:	13,460,346	1.01	6,776,448	0.51

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit GBP
USD 0.54945 ordinary	Purchase	1,203	26.15
USD 0.54945 ordinary	Purchase	30	26.345
USD 0.54945 ordinary	Purchase	30	26.345
USD 0.54945 ordinary	Purchase	36	26.345
USD 0.54945 ordinary	Purchase	82	26.34
USD 0.54945 ordinary	Purchase	96	26.37
USD 0.54945 ordinary	Purchase	39	26.275
USD 0.54945 ordinary	Purchase	81	26.275
USD 0.54945 ordinary	Purchase	107	26.455
USD 0.54945 ordinary	Purchase	30	26.33
USD 0.54945 ordinary	Purchase	30	26.33
USD 0.54945 ordinary	Purchase	36	26.33
USD 0.54945 ordinary	Purchase	432	26.15
USD 0.54945 ordinary	Purchase	37	26.15
USD 0.54945 ordinary	Purchase	184	26.15
USD 0.54945 ordinary	Purchase	49	26.14961
Class of relevant security	Purchase/sale	Number of securities	Price per unit EUR
USD 0.54945 ordinary	Purchase	289	30.98
USD 0.54945 ordinary	Purchase	100	30.7
Class of relevant security	Purchase/sale	Number of securities	Price per unit GBP
USD 0.54945 ordinary	Sale	3,012	26.14895
USD 0.54945 ordinary	Sale	2	26.235
USD 0.54945 ordinary	Sale	100	26.46
USD 0.54945 ordinary	Sale	115	26.46
USD 0.54945 ordinary	Sale	135	26.46
USD 0.54945 ordinary	Sale	49	26.15
USD 0.54945 ordinary	Sale	8	26.295
USD 0.54945 ordinary	Sale	24	26.31
USD 0.54945 ordinary	Sale	24	26.15
USD 0.54945 ordinary	Sale	99	26.15
USD 0.54945 ordinary	Sale	486	26.15
USD 0.54945 ordinary	Sale	503	26.15
USD 0.54945 ordinary	Sale	921	26.15
USD 0.54945 ordinary	Sale	1,000	26.15
USD 0.54945 ordinary	Sale	1,176	26.15
USD 0.54945 ordinary	Sale	1,178	26.15
USD 0.54945 ordinary	Sale	3,011	26.15
USD 0.54945 ordinary	Sale	3,635	26.15
USD 0.54945 ordinary	Sale	4,813	26.15
USD 0.54945 ordinary	Sale	4,813	26.15
USD 0.54945 ordinary	Sale	9	26.315
USD 0.54945 ordinary	Sale	31	26.415
USD 0.54945 ordinary	Sale	39	26.2
USD 0.54945 ordinary	Sale	52	26.2
USD 0.54945 ordinary	Sale	52	26.415
USD 0.54945 ordinary	Sale	67	26.315
USD 0.54945 ordinary	Sale	74	26.315
USD 0.54945 ordinary	Sale	96	26.235
USD 0.54945 ordinary	Sale	96	26.255
USD 0.54945 ordinary	Sale	176	26.495
USD 0.54945 ordinary	Sale	8	26.44
USD 0.54945 ordinary	Sale	16	26.305
USD 0.54945 ordinary	Sale	22	26.39
USD 0.54945 ordinary	Sale	30	26.39
USD 0.54945 ordinary	Sale	35	26.255
USD 0.54945 ordinary	Sale	37	26.27
USD 0.54945 ordinary	Sale	55	26.255
USD 0.54945 ordinary	Sale	56	26.345
USD 0.54945 ordinary	Sale	65	26.27
USD 0.54945 ordinary	Sale	65	26.39
USD 0.54945 ordinary	Sale	77	26.44
USD 0.54945 ordinary	Sale	79	26.305
USD 0.54945 ordinary	Sale	84	26.49
USD 0.54945 ordinary	Sale	86	26.255
USD 0.54945 ordinary	Sale	87	26.505
USD 0.54945 ordinary	Sale	89	26.405
USD 0.54945 ordinary	Sale	89	26.52
USD 0.54945 ordinary	Sale	90	26.31
USD 0.54945 ordinary	Sale	90	26.455
USD 0.54945 ordinary	Sale	91	26.505
USD 0.54945 ordinary	Sale	92	26.49
USD 0.54945 ordinary	Sale	96	26.18
USD 0.54945 ordinary	Sale	98	26.415
USD 0.54945 ordinary	Sale	101	26.39
USD 0.54945 ordinary	Sale	102	26.475
USD 0.54945 ordinary	Sale	113	26.54
USD 0.54945 ordinary	Sale	114	26.205
USD 0.54945 ordinary	Sale	114	26.39
USD 0.54945 ordinary	Sale	119	26.51
USD 0.54945 ordinary	Sale	121	26.465
USD 0.54945 ordinary	Sale	121	26.5
USD 0.54945 ordinary	Sale	123	26.285
USD 0.54945 ordinary	Sale	125	26.19
USD 0.54945 ordinary	Sale	138	26.345
USD 0.54945 ordinary	Sale	156	26.44
USD 0.54945 ordinary	Sale	166	26.455
USD 0.54945 ordinary	Sale	174	26.53
USD 0.54945 ordinary	Sale	190	26.32
USD 0.54945 ordinary	Sale	90	26.21
USD 0.54945 ordinary	Sale	42	26.27
USD 0.54945 ordinary	Sale	48	26.45
USD 0.54945 ordinary	Sale	70	26.515
USD 0.54945 ordinary	Sale	108	26.495
USD 0.54945 ordinary	Sale	126	26.315
USD 0.54945 ordinary	Sale	126	26.495
USD 0.54945 ordinary	Sale	140	26.35
USD 0.54945 ordinary	Sale	150	26.27
USD 0.54945 ordinary	Sale	163	26.26
USD 0.54945 ordinary	Sale	163	26.29
USD 0.54945 ordinary	Sale	163	26.295
USD 0.54945 ordinary	Sale	170	26.21
USD 0.54945 ordinary	Sale	170	26.285
USD 0.54945 ordinary	Sale	178	26.315
USD 0.54945 ordinary	Sale	193	26.45
USD 0.54945 ordinary	Sale	222	26.255
USD 0.54945 ordinary	Sale	226	26.345
USD 0.54945 ordinary	Sale	232	26.515
USD 0.54945 ordinary	Sale	250	26.405
USD 0.54945 ordinary	Sale	250	26.55
USD 0.54945 ordinary	Sale	385	26.405
USD 0.54945 ordinary	Sale	466	26.35
USD 0.54945 ordinary	Sale	655	26.35
USD 0.54945 ordinary	Sale	698	26.345
USD 0.54945 ordinary	Sale	30	26.15
Class of relevant security	Purchase/sale	Number of securities	Price per unit EUR
USD 0.54945 ordinary	Sale	89	31.6
USD 0.54945 ordinary	Sale	300	31.1

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g., CFD	Nature of dealing e.g., opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit GBP
USD 0.54945 ordinary	CFD	Reducing a short position	3,012	26.14895
USD 0.54945 ordinary	CFD	Increasing a long position	2	26.235
USD 0.54945 ordinary	CFD	Reducing a short position	100	26.46
USD 0.54945 ordinary	CFD	Reducing a short position	115	26.46
USD 0.54945 ordinary	CFD	Reducing a short position	135	26.46
USD 0.54945 ordinary	CFD	Increasing a long position	49	26.15
USD 0.54945 ordinary	CFD	Increasing a long position	8	26.295
USD 0.54945 ordinary	CFD	Increasing a long position	24	26.31
Class of relevant security	Product description e.g., CFD	Nature of dealing e.g., opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit EUR
USD 0.54945 ordinary	Listed Call Warrant	Reducing a short position	140	13.97

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:	28/05/2024
Contact name:	Paul Jenkins
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Full name of person making disclosure:	SOCIETE GENERALE SA
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	Anglo American PLC

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit EUR	Type e.g. American, European etc.	Expiry date
USD 0.54945 ordinary	Listed call-option	Sale	250,000	2000	American options	20/12/2024
USD 0.54945 ordinary	Listed call-option	Purchase	250,000	2000	American options	21/06/2024
USD 0.54945 ordinary	Listed call-option	Purchase	250,000	2480	American options	16/08/2024
USD 0.54945 ordinary	Listed call-option	Purchase	100,000	2800	American options	20/12/2024
USD 0.54945 ordinary	Listed Put Option	Sale	150,000	1700	American options	21/06/2024
USD 0.54945 ordinary	Listed Put Option	Purchase	100,000	2800	American options	20/12/2024
USD 0.54945 ordinary	OTC Put Option	Sale	500,000	15	American options	21/06/2024

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END