Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

Barclays PLC

14 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			13 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,170,621	0.42%	16,885,714	1.38%
(2) Cash-settled derivatives:				16,978,698	1.39%	5,048,489	0.41%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				22,149,319	1.81%	21,934,203	1.79%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	3833123	27.9950  GBP	26.9800  GBP
USD 0.54945 ordinary	Sale	1963165	27.9950  GBP	26.9800  GBP
USD 0.54945 ordinary	Purchase	1026	32.3847  EUR	31.9235  EUR
USD 0.54945 ordinary	Sale	3849	32.3880  EUR	31.6954  EUR
ADR	Sale	17265	17.2259  USD	16.9415  USD
ADR	Purchase	17265	17.2259  USD	16.9416  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Decreasing Long	104	27.7585  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	150	27.8015  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	264	27.4878  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	272	27.7566  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	837	635.6046  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	922	27.7201  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	997	634.3617  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	1,343	639.6541  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	1,624	636.9345  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	2,338	27.7202  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,710	634.0933  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	8,466	635.3614  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	9,591	27.7345  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	10,906	634.8000  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	12,764	27.2602  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	14,593	27.4410  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	18,185	27.5487  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	19,830	27.6042  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	21,147	27.7417  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	24,850	27.7048  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	26,457	27.7356  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	27,405	27.4407  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	28,409	27.5927  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	40,723	632.7332  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	45,591	27.6024  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	45,749	631.9441  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	72,241	27.1302  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	75,105	27.6995  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	103,942	27.0702  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	183,453	27.0700  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	195,072	27.5529  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	206,434	27.0711  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	1,900,000	27.7100  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	3	635.3338  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	135	27.6773  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	156	27.1511  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	823	633.6917  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	1,343	639.3983  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,844	633.6910  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	3,710	633.9189  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	3,844	31.6920  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	7,128	635.2573  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	8,963	27.1791  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	10,000	27.3724  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	26,261	636.8892  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	168,655	633.4169  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	2	27.2547  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	63	27.7400  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	92	27.5362  GBP
USD 0.54945 ordinary	CFD	Increasing Long	207	27.7650  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	208	27.4146  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	298	27.7478  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	311	27.2237  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	574	27.4167  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	651	27.1698  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	837	635.6046  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	997	634.3617  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	1,076	27.6612  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,624	636.9345  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	1,705	27.7536  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	2,144	637.8722  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	5,303	27.4611  GBP
USD 0.54945 ordinary	CFD	Increasing Long	8,424	27.7154  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	8,466	635.3614  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	10,000	27.4715  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	10,906	634.8000  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	15,966	27.3670  GBP
USD 0.54945 ordinary	CFD	Increasing Long	19,778	27.0700  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	27,594	27.6758  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	28,306	27.6143  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	40,723	632.7332  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	45,586	27.5382  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	45,749	631.9441  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	52,300	27.6091  GBP
USD 0.54945 ordinary	CFD	Increasing Long	129,400	27.5689  GBP
USD 0.54945 ordinary	CFD	Increasing Long	694,706	27.5664  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1	27.0722  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	3	635.3338  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	823	633.6917  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	1,021	31.9270  EUR
USD 0.54945 ordinary	SWAP	Increasing Short	1,844	633.6910  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	2,144	638.0476  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	4,174	27.5515  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	7,128	635.2573  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	22,405	27.2265  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	26,261	637.0804  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	168,655	633.6069  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	1,109	27.0686  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				14 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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