Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

Barclays PLC

20 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			17 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,466,167	0.45%	16,741,177	1.37%
(2) Cash-settled derivatives:				16,714,437	1.36%	5,180,503	0.42%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				22,180,604	1.81%	21,921,680	1.79%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	3309140	27.0014  GBP	26.1000  GBP
USD 0.54945 ordinary	Purchase	125	31.1400  EUR	31.0518  EUR
USD 0.54945 ordinary	Sale	1235702	27.0100  GBP	26.0960  GBP
USD 0.54945 ordinary	Sale	602	31.2933  EUR	31.0550  EUR
ADR	Sale	21412	16.9809  USD	16.9763  USD
ADR	Purchase	21412	16.9809  USD	16.9763  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Closing Long	123	31.1400  EUR
USD 0.54945 ordinary	SWAP	Closing Short	105	603.0594  ZAR
USD 0.54945 ordinary	SWAP	Closing Short	221	603.0606  ZAR
USD 0.54945 ordinary	SWAP	Closing Short	237	603.0637  ZAR
USD 0.54945 ordinary	SWAP	Closing Short	267	606.1000  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	2	601.5500  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	32	606.3656  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	365	26.8300  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	664	26.2508  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	709	26.3849  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	833	26.4708  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	1,857	26.6355  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,140	26.4704  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	4,036	617.3951  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	4,400	26.6073  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	5,660	26.6007  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,661	26.3041  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	6,218	26.4357  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	10,195	612.9860  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	10,555	26.1000  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	11,401	612.6145  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	13,042	26.4330  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	13,874	609.5876  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	14,547	616.0627  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	15,677	26.4963  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	19,640	26.6313  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	20,704	620.7000  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	23,579	26.7750  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	30,866	26.3207  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	32,812	608.6138  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	34,594	611.1199  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	36,340	26.4863  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	37,770	26.5337  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	53,047	26.2997  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	83,381	26.2944  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	97,876	26.3718  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	2,500,000	26.1000  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	4	612.9160  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	32	606.3656  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	53	26.3270  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	70	26.6162  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	122	26.7732  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	456	26.7873  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	506	26.8089  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	600	31.2898  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	649	26.1944  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	781	26.6065  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,300	608.7724  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,432	26.4360  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,467	26.3238  GBP
swUSD 0.54945 ordinary	SWAP	Decreasing Short	3,306	26.0960  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	3,407	26.3915  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	4,036	617.2253  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	4,983	26.8017  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	5,238	620.1902  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	6,150	26.7747  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	20,519	616.5218  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	28,769	26.5775  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	153,879	604.8188  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	2	601.5500  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	151	26.7664  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	272	615.1427  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	328	26.4889  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	463	26.6734  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	487	26.3037  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	4,067	613.7990  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	6,894	26.6654  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	7,337	26.8177  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	7,419	26.8653  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	8,500	26.7859  GBP
USD 0.54945 ordinary	CFD	Increasing Long	9,799	26.6810  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	10,195	612.9860  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	10,974	26.6802  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	11,401	612.6145  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	13,221	620.0610  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	13,874	609.5876  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	14,294	26.8054  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	14,547	616.0627  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	16,100	26.6460  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	17,700	26.7845  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	20,704	620.7000  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	21,500	26.7859  GBP
USD 0.54945 ordinary	CFD	Increasing Long	29,455	26.8473  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	32,812	608.6138  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	34,594	611.1199  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	34,734	620.6316  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	47,353	26.7750  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	70,789	26.7390  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	77,869	26.6818  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	150,159	26.5613  GBP
USD 0.54945 ordinary	CFD	Increasing Long	401,080	26.6098  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	4	612.9160  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	105	603.0594  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	221	603.0606  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	237	603.0637  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	267	606.1000  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	272	615.2626  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	415	26.1243  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	751	26.7780  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,300	608.7724  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,773	26.1445  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	2,038	26.6977  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	2,147	26.8089  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	2,164	26.9015  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	2,895	26.6118  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	3,857	26.6400  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	4,054	26.3455  GBP
USD 0.54945 ordinary	CFD	Increasing Short	4,067	614.0445  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	4,442	26.5269  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	4,669	26.9087  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	5,000	26.6065  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	5,238	620.1902  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	5,395	26.3495  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	7,525	26.7752  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	8,800	26.8023  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	13,221	620.0610  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	20,519	616.7068  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	21,624	26.4430  GBP
USD 0.54945 ordinary	CFD	Increasing Short	34,734	620.8023  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	153,879	605.0003  ZAR
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				20 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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