Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC

10 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			09 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,442,573	0.44%	18,590,650	1.52%
(2) Cash-settled derivatives:				18,702,279	1.53%	5,231,187	0.43%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				24,144,852	1.97%	23,821,837	1.94%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	926530	27.5450  GBP	26.4725  GBP
USD 0.54945 ordinary	Sale	830570	27.5054  GBP	26.4725  GBP
ADR	Purchase	18749	17.1147  USD	16.7300  USD
ADR	Sale	18749	17.1147  USD	16.7300  USD
USD 0.54945 ordinary	Purchase	863	31.8378  EUR	31.8378  EUR
USD 0.54945 ordinary	Sale	2131	30.7894  EUR	30.7894  EUR
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Decreasing Long	4	26.5800  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	52	27.2826  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	184	27.2150  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	190	26.5773  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	198	27.3600  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	234	26.6193  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	279	26.7888  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	281	27.4988  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	284	27.1659  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	594	27.2944  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	662	26.5190  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	686	26.8418  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	804	617.2976  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	909	26.8321  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,231	622.2147  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	1,981	26.6133  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,309	26.8318  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,654	26.7422  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,690	26.5851  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,427	26.7417  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,570	623.5982  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	5,666	629.9109  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	8,736	26.7517  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	8,826	26.7646  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	10,103	617.0723  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	10,611	632.7302  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	10,611	27.3690  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	11,066	26.5689  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	11,226	618.6052  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	13,403	26.9367  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	15,806	633.0223  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	19,782	622.4971  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	23,412	634.4200  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	28,896	26.9462  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	29,277	27.1037  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	34,098	27.3602  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	43,366	26.7000  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	59,275	26.8703  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	71,674	27.3478  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	145,577	26.8848  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	152	628.8357  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	340	628.7324  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	598	27.3600  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	1,231	621.9659  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,300	633.2355  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	2,131	30.7860  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	5,239	634.2296  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	5,745	624.0210  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	10,611	632.7302  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	15,806	632.8482  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	22,242	628.3029  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	183,997	619.8627  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	1	634.4200  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	80	26.6649  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	112	26.7100  GBP
USD 0.54945 ordinary	CFD	Increasing Long	321	27.5054  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	512	26.8656  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	804	617.2976  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	1,156	26.6082  GBP
USD 0.54945 ordinary	CFD	Increasing Long	1,366	27.1892  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,628	26.6431  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,652	27.4007  GBP
USD 0.54945 ordinary	CFD	Increasing Long	2,168	27.4579  GBP
USD 0.54945 ordinary	CFD	Increasing Long	2,353	26.7059  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	3,883	27.3597  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	5,570	623.5982  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	5,666	629.9109  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	5,735	27.3517  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	10,103	617.0723  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	11,226	618.6052  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	11,666	27.3704  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	13,986	615.1500  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	14,651	27.3711  GBP
USD 0.54945 ordinary	CFD	Increasing Long	15,927	27.2462  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	18,226	27.3184  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	19,782	622.4971  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	21,688	27.2274  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	23,412	634.4200  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	25,522	27.0393  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	26,587	27.0414  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	33,519	27.1136  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	38,100	27.2919  GBP
USD 0.54945 ordinary	CFD	Increasing Long	56,864	27.3600  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	69,694	27.3580  GBP
USD 0.54945 ordinary	CFD	Increasing Long	81,810	27.1252  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1	634.4200  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	22	27.0803  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	152	628.8357  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	340	628.7324  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	863	31.8413  EUR
USD 0.54945 ordinary	SWAP	Increasing Short	1,183	26.6047  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,300	633.2355  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	4,364	26.8629  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	5,239	634.2296  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	5,745	624.0210  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	8,199	26.6917  GBP
USD 0.54945 ordinary	CFD	Increasing Short	13,986	615.3191  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	22,242	628.4913  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	183,997	620.0487  ZAR
USD 0.54945 ordinary	SWAP	Opening Short	5	26.5960  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				10 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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