Form 8.5 (EPT/NON-RI)ANGLO AMERICAN PLC

Barclays PLC

30 April 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			29 Apr 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				7,886,167	0.64%	19,995,266	1.63%
(2) Cash-settled derivatives:				18,563,630	1.52%	6,178,820	0.50%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				26,449,797	2.16%	26,174,086	2.14%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	1376548	27.5300  GBP	26.7900  GBP
USD 0.54945 ordinary	Sale	2123565	27.5300  GBP	26.7900  GBP
ADR	Purchase	51698	17.2800  USD	17.0582  USD
ADR	Sale	51698	17.2746  USD	17.0582  USD
USD 0.54945 ordinary	Purchase	7026	32.0017  EUR	32.0017  EUR
USD 0.54945 ordinary	Sale	1130	31.3600  EUR	31.3600  EUR
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Closing Long	100	26.9900  GBP
USD 0.54945 ordinary	SWAP	Closing Long	1,032	26.9685  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	14	635.8900  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	30	27.0802  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	476	26.9120  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	531	27.1549  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	681	633.5020  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	940	633.5298  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	1,221	639.7294  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	1,567	27.5002  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,660	27.2033  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,018	27.0324  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	4,566	633.8034  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	4,640	27.1248  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,014	27.2929  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,107	27.0319  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	6,004	27.1618  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	6,039	630.9861  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	7,423	26.9624  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	7,768	26.9747  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	8,981	27.1357  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	9,595	629.7740  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	12,308	27.4170  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	19,554	27.2139  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	21,212	640.6600  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	22,167	638.1138  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	33,869	630.3783  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	53,046	27.1847  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	88,114	26.8701  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	14	629.7170  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	31	27.2354  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	42	26.9690  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	350	27.2297  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	500	27.0922  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	676	633.5509  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	904	27.3940  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	914	633.5411  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	1,130	31.3565  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,975	27.2582  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	2,214	26.9674  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	2,448	26.8626  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	2,894	27.5000  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	2,981	27.3965  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	4,566	633.5499  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	6,448	27.0400  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	11,173	27.1282  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	13,727	640.6600  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	13,727	640.6600  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	22,167	637.9383  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	25,000	31.4250  EUR
USD 0.54945 ordinary	CFD	Decreasing Short	35,962	26.9027  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	46,724	27.0852  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	68,051	27.4980  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	80,565	631.3789  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	82,605	27.3907  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	106,678	27.5000  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	127,603	27.1937  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	140,544	636.7535  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	192,050	27.4659  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	303,205	26.9593  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	14	635.8900  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	41	27.0950  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	43	26.8747  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	204	26.8461  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	353	633.9375  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	396	27.1148  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	429	27.2411  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	681	633.5020  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	694	26.8179  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	940	633.5298  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	1,167	26.9184  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,221	639.7294  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	3,844	27.3502  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	4,314	26.8393  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	6,039	630.9861  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	9,263	640.6600  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	9,595	629.7740  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	11,949	640.6600  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	17,856	27.2054  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	21,825	27.4322  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	26,473	27.4989  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	33,869	630.3783  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	38,036	27.4980  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	40,000	640.9803  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	40,000	27.4807  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	52,541	27.3913  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	58,923	26.9422  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	14	629.7170  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	47	26.9379  GBP
USD 0.54945 ordinary	CFD	Increasing Short	83	26.8118  GBP
USD 0.54945 ordinary	CFD	Increasing Short	353	634.1118  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	676	633.5509  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	914	633.5411  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,165	27.0934  GBP
USD 0.54945 ordinary	CFD	Increasing Short	1,300	26.9391  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	2,866	27.0955  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	3,309	26.9062  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	3,567	27.4822  GBP
USD 0.54945 ordinary	CFD	Increasing Short	5,000	26.9971  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	5,624	26.8896  GBP
USD 0.54945 ordinary	CFD	Increasing Short	7,026	32.0053  EUR
USD 0.54945 ordinary	SWAP	Increasing Short	11,365	27.4797  GBP
USD 0.54945 ordinary	CFD	Increasing Short	11,734	26.8275  GBP
USD 0.54945 ordinary	CFD	Increasing Short	13,659	27.0911  GBP
USD 0.54945 ordinary	CFD	Increasing Short	13,727	640.6600  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	13,727	640.6600  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	19,319	27.3058  GBP
USD 0.54945 ordinary	CFD	Increasing Short	25,000	26.8704  GBP
USD 0.54945 ordinary	CFD	Increasing Short	32,939	26.9050  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	40,000	640.9803  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	41,857	26.9639  GBP
USD 0.54945 ordinary	CFD	Increasing Short	49,127	27.0500  GBP
USD 0.54945 ordinary	CFD	Increasing Short	59,014	26.9545  GBP
USD 0.54945 ordinary	CFD	Increasing Short	74,946	27.4985  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	80,565	631.5684  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	140,544	636.9445  ZAR
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				30 Apr 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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