Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC

02 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			01 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				6,277,399	0.51%	18,594,719	1.52%
(2) Cash-settled derivatives:				18,482,061	1.51%	5,789,766	0.47%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				24,759,460	2.02%	24,384,485	1.99%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	592598	26.8250  GBP	26.2098  GBP
USD 0.54945 ordinary	Sale	621941	26.8900  GBP	26.2125  GBP
ADR	Sale	4909	16.4600  USD	16.4241  USD
ADR	Purchase	4909	16.4600  USD	16.4241  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Decreasing Long	100	26.7669  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	122	26.3683  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	190	26.7253  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	228	26.3654  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	287	26.8178  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	295	26.7452  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	354	26.7972  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	416	26.3586  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	970	26.5713  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	994	26.3436  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,003	26.3280  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,472	26.3596  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,480	26.5712  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,693	26.3487  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	3,000	26.6885  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,023	26.3547  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,369	26.6094  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	7,171	26.6464  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	9,911	26.5846  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	10,475	26.4972  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	10,733	26.3450  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	16,103	26.5865  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	21,157	26.5727  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	27,591	26.5296  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	39,025	26.3451  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	48,297	26.4910  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	57,030	26.4712  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	77,109	26.3450  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	47	26.3709  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	54	26.5410  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	58	26.3435  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	500	26.3754  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	75,252	26.3464  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	92,618	26.4376  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	63	26.1774  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	129	26.7597  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	296	26.3956  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	525	26.5572  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	533	26.5628  GBP
USD 0.54945 ordinary	CFD	Increasing Long	878	26.3499  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	954	26.6822  GBP
USD 0.54945 ordinary	CFD	Increasing Long	1,147	26.3420  GBP
USD 0.54945 ordinary	CFD	Increasing Long	2,283	26.3333  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	3,197	26.4988  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	3,401	26.6666  GBP
USD 0.54945 ordinary	CFD	Increasing Long	3,622	26.8900  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	4,008	26.3126  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	4,668	26.3346  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	7,329	26.6312  GBP
USD 0.54945 ordinary	CFD	Increasing Long	8,802	26.3538  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	9,480	26.4376  GBP
USD 0.54945 ordinary	CFD	Increasing Long	12,116	26.5775  GBP
USD 0.54945 ordinary	CFD	Increasing Long	16,584	26.3450  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	17,066	26.7108  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	28,031	26.5496  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	36,878	26.3735  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	43,140	26.5220  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	62	26.3450  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				02 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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