Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC

07 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			06 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,555,511	0.45%	18,820,807	1.54%
(2) Cash-settled derivatives:				18,758,118	1.53%	5,222,269	0.43%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				24,313,629	1.98%	24,043,076	1.96%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	201	31.2740  EUR	31.2709  EUR
USD 0.54945 ordinary	Sale	201	31.1851  EUR	31.1820  EUR
ADR	Sale	3262	16.9258  USD	16.8300  USD
ADR	Purchase	3262	16.9258  USD	16.8300  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Decreasing Long	127	616.8791  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	3,293	618.0433  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	7,563	617.6946  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	9,534	617.0000  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	16,258	618.3936  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	24,609	618.6414  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	38	616.9378  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	85	616.6850  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	93	617.0547  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	280	617.4737  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	297	617.4761  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	1,052	618.6936  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	2,000	621.2294  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	6,599	617.3511  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	11,662	620.0226  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	13	628.1400  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	150	621.0000  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	3,773	619.5581  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	38	616.9378  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	85	616.6850  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	93	617.0547  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	280	617.4737  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	297	617.4761  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	2,000	621.2294  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	6,599	617.3511  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	8,471	617.7359  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	13	628.1400  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	127	616.8791  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	150	621.0000  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	1,052	618.8143  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	3,293	618.0433  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	3,773	619.5581  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	7,563	617.6946  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	8,471	617.7359  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	9,534	617.0000  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	11,662	620.1932  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	16,258	618.3936  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	24,609	618.6414  ZAR
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				07 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END