Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

Barclays PLC

22 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			21 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,405,500	0.44%	19,307,998	1.58%
(2) Cash-settled derivatives:				19,282,186	1.57%	5,092,871	0.42%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				24,687,686	2.01%	24,400,869	1.99%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	846424	26.9250  GBP	26.5350  GBP
USD 0.54945 ordinary	Sale	1715	31.5582  EUR	31.2721  EUR
USD 0.54945 ordinary	Sale	3232350	26.9250  GBP	26.5350  GBP
USD 0.54945 ordinary	Purchase	1262	31.2235  EUR	31.1748  EUR
ADR	Sale	33080	17.1471  USD	17.1040  USD
ADR	Purchase	33080	17.1471  USD	17.1041  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Closing Short	212	26.6077  GBP
USD 0.54945 ordinary	SWAP	Closing Short	346	26.5501  GBP
USD 0.54945 ordinary	SWAP	Closing Short	464	26.6055  GBP
USD 0.54945 ordinary	SWAP	Closing Short	1,359	26.7500  GBP
USD 0.54945 ordinary	SWAP	Closing Short	2,732	26.5945  GBP
USD 0.54945 ordinary	SWAP	Closing Short	3,557	26.8702  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5	618.7200  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	18	26.8900  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	21	26.8123  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	36	620.4700  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	64	26.8693  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	98	26.9000  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	120	26.5875  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	148	26.8350  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	174	26.8108  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	466	26.9050  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	467	26.7643  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	555	26.6611  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	641	26.6787  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	643	26.7272  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	868	26.7566  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,665	26.7276  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	2,237	26.8706  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,850	615.4763  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	2,988	616.1907  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	5,129	26.7493  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,264	26.7315  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	5,991	26.8700  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	7,700	615.9706  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	8,029	618.5455  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	9,168	615.8491  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	9,467	615.7600  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	10,183	26.7799  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	10,188	618.4450  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	10,293	26.6901  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	12,757	615.8979  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	14,572	26.7802  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	17,039	26.7247  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	83,156	26.7926  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	92,347	26.7539  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	172,703	26.7767  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	307	26.8063  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	323	615.9329  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,705	26.8140  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	1,705	31.5547  EUR
USD 0.54945 ordinary	CFD	Decreasing Short	2,988	616.0212  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	6,379	616.3829  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	6,591	615.7600  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	6,591	615.7600  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	9,875	615.8370  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	238,282	616.8523  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	3	26.7500  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	5	618.7200  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	35	26.5850  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	36	620.4700  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	75	26.8097  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	398	615.9043  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	521	26.6358  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	562	26.7094  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	791	620.1030  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	1,795	26.6793  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	2,619	26.8633  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	2,818	26.8619  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	2,850	615.4763  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	3,506	26.8130  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	5,482	26.7998  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	7,000	26.6931  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	7,700	615.9706  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	7,961	26.8246  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	8,029	618.5455  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	9,168	615.8491  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	9,467	615.7600  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	10,188	618.4450  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	12,757	615.8979  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	14,796	26.8330  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	14,864	26.8387  GBP
USD 0.54945 ordinary	CFD	Increasing Long	15,187	26.8700  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	16,203	26.8435  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	21,700	26.7789  GBP
USD 0.54945 ordinary	CFD	Increasing Long	36,209	26.6644  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	47,789	26.7640  GBP
USD 0.54945 ordinary	CFD	Increasing Long	2,500,000	26.5550  GBP
USD 0.54945 ordinary	CFD	Increasing Short	57	31.2156  EUR
USD 0.54945 ordinary	SWAP	Increasing Short	63	26.8221  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	323	615.9329  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	398	616.1507  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	791	620.2735  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	1,195	31.1782  EUR
USD 0.54945 ordinary	CFD	Increasing Short	6,379	616.5678  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	6,591	615.7600  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	6,591	615.7600  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	9,875	615.8370  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	12,459	26.7264  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	238,282	617.0374  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	4,174	26.8261  GBP
USD 0.54945 ordinary	SWAP	Opening Long	8,417	26.8345  GBP
USD 0.54945 ordinary	SWAP	Opening Long	9,691	26.8697  GBP
USD 0.54945 ordinary	SWAP	Opening Long	19,046	26.8594  GBP
USD 0.54945 ordinary	SWAP	Opening Long	20,114	26.8401  GBP
USD 0.54945 ordinary	SWAP	Opening Long	22,761	26.7337  GBP
USD 0.54945 ordinary	SWAP	Opening Long	53,100	26.8394  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				22 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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