Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

Barclays PLC

17 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			16 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,367,815	0.44%	18,748,187	1.53%
(2) Cash-settled derivatives:				18,724,487	1.53%	5,076,743	0.41%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				24,092,302	1.97%	23,824,930	1.94%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	1249648	26.3800  GBP	26.0200  GBP
USD 0.54945 ordinary	Purchase	22	30.6000  EUR	30.4400  EUR
USD 0.54945 ordinary	Sale	134	30.5376  EUR	30.5376  EUR
USD 0.54945 ordinary	Sale	1366186	26.3400  GBP	26.0200  GBP
ADR	Sale	3751	16.6900  USD	16.6019  USD
ADR	Purchase	3751	16.6900  USD	16.6019  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Closing Long	689	26.2566  GBP
USD 0.54945 ordinary	SWAP	Closing Long	823	26.2619  GBP
USD 0.54945 ordinary	SWAP	Closing Long	4,596	26.1816  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	87	26.2724  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	100	26.2650  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	218	604.4176  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	294	26.2340  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	325	26.2552  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	366	26.2544  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	438	26.1900  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	1,239	26.2900  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	1,768	26.2604  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,035	604.2957  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	2,737	604.3052  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	2,749	26.2104  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,260	26.2991  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	4,937	26.2647  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	9,058	26.2200  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	9,336	26.2401  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	9,458	26.2512  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	9,732	604.8520  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	10,923	606.4437  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	14,876	26.2289  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	23,756	26.2292  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	35,436	26.2334  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	36,395	604.4300  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	42,058	26.2119  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	49,708	604.7548  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	66,184	604.6753  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	75,554	26.1998  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	78,550	26.2351  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	104,976	26.2900  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	7	605.2112  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	379	26.2702  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	914	604.9816  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,165	26.2815  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,928	604.9819  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	2,050	604.9852  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	2,737	604.3052  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	7,338	26.2797  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	9,732	604.6857  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	18,540	26.2592  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	114,172	605.4781  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	118	26.2450  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	130	26.2800  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	209	26.2995  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	218	604.4176  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	401	26.2274  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	599	26.2894  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	854	26.2017  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,416	26.3800  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,870	606.4403  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	2,035	604.2957  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	2,109	26.1913  GBP
USD 0.54945 ordinary	CFD	Increasing Long	3,658	26.2470  GBP
USD 0.54945 ordinary	CFD	Increasing Long	3,792	26.2917  GBP
USD 0.54945 ordinary	CFD	Increasing Long	9,058	26.2200  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	10,019	26.2507  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	10,923	606.4437  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	11,344	26.2900  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	18,791	26.2522  GBP
USD 0.54945 ordinary	CFD	Increasing Long	35,559	26.2507  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	36,395	604.4300  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	42,779	26.2897  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	43,700	26.2111  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	49,708	604.7548  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	50,800	26.2383  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	66,184	604.6753  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	87,576	26.2350  GBP
USD 0.54945 ordinary	CFD	Increasing Long	137,743	26.2612  GBP
USD 0.54945 ordinary	CFD	Increasing Long	163,139	26.2333  GBP
USD 0.54945 ordinary	CFD	Increasing Short	11	30.6036  EUR
USD 0.54945 ordinary	SWAP	Increasing Short	18	26.2492  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	51	26.2170  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	74	26.3042  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	627	26.2547  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	672	26.2591  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,538	26.2780  GBP
USD 0.54945 ordinary	CFD	Increasing Short	1,870	606.6829  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	10,271	26.2866  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	30,251	26.2141  GBP
USD 0.54945 ordinary	CFD	Increasing Short	172,359	605.0540  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	11	30.4400  EUR
USD 0.54945 ordinary	SWAP	Opening Long	134	30.5376  EUR
USD 0.54945 ordinary	SWAP	Opening Short	7	605.2112  ZAR
USD 0.54945 ordinary	SWAP	Opening Short	775	26.2901  GBP
USD 0.54945 ordinary	SWAP	Opening Short	914	604.9816  ZAR
USD 0.54945 ordinary	SWAP	Opening Short	1,928	604.9819  ZAR
USD 0.54945 ordinary	SWAP	Opening Short	2,050	604.9852  ZAR
USD 0.54945 ordinary	SWAP	Opening Short	2,623	26.1681  GBP
USD 0.54945 ordinary	SWAP	Opening Short	3,075	26.2506  GBP
USD 0.54945 ordinary	SWAP	Opening Short	4,880	26.2235  GBP
USD 0.54945 ordinary	SWAP	Opening Short	10,623	26.2326  GBP
USD 0.54945 ordinary	SWAP	Opening Short	13,132	26.2552  GBP
USD 0.54945 ordinary	SWAP	Opening Short	46,827	26.2640  GBP
USD 0.54945 ordinary	SWAP	Opening Short	114,172	605.6598  ZAR
USD 0.54945 ordinary	SWAP	Opening Short	172,359	604.8726  ZAR
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				17 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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