Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC

29 April 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			26 Apr 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				8,506,347	0.69%	19,874,099	1.62%
(2) Cash-settled derivatives:				18,481,982	1.51%	6,848,496	0.56%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				26,988,329	2.20%	26,722,595	2.18%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	6411508	26.9844  GBP	26.4300  GBP
USD 0.54945 ordinary	Sale	3040549	26.9725  GBP	25.2600  GBP
ADR	Purchase	56814	16.5102  USD	16.0600  USD
ADR	Sale	4314	16.5049  USD	16.5049  USD
USD 0.54945 ordinary	Purchase	32771	30.4406  EUR	30.4406  EUR
USD 0.54945 ordinary	Sale	3789	30.6600  EUR	30.6600  EUR
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Closing Long	393	25.7842  GBP
USD 0.54945 ordinary	CFD	Closing Long	1,143	26.4980  GBP
USD 0.54945 ordinary	SWAP	Closing Long	1,751	25.3912  GBP
USD 0.54945 ordinary	CFD	Closing Long	2,540	26.5732  GBP
USD 0.54945 ordinary	SWAP	Closing Long	3,089	26.3559  GBP
USD 0.54945 ordinary	SWAP	Closing Long	8,500	25.7035  GBP
USD 0.54945 ordinary	SWAP	Closing Long	20,800	26.0417  GBP
USD 0.54945 ordinary	CFD	Closing Long	22,271	26.3295  GBP
USD 0.54945 ordinary	CFD	Closing Long	30,000	25.4290  GBP
USD 0.54945 ordinary	CFD	Closing Long	30,913	25.8593  GBP
USD 0.54945 ordinary	SWAP	Closing Long	78,951	25.4000  GBP
USD 0.54945 ordinary	CFD	Closing Long	80,085	26.1302  GBP
USD 0.54945 ordinary	CFD	Closing Long	100,799	26.3393  GBP
USD 0.54945 ordinary	CFD	Closing Long	108,378	25.3450  GBP
USD 0.54945 ordinary	CFD	Closing Long	167,003	26.4300  GBP
USD 0.54945 ordinary	CFD	Closing Long	767,010	26.2670  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	156	26.4301  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	207	25.4218  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	313	26.3662  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	584	26.1266  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	899	622.7040  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	903	25.7492  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	906	25.4424  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,000	26.0515  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,942	25.7470  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,045	25.9812  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,939	615.7362  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	5,884	26.4274  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	6,014	25.4667  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	7,667	25.9816  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	8,380	26.1737  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	11,354	26.4300  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	11,390	25.7674  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	12,395	25.7499  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	24,652	25.7675  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	27,808	25.4926  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	30,423	25.7982  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	30,567	25.5950  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	63,878	25.6878  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	69,839	26.2499  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	97,602	25.6839  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	125,013	26.4300  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	5	26.7820  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	12	26.4092  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	33	622.4103  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	34	622.2066  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	62	619.6353  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	295	25.3783  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	434	26.5197  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	673	25.3963  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	899	622.4549  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,000	26.2932  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,097	622.6251  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,303	26.4300  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,887	25.4259  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	2,461	622.6177  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	3,179	26.7352  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	3,789	30.6567  EUR
USD 0.54945 ordinary	CFD	Decreasing Short	3,939	615.6161  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	6,322	25.4032  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	11,995	613.3425  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	21,000	29.6850  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	91,131	26.4510  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	123,709	617.6513  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	528,921	612.8799  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	326	26.6090  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	443	26.3492  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	739	621.1672  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	1,000	26.4834  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,643	622.0506  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	4,535	25.8940  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	5,215	25.8100  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	7,118	26.2185  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	9,500	26.5722  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	20,213	26.2982  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	22,500	26.5718  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	58,899	26.5243  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	61,861	26.5130  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	133,167	26.0342  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	207,417	26.5171  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	11	26.0509  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	16	26.4156  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	33	622.4103  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	34	622.2066  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	62	619.6353  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	79	26.4041  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	94	26.6125  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	131	26.8849  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	135	26.4440  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	142	25.3830  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	181	26.9911  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	295	26.5138  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	361	26.9844  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	385	26.4140  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	512	25.4222  GBP
USD 0.54945 ordinary	CFD	Increasing Short	739	621.2883  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	767	26.5329  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,038	26.6314  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,072	26.7005  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,097	622.6251  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,128	26.4305  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,382	26.3650  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,410	26.5091  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,643	622.0506  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	2,461	622.6177  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	2,500	25.7635  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	3,349	25.3365  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	5,397	26.5303  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	7,029	25.4813  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	8,269	26.4953  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	8,320	25.4522  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	8,935	26.5205  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	9,508	25.3936  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	10,022	26.0205  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	11,477	26.8069  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	11,995	613.3425  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	12,844	26.4300  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	15,289	26.4307  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	21,572	26.4003  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	23,484	26.1630  GBP
USD 0.54945 ordinary	CFD	Increasing Short	32,771	30.4440  EUR
USD 0.54945 ordinary	SWAP	Increasing Short	58,428	26.3976  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	70,683	26.6868  GBP
USD 0.54945 ordinary	CFD	Increasing Short	123,709	617.8366  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	528,921	613.0638  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	915	25.4963  GBP
USD 0.54945 ordinary	SWAP	Opening Long	1,082	25.4138  GBP
USD 0.54945 ordinary	SWAP	Opening Long	1,200	25.5675  GBP
USD 0.54945 ordinary	SWAP	Opening Long	3,056	25.4831  GBP
USD 0.54945 ordinary	SWAP	Opening Long	5,099	25.4356  GBP
USD 0.54945 ordinary	SWAP	Opening Long	6,482	25.4186  GBP
USD 0.54945 ordinary	SWAP	Opening Long	22,468	25.4782  GBP
USD 0.54945 ordinary	SWAP	Opening Long	31,162	26.4281  GBP
USD 0.54945 ordinary	SWAP	Opening Long	38,046	25.4471  GBP
USD 0.54945 ordinary	SWAP	Opening Long	74,617	25.4507  GBP
USD 0.54945 ordinary	SWAP	Opening Long	79,568	26.4575  GBP
USD 0.54945 ordinary	SWAP	Opening Long	99,205	26.5631  GBP
USD 0.54945 ordinary	CFD	Opening Short	795	26.7512  GBP
USD 0.54945 ordinary	CFD	Opening Short	1,432	25.5324  GBP
USD 0.54945 ordinary	SWAP	Opening Short	11,742	26.4379  GBP
USD 0.54945 ordinary	CFD	Opening Short	17,500	25.8162  GBP
USD 0.54945 ordinary	CFD	Opening Short	21,000	25.4653  GBP
USD 0.54945 ordinary	CFD	Opening Short	28,694	26.4443  GBP
USD 0.54945 ordinary	CFD	Opening Short	52,413	26.4300  GBP
USD 0.54945 ordinary	CFD	Opening Short	268,722	25.9751  GBP
USD 0.54945 ordinary	CFD	Opening Short	297,125	25.9145  GBP
USD 0.54945 ordinary	CFD	Opening Short	4,100,000	25.4000  GBP
USD 0.54945 ordinary	CFD	Opening Long	35,000	16.0600  USD
USD 0.54945 ordinary	CFD	Opening Long	35,000	16.0950  USD
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				29 Apr 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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