Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC

09 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			08 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,413,481	0.44%	18,656,024	1.52%
(2) Cash-settled derivatives:				18,765,143	1.53%	5,232,941	0.43%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				24,178,624	1.97%	23,888,965	1.95%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	1051	30.9817  EUR	30.8300  EUR
USD 0.54945 ordinary	Sale	5	30.8330  EUR	30.8330  EUR
USD 0.54945 ordinary	Purchase	1266176	26.6844  GBP	26.5050  GBP
USD 0.54945 ordinary	Sale	1056244	26.7550  GBP	26.5050  GBP
ADR	Purchase	14093	16.5740  USD	16.5494  USD
ADR	Sale	14093	16.5740  USD	16.5494  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Decreasing Long	28	617.2667  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	28	617.1907  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	68	26.5700  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	124	26.6922  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	184	26.6600  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	252	26.6922  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	453	619.5000  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	632	26.5569  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	727	26.6497  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	878	618.9747  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	1,100	26.6125  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,200	26.5642  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,780	26.6127  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	3,004	26.6424  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,766	618.8728  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	5,168	617.5285  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	6,400	26.6817  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	8,046	26.5434  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	8,245	26.5622  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	10,153	26.5400  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	10,233	616.9460  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	10,516	26.6684  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	11,542	26.5602  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	14,515	26.6255  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	20,144	26.6078  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	22,651	26.5413  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	22,912	26.6037  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	24,914	26.5855  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	27,513	26.5401  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	31,834	26.6124  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	47,369	617.6476  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	50,500	26.5920  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	57,950	617.6832  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	59,000	26.5306  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	59,000	616.5946  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	80,141	26.5400  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	92,765	26.5403  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	107,335	26.5438  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	116,173	616.1300  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	202,837	26.5405  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	412	619.9557  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	413	619.4159  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	735	617.0928  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	876	26.5089  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	878	618.7271  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,043	617.0187  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,545	617.0948  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,643	617.0955  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,725	619.1680  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	3,000	618.9352  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	4,557	616.1300  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	4,557	616.1300  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	5,168	617.3587  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	5,695	26.5332  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	12,090	617.0704  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	13,375	618.1736  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	37,485	618.2157  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	48,729	616.5094  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	59,000	616.5946  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	28	617.1907  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	28	617.2667  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	31	26.5754  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	32	26.7097  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	62	26.5379  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	67	26.5883  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	75	26.5948  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	125	26.5148  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	131	26.5618  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	137	26.6564  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	453	619.5000  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	486	26.6323  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	570	26.6802  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	583	26.6896  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	633	26.6881  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	705	26.5398  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,371	617.0332  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	3,160	26.6775  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	3,766	618.8728  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	6,034	26.6460  GBP
USD 0.54945 ordinary	CFD	Increasing Long	6,752	26.5400  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	8,058	26.6444  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	8,600	26.5299  GBP
USD 0.54945 ordinary	CFD	Increasing Long	10,121	26.5421  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	10,233	616.9460  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	25,500	26.5370  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	47,369	617.6476  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	48,620	26.5555  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	57,950	617.6832  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	144,031	616.1300  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	514,785	26.5736  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	247	26.6000  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	412	619.9557  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	413	619.4159  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	735	617.0928  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,043	617.0187  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	1,046	30.9851  EUR
USD 0.54945 ordinary	CFD	Increasing Short	1,371	617.2800  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,545	617.0948  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,643	617.0955  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,725	619.1680  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	2,878	26.5404  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	3,000	618.9352  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	4,557	616.1300  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	4,557	616.1300  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	12,090	617.0704  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	12,630	26.5854  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	13,375	618.1736  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	27,858	616.2994  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	37,485	618.4012  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	48,729	616.6944  ZAR
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				09 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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