Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

Barclays PLC

15 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			14 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,152,121	0.42%	17,893,440	1.46%
(2) Cash-settled derivatives:				17,801,323	1.45%	4,857,200	0.40%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				22,953,444	1.87%	22,750,640	1.86%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	3401248	27.1750  GBP	25.9900  GBP
USD 0.54945 ordinary	Sale	4421299	27.1750  GBP	25.9900  GBP
USD 0.54945 ordinary	Purchase	2813	31.3841  EUR	31.3841  EUR
USD 0.54945 ordinary	Sale	8352	30.7149  EUR	30.7149  EUR
ADR	Sale	24820	16.4493  USD	16.4207  USD
ADR	Purchase	24820	16.4493  USD	16.4207  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Closing Short	5	26.1950  GBP
USD 0.54945 ordinary	SWAP	Closing Short	732	26.5912  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	6	26.3200  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	352	26.9434  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	523	610.1778  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	589	26.5995  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	1,040	26.2970  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,162	26.4612  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,320	613.3089  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	1,688	621.9994  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	2,410	26.7305  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,969	26.4607  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,270	26.1984  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,100	26.4575  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,294	26.6928  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,573	26.7496  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	6,000	26.2238  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	6,700	26.4351  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	8,950	26.1374  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	12,123	26.3963  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	14,147	26.7327  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	15,150	607.0027  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	17,282	26.1950  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	17,914	26.2778  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	20,866	615.9144  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	29,246	26.6133  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	31,089	26.3069  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	32,428	26.1249  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	32,620	26.2247  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	34,189	26.3678  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	35,851	26.4346  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	41,690	26.3261  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	43,711	26.3375  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	53,394	26.2548  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	81,357	603.5000  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	83,479	26.1950  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	85,000	26.3581  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	130,870	26.2893  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	182,516	26.4585  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	183,041	26.4744  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	209,488	610.7845  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	260,495	26.3983  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	301,575	610.6215  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	591,001	26.3626  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	275	612.0100  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	275	611.6162  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	414	610.6349  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	1,688	621.7506  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	2,000	624.9609  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	3,806	616.4101  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	5,000	26.0975  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	8,320	610.6867  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	8,352	30.7116  EUR
USD 0.54945 ordinary	CFD	Decreasing Short	15,150	606.8357  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	23,342	606.4482  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	339,305	612.2203  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	449,157	609.6336  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	11	26.4254  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	24	26.7000  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	55	26.2050  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	67	26.7350  GBP
USD 0.54945 ordinary	CFD	Increasing Long	85	26.3481  GBP
USD 0.54945 ordinary	CFD	Increasing Long	176	26.1950  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	191	26.1936  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	339	27.0966  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	523	610.1778  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	537	26.3854  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	967	26.7275  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,320	613.3089  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	1,599	26.0607  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,955	26.9348  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	2,676	627.8075  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	3,424	26.7969  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	5,000	26.8911  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	6,380	26.6205  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	7,000	26.8512  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	7,254	26.1536  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	8,629	27.0677  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	9,199	604.1487  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	14,508	26.1886  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	15,700	26.9340  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	16,834	26.9371  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	20,866	615.9144  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	43,719	26.3865  GBP
USD 0.54945 ordinary	CFD	Increasing Long	46,267	26.4343  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	47,400	26.7181  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	53,300	26.2210  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	59,302	26.2199  GBP
USD 0.54945 ordinary	CFD	Increasing Long	68,272	27.1177  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	89,109	603.5000  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	146,451	26.4869  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	193,488	26.2866  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	195,111	26.1948  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	209,488	610.7845  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	301,575	610.6215  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	317,139	26.3890  GBP
USD 0.54945 ordinary	CFD	Increasing Long	1,711,204	26.3817  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	275	611.6162  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	275	612.0100  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	414	610.6349  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	2,000	624.9609  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	2,676	627.9299  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	2,813	31.3875  EUR
USD 0.54945 ordinary	SWAP	Increasing Short	3,806	616.4101  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	7,752	603.6659  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	8,320	610.6867  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	9,199	604.3904  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	23,342	606.4482  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	76,028	26.3698  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	339,305	612.4040  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	449,157	609.8165  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	245	26.0970  GBP
USD 0.54945 ordinary	SWAP	Opening Long	1,317	26.5661  GBP
USD 0.54945 ordinary	SWAP	Opening Long	1,452	26.3427  GBP
USD 0.54945 ordinary	SWAP	Opening Long	1,771	26.1591  GBP
USD 0.54945 ordinary	SWAP	Opening Long	3,106	26.1606  GBP
USD 0.54945 ordinary	SWAP	Opening Long	15,615	26.5659  GBP
USD 0.54945 ordinary	SWAP	Opening Long	19,085	26.1720  GBP
USD 0.54945 ordinary	SWAP	Opening Long	41,652	26.1197  GBP
USD 0.54945 ordinary	SWAP	Opening Short	5,000	26.2389  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				15 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END