Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC

07 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			03 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,558,888	0.45%	18,902,115	1.54%
(2) Cash-settled derivatives:				18,021,999	1.47%	5,226,512	0.43%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				23,580,887	1.92%	24,128,627	1.97%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Sale	17183	640.0000  ZAR	621.1924  ZAR
USD 0.54945 ordinary	Purchase	1024499	27.7150  GBP	26.4750  GBP
USD 0.54945 ordinary	Sale	3440032	27.7150  GBP	26.4750  GBP
USD 0.54945 ordinary	Purchase	1227	31.9980  EUR	31.9980  EUR
USD 0.54945 ordinary	Sale	6809	31.5041  EUR	31.5041  EUR
ADR	Purchase	43917	17.0400  USD	16.8200  USD
ADR	Sale	43917	17.0400  USD	16.8200  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	CFD	Closing Short	706	27.2079  GBP
USD 0.54945 ordinary	CFD	Closing Short	11,037	26.9350  GBP
USD 0.54945 ordinary	CFD	Closing Short	12,547	27.4807  GBP
USD 0.54945 ordinary	CFD	Closing Short	26,154	27.1833  GBP
USD 0.54945 ordinary	CFD	Closing Short	29,630	27.4708  GBP
USD 0.54945 ordinary	CFD	Closing Short	83,104	27.0999  GBP
USD 0.54945 ordinary	CFD	Closing Short	118,426	26.9984  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	110	27.5713  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	118	27.7050  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	150	638.0007  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	488	27.4534  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,343	27.5000  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,481	27.3493  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,107	27.1034  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,570	27.3802  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,769	27.4317  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,090	27.4289  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,559	26.5876  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,701	27.3496  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,663	27.4318  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	10,596	627.9567  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	11,822	26.7739  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	11,981	26.6465  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	15,425	27.0669  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	19,747	626.0276  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	20,800	636.3836  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	20,896	621.8400  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	22,678	26.9394  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	27,815	27.1002  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	52,870	26.9478  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	66,000	27.2465  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	122,370	26.9695  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1	27.5300  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	43	27.4656  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	112	27.1235  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	224	642.2547  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	265	633.6603  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	275	639.7110  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	275	639.7467  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	800	634.8253  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,136	27.0800  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	1,456	621.8400  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,456	621.8400  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,657	631.7305  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,945	27.3085  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	2,000	638.3467  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	2,148	26.8252  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	6,809	31.5007  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	7,715	26.9332  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	8,256	634.1945  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	9,685	27.4658  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	15,901	634.9449  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	17,357	640.0000  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	27,815	631.1699  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	31,757	639.6511  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	36,500	635.0185  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	79,151	27.5016  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	119,119	26.7469  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	174,800	627.7155  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	5	27.5860  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	10	638.8600  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	13	27.5603  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	17	638.9747  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	103	27.2078  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	145	27.3673  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	712	27.4515  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,774	642.3800  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	2,060	27.4148  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	3,109	27.3956  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	3,682	638.9373  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	5,238	27.4008  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	6,374	26.7833  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	11,435	26.9347  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	13,769	26.6980  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	15,322	639.3088  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	17,712	639.0246  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	21,289	27.4358  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	23,350	27.3229  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	35,173	27.4852  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	68,932	27.2337  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	88,884	27.4393  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	134,600	27.2545  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	265	633.6603  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	275	639.7110  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	275	639.7467  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	667	26.6241  GBP
USD 0.54945 ordinary	CFD	Increasing Short	1,227	32.0015  EUR
USD 0.54945 ordinary	CFD	Increasing Short	1,456	621.8400  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,456	621.8400  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,657	631.7305  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	2,000	638.3467  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	5,885	638.7264  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	8,256	634.1945  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	15,144	626.1400  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	15,337	26.9649  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	15,901	634.9449  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	17,357	640.0640  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	31,757	639.8430  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	36,500	635.0185  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	174,800	627.9038  ZAR
USD 0.54945 ordinary	CFD	Opening Long	179	27.3375  GBP
USD 0.54945 ordinary	CFD	Opening Long	339	27.2723  GBP
USD 0.54945 ordinary	SWAP	Opening Long	3,640	26.7602  GBP
USD 0.54945 ordinary	CFD	Opening Long	6,988	26.9645  GBP
USD 0.54945 ordinary	SWAP	Opening Long	11,370	26.7445  GBP
USD 0.54945 ordinary	SWAP	Opening Long	12,000	26.8783  GBP
USD 0.54945 ordinary	SWAP	Opening Long	13,080	26.8120  GBP
USD 0.54945 ordinary	SWAP	Opening Long	13,597	26.9370  GBP
USD 0.54945 ordinary	CFD	Opening Long	16,151	26.9566  GBP
USD 0.54945 ordinary	CFD	Opening Long	17,357	26.7961  GBP
USD 0.54945 ordinary	CFD	Opening Long	19,874	26.9350  GBP
USD 0.54945 ordinary	CFD	Opening Long	20,797	27.1925  GBP
USD 0.54945 ordinary	CFD	Opening Long	21,574	27.4179  GBP
USD 0.54945 ordinary	CFD	Opening Long	22,073	27.0005  GBP
USD 0.54945 ordinary	SWAP	Opening Long	23,750	26.8625  GBP
USD 0.54945 ordinary	CFD	Opening Long	31,254	27.2758  GBP
USD 0.54945 ordinary	SWAP	Opening Long	57,897	27.1496  GBP
USD 0.54945 ordinary	SWAP	Opening Long	72,003	26.9331  GBP
USD 0.54945 ordinary	CFD	Opening Long	418,573	27.4627  GBP
USD 0.54945 ordinary	CFD	Opening Long	1,680,000	27.5000  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				07 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END