Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC
29 April 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

26 Apr 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

8,506,347

0.69%

19,874,099

1.62%

(2) Cash-settled derivatives:

18,481,982

1.51%

6,848,496

0.56%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

26,988,329

2.20%

26,722,595

2.18%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

6411508

26.9844  GBP

26.4300  GBP

USD 0.54945 ordinary

Sale

3040549

26.9725  GBP

25.2600  GBP

ADR

Purchase

56814

16.5102  USD

16.0600  USD

ADR

Sale

4314

16.5049  USD

16.5049  USD

USD 0.54945 ordinary

Purchase

32771

30.4406  EUR

30.4406  EUR

USD 0.54945 ordinary

Sale

3789

30.6600  EUR

30.6600  EUR

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

SWAP

Closing Long

393

25.7842  GBP

USD 0.54945 ordinary

CFD

Closing Long

1,143

26.4980  GBP

USD 0.54945 ordinary

SWAP

Closing Long

1,751

25.3912  GBP

USD 0.54945 ordinary

CFD

Closing Long

2,540

26.5732  GBP

USD 0.54945 ordinary

SWAP

Closing Long

3,089

26.3559  GBP

USD 0.54945 ordinary

SWAP

Closing Long

8,500

25.7035  GBP

USD 0.54945 ordinary

SWAP

Closing Long

20,800

26.0417  GBP

USD 0.54945 ordinary

CFD

Closing Long

22,271

26.3295  GBP

USD 0.54945 ordinary

CFD

Closing Long

30,000

25.4290  GBP

USD 0.54945 ordinary

CFD

Closing Long

30,913

25.8593  GBP

USD 0.54945 ordinary

SWAP

Closing Long

78,951

25.4000  GBP

USD 0.54945 ordinary

CFD

Closing Long

80,085

26.1302  GBP

USD 0.54945 ordinary

CFD

Closing Long

100,799

26.3393  GBP

USD 0.54945 ordinary

CFD

Closing Long

108,378

25.3450  GBP

USD 0.54945 ordinary

CFD

Closing Long

167,003

26.4300  GBP

USD 0.54945 ordinary

CFD

Closing Long

767,010

26.2670  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

156

26.4301  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

207

25.4218  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

313

26.3662  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

584

26.1266  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

899

622.7040  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

903

25.7492  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

906

25.4424  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,000

26.0515  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,942

25.7470  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,045

25.9812  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,939

615.7362  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

5,884

26.4274  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,014

25.4667  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,667

25.9816  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

8,380

26.1737  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,354

26.4300  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,390

25.7674  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

12,395

25.7499  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

24,652

25.7675  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

27,808

25.4926  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

30,423

25.7982  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

30,567

25.5950  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

63,878

25.6878  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

69,839

26.2499  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

97,602

25.6839  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

125,013

26.4300  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

5

26.7820  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

12

26.4092  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

33

622.4103  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

34

622.2066  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

62

619.6353  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

295

25.3783  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

434

26.5197  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

673

25.3963  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

899

622.4549  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,000

26.2932  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,097

622.6251  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,303

26.4300  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,887

25.4259  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,461

622.6177  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

3,179

26.7352  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

3,789

30.6567  EUR

USD 0.54945 ordinary

CFD

Decreasing Short

3,939

615.6161  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

6,322

25.4032  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

11,995

613.3425  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

21,000

29.6850  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

91,131

26.4510  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

123,709

617.6513  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

528,921

612.8799  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

326

26.6090  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

443

26.3492  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

739

621.1672  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

1,000

26.4834  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,643

622.0506  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

4,535

25.8940  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,215

25.8100  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,118

26.2185  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

9,500

26.5722  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

20,213

26.2982  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

22,500

26.5718  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

58,899

26.5243  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

61,861

26.5130  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

133,167

26.0342  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

207,417

26.5171  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

11

26.0509  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

16

26.4156  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

33

622.4103  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

34

622.2066  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

62

619.6353  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

79

26.4041  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

94

26.6125  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

131

26.8849  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

135

26.4440  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

142

25.3830  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

181

26.9911  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

295

26.5138  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

361

26.9844  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

385

26.4140  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

512

25.4222  GBP

USD 0.54945 ordinary

CFD

Increasing Short

739

621.2883  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

767

26.5329  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,038

26.6314  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,072

26.7005  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,097

622.6251  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,128

26.4305  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,382

26.3650  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,410

26.5091  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,643

622.0506  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,461

622.6177  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,500

25.7635  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

3,349

25.3365  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

5,397

26.5303  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

7,029

25.4813  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

8,269

26.4953  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

8,320

25.4522  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

8,935

26.5205  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

9,508

25.3936  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

10,022

26.0205  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

11,477

26.8069  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

11,995

613.3425  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

12,844

26.4300  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

15,289

26.4307  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

21,572

26.4003  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

23,484

26.1630  GBP

USD 0.54945 ordinary

CFD

Increasing Short

32,771

30.4440  EUR

USD 0.54945 ordinary

SWAP

Increasing Short

58,428

26.3976  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

70,683

26.6868  GBP

USD 0.54945 ordinary

CFD

Increasing Short

123,709

617.8366  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

528,921

613.0638  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

915

25.4963  GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,082

25.4138  GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,200

25.5675  GBP

USD 0.54945 ordinary

SWAP

Opening Long

3,056

25.4831  GBP

USD 0.54945 ordinary

SWAP

Opening Long

5,099

25.4356  GBP

USD 0.54945 ordinary

SWAP

Opening Long

6,482

25.4186  GBP

USD 0.54945 ordinary

SWAP

Opening Long

22,468

25.4782  GBP

USD 0.54945 ordinary

SWAP

Opening Long

31,162

26.4281  GBP

USD 0.54945 ordinary

SWAP

Opening Long

38,046

25.4471  GBP

USD 0.54945 ordinary

SWAP

Opening Long

74,617

25.4507  GBP

USD 0.54945 ordinary

SWAP

Opening Long

79,568

26.4575  GBP

USD 0.54945 ordinary

SWAP

Opening Long

99,205

26.5631  GBP

USD 0.54945 ordinary

CFD

Opening Short

795

26.7512  GBP

USD 0.54945 ordinary

CFD

Opening Short

1,432

25.5324  GBP

USD 0.54945 ordinary

SWAP

Opening Short

11,742

26.4379  GBP

USD 0.54945 ordinary

CFD

Opening Short

17,500

25.8162  GBP

USD 0.54945 ordinary

CFD

Opening Short

21,000

25.4653  GBP

USD 0.54945 ordinary

CFD

Opening Short

28,694

26.4443  GBP

USD 0.54945 ordinary

CFD

Opening Short

52,413

26.4300  GBP

USD 0.54945 ordinary

CFD

Opening Short

268,722

25.9751  GBP

USD 0.54945 ordinary

CFD

Opening Short

297,125

25.9145  GBP

USD 0.54945 ordinary

CFD

Opening Short

4,100,000

25.4000  GBP

USD 0.54945 ordinary

CFD

Opening Long

35,000

16.0600  USD

USD 0.54945 ordinary

CFD

Opening Long

35,000

16.0950  USD

 
















(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

29 Apr 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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