Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC
08 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

07 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,460,509

0.45%

18,910,537

1.54%

(2) Cash-settled derivatives:

18,988,727

1.55%

5,258,528

0.43%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

24,449,236

2.00%

24,169,065

1.97%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

1146855

27.4414  GBP

26.5800  GBP

USD 0.54945 ordinary

Sale

1236662

27.3000  GBP

26.5800  GBP

ADR

Purchase

14865

16.8700  USD

16.7613  USD

ADR

Sale

14865

16.8700  USD

16.7613  USD

USD 0.54945 ordinary

Purchase

2508

31.3226  EUR

31.3226  EUR

USD 0.54945 ordinary

Sale

408

31.6668  EUR

31.6668  EUR

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

SWAP

Closing Long

68,742

26.8568  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

123

27.1392  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

131

26.8695  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

531

26.7616  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

721

623.2673  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,085

26.7620  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,230

630.4900  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,396

26.9062  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,803

26.8002  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

1,975

26.8358  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,365

26.8874  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,554

26.9061  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

4,000

620.1805  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

4,000

26.7867  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

4,015

27.0046  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

4,791

26.8000  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,072

621.5414  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

5,081

620.7388  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

6,045

628.3878  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

6,280

27.0106  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,564

26.7309  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

8,336

621.5000  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

14,910

621.8114  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

16,948

26.7868  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

19,390

26.7798  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,563

26.9308  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

25,442

26.8693  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

25,532

26.8647  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

30,824

26.8322  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

34,129

26.8720  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

41,734

26.8675  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

44,963

621.5699  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

47,208

621.1704  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

51,273

26.8403  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

57,633

26.8000  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

71,707

26.7986  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

106,217

26.8267  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

165,767

26.8600  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2

27.2036  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

6

620.1250  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

6

26.8650  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

8

26.9101  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

9

27.1964  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

10

26.7929  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

11

27.1977  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

15

26.8209  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

16

27.1873  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

27

26.8033  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

28

26.8023  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

29

27.1924  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

32

26.9276  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

36

26.8655  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

36

26.9330  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

45

26.9413  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

46

26.8593  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

49

27.1943  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

51

624.3859  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

54

27.1940  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

70

26.8791  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

71

26.8001  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

78

26.8601  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

78

26.8342  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

85

27.1967  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

86

26.8587  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

94

26.9267  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

97

26.8591  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

112

26.8788  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

118

26.9057  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

120

26.8014  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

121

26.8021  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

130

26.8318  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

158

26.9309  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

177

26.9323  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

185

621.5636  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

188

27.1939  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

200

26.8810  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

202

26.8786  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

205

26.8824  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

208

26.8814  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

209

621.3446  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

210

26.8147  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

214

26.8983  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

230

26.9683  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

235

26.8157  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

237

26.8800  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

292

26.8615  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

375

621.0751  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

408

31.6633  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

442

26.8019  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

506

26.8754  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

520

621.0926  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

564

26.8067  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

571

26.8749  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

615

26.9336  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

638

26.8867  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

652

26.8597  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

669

624.6821  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

708

26.8851  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

842

26.8735  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

856

621.1085  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

882

26.8803  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

926

26.8744  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

942

26.8842  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

948

26.8065  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

972

26.8058  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,039

26.9024  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,174

26.8254  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

1,230

630.2378  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,304

26.8905  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,705

26.8815  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,265

620.8983  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,835

26.8808  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3,027

26.8819  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3,235

26.8781  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3,547

26.8795  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3,551

26.8068  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3,818

26.7485  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

4,000

620.1805  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

4,025

26.9071  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

4,213

26.8139  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

5,133

26.8164  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

5,904

26.8160  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

10,980

26.8841  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

14,910

621.6404  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

43,551

620.8246  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

61,010

26.7989  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

146,651

623.3096  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

37

26.8829  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

46

26.8947  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

166

27.0619  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

179

27.1750  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

188

26.9563  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

246

26.9747  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

721

623.2673  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

925

26.9932  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,315

27.2268  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,033

27.1070  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,230

26.9915  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,349

27.0394  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,072

621.5414  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

5,081

620.7388  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

5,285

26.9675  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,045

628.3878  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

6,746

26.8039  GBP

USD 0.54945 ordinary

CFD

Increasing Long

8,147

27.0235  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,336

621.5000  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

11,201

26.9086  GBP

USD 0.54945 ordinary

CFD

Increasing Long

12,954

27.0409  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

44,963

621.5699  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

46,900

26.7947  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

47,208

621.1704  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

49,713

26.9820  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

81,716

26.7997  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

86,621

26.8410  GBP

USD 0.54945 ordinary

CFD

Increasing Long

104,184

26.9080  GBP

USD 0.54945 ordinary

CFD

Increasing Long

478,138

26.8811  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1

620.1250  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

5

620.1250  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

17

26.8000  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

51

624.3859  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

120

26.9155  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

120

26.9105  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

185

621.5636  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

209

621.3446  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

375

621.0751  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

520

621.0926  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

669

624.6821  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

856

621.1085  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,265

620.8983  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

2,508

31.3260  EUR

USD 0.54945 ordinary

SWAP

Increasing Short

5,500

26.7541  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

6,542

26.8011  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

6,722

26.8174  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

28,149

26.9011  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

43,551

621.0109  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

146,651

623.4966  ZAR

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

08 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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