Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC

13 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			10 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,261,953	0.43%	18,843,561	1.54%
(2) Cash-settled derivatives:				18,967,803	1.55%	5,036,895	0.41%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				24,229,756	1.98%	23,880,456	1.95%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	1390842	27.9950  GBP	27.6150  GBP
USD 0.54945 ordinary	Sale	1826639	27.9950  GBP	27.6150  GBP
USD 0.54945 ordinary	Purchase	4509	32.3874  EUR	32.3874  EUR
USD 0.54945 ordinary	Sale	2099	32.3761  EUR	32.3761  EUR
ADR	Purchase	3613	17.3668  USD	17.3433  USD
ADR	Sale	3613	17.3668  USD	17.3433  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Closing Short	64,684	27.8568  GBP
USD 0.54945 ordinary	SWAP	Closing Short	105,488	27.8238  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	48	27.8550  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	50	27.9476  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	134	27.8905  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	204	27.8200  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	214	641.1736  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	221	27.7537  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	302	640.6721  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	339	27.8402  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	339	27.7881  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	513	27.7661  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	513	27.9100  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	531	27.8661  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	894	27.8290  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,427	641.0000  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	1,774	640.3359  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	1,932	642.9232  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	2,037	27.7352  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,262	27.8287  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,580	641.2816  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	2,738	27.7887  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,760	640.6403  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	3,990	640.8952  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	5,436	27.8313  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,710	27.8604  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	6,322	27.7641  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	6,619	27.7897  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	6,780	641.3832  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	7,752	27.8129  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	9,213	27.7740  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	9,901	642.1244  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	12,893	27.8214  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	13,432	27.8050  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	16,462	27.8161  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	17,255	27.7958  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	17,967	27.8074  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	20,398	27.7325  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	25,603	642.4465  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	68,551	27.7998  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	88,414	27.7350  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	147	643.2264  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	178	641.9745  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	179	642.1433  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	214	641.1736  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	336	27.7359  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	441	641.6916  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	961	641.5500  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	961	641.5500  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	988	641.6897  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	1,774	640.1598  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	2,099	32.3725  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	3,894	27.7350  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	3,990	640.6389  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	4,629	27.7491  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	11,761	641.1874  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	13,862	641.5992  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	33,329	27.7522  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	56,655	642.1681  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	17	27.8152  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	302	640.6721  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	403	27.7995  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	787	27.8641  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	866	27.6000  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	914	27.8134  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	960	27.7595  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	965	27.8016  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,427	641.0000  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	1,932	642.9232  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	2,580	641.2816  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	3,109	27.8049  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	3,760	640.6403  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	4,361	27.8214  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	6,780	641.3832  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	7,612	27.7935  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	8,660	641.1509  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	9,901	642.1244  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	12,695	27.8178  GBP
USD 0.54945 ordinary	CFD	Increasing Long	21,911	27.8496  GBP
USD 0.54945 ordinary	CFD	Increasing Long	24,873	27.7350  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	24,935	27.7330  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	25,603	642.4465  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	39,945	27.7903  GBP
USD 0.54945 ordinary	CFD	Increasing Long	40,472	27.8489  GBP
USD 0.54945 ordinary	CFD	Increasing Long	49,800	27.7370  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	58,620	27.8437  GBP
USD 0.54945 ordinary	CFD	Increasing Long	261,476	27.8440  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	3	27.8033  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	147	643.2264  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	178	641.9745  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	179	642.1433  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	441	641.6916  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	961	641.5500  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	961	641.5500  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	988	641.6897  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	4,509	32.3910  EUR
USD 0.54945 ordinary	CFD	Increasing Short	8,660	641.3272  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	11,761	641.3798  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	12,973	27.7368  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	13,862	641.5992  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	56,655	642.3607  ZAR
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				13 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END