Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC

01 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			30 Apr 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				6,455,412	0.53%	18,743,141	1.53%
(2) Cash-settled derivatives:				18,624,529	1.52%	5,958,233	0.49%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				25,079,941	2.05%	24,701,374	2.02%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	2258912	27.8150  GBP	26.2500  GBP
USD 0.54945 ordinary	Sale	2434468	27.8150  GBP	26.1900  GBP
USD 0.54945 ordinary	Purchase	5896	31.4244  EUR	31.4244  EUR
USD 0.54945 ordinary	Sale	2751	31.1793  EUR	31.1793  EUR
ADR	Purchase	24611	16.5366  USD	16.4640  USD
ADR	Sale	24611	16.5366  USD	16.4640  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	CFD	Closing Short	40	26.9152  GBP
USD 0.54945 ordinary	CFD	Closing Short	100	27.4725  GBP
USD 0.54945 ordinary	CFD	Closing Short	674	27.0504  GBP
USD 0.54945 ordinary	CFD	Closing Short	5,000	26.4456  GBP
USD 0.54945 ordinary	CFD	Closing Short	8,882	26.2986  GBP
USD 0.54945 ordinary	CFD	Closing Short	10,129	26.8284  GBP
USD 0.54945 ordinary	CFD	Closing Short	25,809	26.5981  GBP
USD 0.54945 ordinary	CFD	Closing Short	38,494	26.5422  GBP
USD 0.54945 ordinary	CFD	Closing Short	49,116	27.1719  GBP
USD 0.54945 ordinary	CFD	Closing Short	56,338	26.3400  GBP
USD 0.54945 ordinary	CFD	Closing Short	68,665	27.5296  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2	627.1600  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	18	627.2000  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	115	639.1800  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	163	26.8050  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	207	630.7382  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	227	26.7025  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	297	616.9300  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	486	26.7032  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	642	26.9729  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	748	26.6603  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	878	643.1856  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	1,666	26.8429  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,979	642.6986  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	3,786	616.6915  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	4,193	26.8435  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	7,059	26.6062  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	7,311	26.6491  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	7,931	26.6995  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	10,600	27.2707  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	13,400	26.4839  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	14,036	625.1992  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	15,398	26.6058  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	16,177	26.8686  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	18,323	26.6623  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	20,106	26.4694  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	24,590	634.9625  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	25,739	618.0641  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	30,000	26.6822  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	36,132	627.2238  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	49,500	622.8850  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	51,336	26.3401  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	65,678	26.4436  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	65,742	26.9852  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	76,132	26.6304  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	85,647	26.3400  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	113,900	617.0000  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	143,983	26.7917  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	170,688	26.3852  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	188,566	26.5796  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	303,392	26.3519  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1	26.8290  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	14	619.4057  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	45	26.6550  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	46	26.3385  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	297	616.7603  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,432	624.3439  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,582	624.3455  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	1,979	642.4415  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	2,465	26.4770  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	2,751	31.1758  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	3,734	26.4410  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	3,786	616.6915  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	4,406	26.3407  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	5,942	26.4551  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	14,169	626.4332  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	33,827	626.7315  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	48,868	624.7712  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	49,500	622.8850  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	70,495	26.3992  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	80,373	626.8390  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	131,363	26.3381  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	2	627.1600  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	18	627.2000  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	39	26.4791  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	115	639.1800  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	162	26.4382  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	207	630.7382  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	263	26.6360  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	287	26.5842  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	365	26.9580  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	379	26.4578  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	667	26.4718  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	768	26.4635  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	878	643.1856  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	1,129	26.9065  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,378	26.6997  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	3,444	26.6885  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	7,629	645.8083  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	7,964	26.4547  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	8,705	26.5418  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	10,776	26.6239  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	12,392	26.2934  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	12,749	26.7818  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	14,036	625.1992  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	22,274	26.3381  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	24,590	634.9625  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	25,739	618.0641  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	31,091	624.2979  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	36,132	627.2238  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	64,226	27.1402  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	113,900	617.0000  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	14	619.4057  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	29	26.3400  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,432	624.3439  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,582	624.3455  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	3,596	26.3430  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	4,793	26.6136  GBP
USD 0.54945 ordinary	CFD	Increasing Short	5,896	31.4278  EUR
USD 0.54945 ordinary	CFD	Increasing Short	7,629	645.9342  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	14,169	626.4332  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	31,091	624.4696  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	33,827	626.9196  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	48,868	624.7712  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	80,373	627.0271  ZAR
USD 0.54945 ordinary	CFD	Opening Long	100	27.1126  GBP
USD 0.54945 ordinary	CFD	Opening Long	500	26.9088  GBP
USD 0.54945 ordinary	CFD	Opening Long	663	26.6979  GBP
USD 0.54945 ordinary	CFD	Opening Long	18,283	26.3617  GBP
USD 0.54945 ordinary	CFD	Opening Long	20,865	26.3400  GBP
USD 0.54945 ordinary	CFD	Opening Long	31,884	26.7186  GBP
USD 0.54945 ordinary	CFD	Opening Long	39,032	26.9409  GBP
USD 0.54945 ordinary	CFD	Opening Long	65,590	26.6356  GBP
USD 0.54945 ordinary	CFD	Opening Long	1,192,634	26.8233  GBP
USD 0.54945 ordinary	SWAP	Opening Short	19,349	26.9122  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				01 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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