Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

Barclays PLC

16 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			15 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,300,949	0.43%	18,566,765	1.52%
(2) Cash-settled derivatives:				18,515,338	1.51%	3,812,712	0.31%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				23,816,287	1.94%	22,379,477	1.83%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	1398609	26.4750  GBP	25.9225  GBP
USD 0.54945 ordinary	Sale	1922977	26.4750  GBP	25.9225  GBP
USD 0.54945 ordinary	Sale	800	30.5200  EUR	30.5200  EUR
USD 0.54945 ordinary	Purchase	1175	30.6463  EUR	30.6463  EUR
ADR	Sale	18479	16.5455  USD	16.5286  USD
ADR	Purchase	18479	16.5416  USD	16.5386  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Closing Long	88	25.9450  GBP
USD 0.54945 ordinary	SWAP	Closing Long	3,508	25.9436  GBP
USD 0.54945 ordinary	SWAP	Closing Long	5,983	26.2500  GBP
USD 0.54945 ordinary	SWAP	Closing Long	6,175	25.9419  GBP
USD 0.54945 ordinary	SWAP	Closing Long	7,376	26.2513  GBP
USD 0.54945 ordinary	SWAP	Closing Long	31,098	26.0888  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2	605.6450  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	11	30.7100  EUR
USD 0.54945 ordinary	SWAP	Decreasing Long	35	26.0500  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	53	26.2147  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	91	605.3034  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	120	26.1123  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	181	603.7461  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	311	26.1712  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	543	605.0766  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	642	26.3939  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	651	26.1912  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	686	26.3326  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	885	26.2447  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,392	26.3908  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,529	609.4494  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	2,259	26.2446  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,395	604.9060  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	3,999	26.2501  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	5,597	26.2536  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	5,622	26.2664  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	6,004	26.2500  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	6,399	26.1113  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	7,230	26.1948  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	12,562	610.1747  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	12,770	26.1840  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	13,401	26.1214  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	15,689	26.2500  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	17,232	26.1784  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	20,845	26.2872  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	21,207	26.1752  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	28,032	26.1726  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	29,426	604.7315  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	31,411	26.2649  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	36,929	26.1775  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	47,753	26.2841  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	50,741	26.4165  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	51,156	26.2886  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	61,387	26.3900  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	70,118	606.8000  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	91,665	608.0850  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	102,273	607.9052  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	136,738	26.2179  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	141,979	26.2411  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	2	605.6450  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	800	30.5166  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	2,067	26.1950  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	2,926	606.8000  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	3,395	604.7396  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	7,059	606.8957  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	151,647	608.0197  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	91	605.3034  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	102	26.4800  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	181	603.7461  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	181	26.2579  GBP
USD 0.54945 ordinary	CFD	Increasing Long	185	26.1484  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	213	26.1773  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	247	26.2068  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	255	26.2476  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	278	26.2498  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	543	605.0766  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	681	26.3570  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	708	26.2064  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	908	26.3794  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	923	26.2632  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,438	25.9970  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,529	609.4494  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	3,657	603.7806  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	3,915	25.9781  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	6,078	26.3876  GBP
USD 0.54945 ordinary	CFD	Increasing Long	6,198	25.9742  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	7,199	26.3862  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	7,439	26.2049  GBP
USD 0.54945 ordinary	CFD	Increasing Long	8,000	26.1935  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	8,926	26.3844  GBP
USD 0.54945 ordinary	CFD	Increasing Long	11,441	26.2540  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	12,562	610.1747  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	25,016	26.1850  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	29,426	604.7315  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	30,701	26.2428  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	35,784	26.0573  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	41,642	26.1837  GBP
USD 0.54945 ordinary	CFD	Increasing Long	43,187	26.1172  GBP
USD 0.54945 ordinary	CFD	Increasing Long	46,230	26.2590  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	46,993	26.3808  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	66,858	26.2352  GBP
USD 0.54945 ordinary	CFD	Increasing Long	87,703	26.2834  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	91,665	608.0850  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	91,741	606.8000  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	102,273	607.9052  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	931,539	26.2062  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	57	607.7429  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	286	26.2358  GBP
USD 0.54945 ordinary	CFD	Increasing Short	1,164	30.6491  EUR
USD 0.54945 ordinary	CFD	Increasing Short	2,926	606.8000  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	3,657	604.0222  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	20,535	26.3151  GBP
USD 0.54945 ordinary	CFD	Increasing Short	21,623	606.9668  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	50,277	26.2170  GBP
USD 0.54945 ordinary	CFD	Increasing Short	86,611	608.0556  ZAR
USD 0.54945 ordinary	SWAP	Opening Short	3,362	25.9500  GBP
USD 0.54945 ordinary	SWAP	Opening Short	7,206	26.2135  GBP
USD 0.54945 ordinary	SWAP	Opening Short	8,409	26.1300  GBP
USD 0.54945 ordinary	SWAP	Opening Short	19,085	26.2071  GBP
USD 0.54945 ordinary	SWAP	Opening Short	21,259	26.3863  GBP
USD 0.54945 ordinary	SWAP	Opening Short	27,687	26.4039  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				16 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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