Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

Barclays PLC

03 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			02 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				7,544,702	0.62%	18,449,042	1.51%
(2) Cash-settled derivatives:				17,189,924	1.40%	6,025,477	0.49%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				24,734,626	2.02%	24,474,519	2.00%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	3477602	26.6152  GBP	25.9800  GBP
USD 0.54945 ordinary	Sale	2075637	26.6150  GBP	25.9800  GBP
ADR	Sale	17819	16.5468  USD	16.4700  USD
ADR	Purchase	17819	16.5468  USD	16.4700  USD
USD 0.54945 ordinary	Purchase	13794	30.6271  EUR	30.6271  EUR
USD 0.54945 ordinary	Sale	2700	30.6730  EUR	30.6730  EUR
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	CFD	Closing Long	372	26.5214  GBP
USD 0.54945 ordinary	CFD	Closing Long	936	26.3700  GBP
USD 0.54945 ordinary	CFD	Closing Long	2,907	26.6150  GBP
USD 0.54945 ordinary	CFD	Closing Long	3,219	26.1229  GBP
USD 0.54945 ordinary	CFD	Closing Long	45,202	26.3340  GBP
USD 0.54945 ordinary	CFD	Closing Long	96,240	26.3646  GBP
USD 0.54945 ordinary	CFD	Closing Long	832,827	26.2314  GBP
USD 0.54945 ordinary	SWAP	Closing Short	575	612.8034  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	10	606.4500  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	31	607.4664  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	121	616.6530  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	191	25.9974  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	230	26.0471  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	437	26.3807  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	454	614.9974  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	543	614.6882  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	548	26.5843  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	844	26.2013  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	891	26.4450  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,318	26.2408  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,366	26.3408  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,792	26.3404  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,349	26.2396  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,723	615.8400  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	4,701	616.1397  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	4,710	616.1400  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	4,918	606.6154  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	8,038	26.1742  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	8,313	26.0308  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	8,815	26.1108  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	12,679	605.0519  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	19,044	26.5212  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	28,404	26.0874  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	31,049	610.3036  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	36,115	608.9152  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	41,803	608.1159  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	66,000	26.3962  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	66,491	26.2500  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	94,865	26.6152  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	131,277	26.1444  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	95	26.4323  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	149	26.2175  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	163	26.2801  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	238	26.2209  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	250	26.2840  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	276	26.4457  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	423	26.4415  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	454	614.9974  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	528	26.2567  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	528	26.3682  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	704	26.2667  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	890	26.2240  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,056	26.1935  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,102	26.2616  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,344	26.1994  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,360	26.2243  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,449	26.0779  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,500	25.9974  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,541	616.1400  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	1,541	616.1400  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,631	26.2628  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,787	26.4344  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,826	612.7949  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,921	26.2826  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,939	26.1940  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	2,265	26.0786  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	2,700	30.6696  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	3,194	613.9696  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	3,330	607.4009  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	3,344	26.4459  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	3,477	26.2400  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	4,425	608.9032  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	5,667	26.2874  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	6,061	26.2010  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	9,034	26.1738  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	9,388	26.2561  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	10,449	26.0629  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	11,110	611.7572  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	12,679	604.8855  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	14,331	26.2214  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	15,867	26.0897  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	20,000	30.4550  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	42,933	26.6139  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	50,104	26.5902  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	79,289	610.3652  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	81,808	26.4631  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	120,588	612.7457  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	127,122	26.6131  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	9	26.1461  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	9	26.0500  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	10	606.4500  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	31	607.4664  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	121	616.6530  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	275	26.0966  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	296	613.2420  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	314	26.1992  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	478	605.0000  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	543	614.6882  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	876	26.1956  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,249	26.2645  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	2,083	26.2801  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	3,343	26.6148  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	3,723	615.8400  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	4,701	616.1397  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	4,710	616.1400  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	4,918	606.6154  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	10,221	26.4451  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	13,333	26.4820  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	26,069	26.3041  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	31,049	610.3036  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	36,115	608.9152  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	37,231	26.4586  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	41,803	608.1159  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	62,917	26.6131  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	117,504	26.2717  GBP
USD 0.54945 ordinary	CFD	Increasing Short	296	613.3616  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	478	605.1663  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	575	612.8034  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,541	616.1400  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	1,541	616.1400  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,826	612.7949  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	3,194	613.9696  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	3,330	607.4009  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	4,425	608.9032  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	11,110	611.7572  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	13,794	30.6305  EUR
USD 0.54945 ordinary	SWAP	Increasing Short	21,933	26.2308  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	79,289	610.5484  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	120,588	612.9295  ZAR
USD 0.54945 ordinary	CFD	Opening Short	3	26.6166  GBP
USD 0.54945 ordinary	CFD	Opening Short	1,271	25.9942  GBP
USD 0.54945 ordinary	CFD	Opening Short	2,057	26.2771  GBP
USD 0.54945 ordinary	CFD	Opening Short	9,791	26.4034  GBP
USD 0.54945 ordinary	CFD	Opening Short	33,827	26.2786  GBP
USD 0.54945 ordinary	CFD	Opening Short	40,000	26.0544  GBP
USD 0.54945 ordinary	CFD	Opening Short	55,173	26.2843  GBP
USD 0.54945 ordinary	CFD	Opening Short	2,500,000	26.4450  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				03 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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