Form 8.5 (EPT/NON-RI)ANGLO AMERICAN PLC

Barclays PLC

21 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			20 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,399,551	0.44%	20,915,657	1.71%
(2) Cash-settled derivatives:				20,889,536	1.70%	5,108,428	0.42%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				26,289,087	2.15%	26,024,085	2.12%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	719647	27.1188  GBP	26.3300  GBP
ADR	Sale	112515	17.2238  USD	16.9844  USD
USD 0.54945 ordinary	Sale	4954027	27.0600  GBP	26.3300  GBP
ADR	Purchase	162515	17.2238  USD	16.9844  USD
USD 0.54945 ordinary	Sale	6583	31.0921  EUR	31.0921  EUR
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Closing Short	465	26.5402  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	87	621.6900  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	166	26.9750  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	191	26.6663  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	200	26.9051  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	310	621.6900  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	641	26.6888  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	650	26.7629  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,667	26.7634  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	1,715	26.8000  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	2,602	26.6994  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	5,382	27.0350  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,414	621.6884  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	5,458	26.7601  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	6,978	614.1146  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	7,124	616.3451  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	7,649	615.3245  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	11,257	26.6064  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	11,304	26.7637  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	12,771	26.5055  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	13,885	26.8308  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	14,370	26.8085  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	15,461	622.4834  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	17,863	26.6282  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	19,242	26.8000  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	20,244	26.7525  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	22,508	26.8000  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	25,000	26.6856  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	28,063	622.0075  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	32,121	26.5933  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	32,282	614.7054  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	97,074	26.7832  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	119,924	26.7841  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	168	619.9566  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	206	621.0601  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	207	621.0329  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	733	26.7997  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,264	26.7573  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,500	623.0023  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,821	26.7412  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	6,045	618.2216  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	6,369	26.7393  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	6,583	31.0886  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	8,655	26.7548  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	12,122	26.8439  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	12,818	26.8253  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	19,046	26.7683  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	19,240	26.8792  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	32,282	614.5364  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	34,110	618.4592  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	83,497	621.3983  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	143,010	619.3962  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	87	621.6900  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	123	26.4769  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	310	621.6900  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	378	26.7373  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	551	611.5213  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	1,179	26.9350  GBP
USD 0.54945 ordinary	CFD	Increasing Long	5,382	27.0350  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	5,414	621.6884  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	6,270	26.7336  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	6,978	614.1146  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	7,124	616.3451  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	7,649	615.3245  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	9,500	26.5444  GBP
USD 0.54945 ordinary	CFD	Increasing Long	9,741	26.8000  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	11,146	621.7296  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	11,241	26.6587  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	12,100	26.8692  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	12,390	26.8829  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	13,370	26.8015  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	15,461	622.4834  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	28,063	622.0075  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	39,138	26.8070  GBP
USD 0.54945 ordinary	CFD	Increasing Long	50,536	26.8424  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	65,560	26.8478  GBP
USD 0.54945 ordinary	CFD	Increasing Long	323,696	26.7739  GBP
USD 0.54945 ordinary	CFD	Increasing Long	4,000,000	26.4800  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	168	619.9566  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	206	621.0601  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	207	621.0329  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	415	26.5379  GBP
USD 0.54945 ordinary	CFD	Increasing Short	551	611.7659  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	649	26.7251  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,500	623.0023  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,584	27.0262  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,702	26.8002  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	2,126	26.5040  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	6,045	618.2216  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	8,596	26.6721  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	10,595	26.6701  GBP
USD 0.54945 ordinary	CFD	Increasing Short	11,146	621.9006  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	19,379	26.5918  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	34,110	618.4592  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	83,497	621.5847  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	143,010	619.5821  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	85	26.5162  GBP
USD 0.54945 ordinary	SWAP	Opening Long	97	26.5945  GBP
USD 0.54945 ordinary	SWAP	Opening Long	150	26.8222  GBP
USD 0.54945 ordinary	SWAP	Opening Long	12,489	26.7345  GBP
USD 0.54945 ordinary	SWAP	Opening Long	12,781	26.8218  GBP
USD 0.54945 ordinary	SWAP	Opening Long	24,328	26.5476  GBP
USD 0.54945 ordinary	SWAP	Opening Long	29,735	26.8110  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				21 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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