Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC

23 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			22 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,981,137	0.49%	18,291,274	1.49%
(2) Cash-settled derivatives:				18,169,537	1.48%	5,897,862	0.48%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				24,150,674	1.97%	24,189,136	1.97%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	1538332	27.3350  GBP	25.7550  GBP
USD 0.54945 ordinary	Sale	3946998	27.3350  GBP	25.7550  GBP
USD 0.54945 ordinary	Purchase	3052	31.4162  EUR	31.3883  EUR
USD 0.54945 ordinary	Sale	1281	31.4000  EUR	30.4588  EUR
ADR	Purchase	38506	17.1041  USD	17.1002  USD
ADR	Sale	38506	17.1041  USD	17.1002  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Decreasing Long	52	622.3580  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	104	26.6200  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	123	26.8650  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	152	26.8092  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	182	26.5473  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	208	26.3428  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	210	26.7785  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	263	26.6250  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	278	26.0218  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	338	26.9044  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	437	26.9850  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	702	26.6853  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	717	26.3939  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,044	26.6494  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,866	26.3697  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,687	26.6562  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,946	26.3360  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,011	26.6724  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,370	27.1372  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,487	26.3168  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	6,368	26.6645  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	7,257	26.8216  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	7,405	26.2181  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	8,998	26.9852  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	9,440	609.6928  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	9,514	26.2741  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	10,864	622.1551  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	11,632	27.0627  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	14,128	619.8289  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	14,229	26.9054  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	19,254	26.6994  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	20,187	26.3346  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	20,788	606.5494  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	23,228	610.0891  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	32,313	620.3807  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	34,966	618.3271  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	42,936	620.5573  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	63,345	26.4265  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	65,581	617.9500  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	72,481	26.6988  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	74,038	26.3410  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	77,773	26.4009  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	124,265	26.4898  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	208	617.9586  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	275	617.9619  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	328	624.2479  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	331	611.2598  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	553	26.7227  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,072	615.1784  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	1,235	30.4554  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,372	26.7997  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	2,000	622.7330  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	7,536	618.2926  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	10,864	621.9062  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	14,500	26.5076  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	34,966	618.1570  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	129,001	611.6407  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	603,592	618.4424  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	52	622.3580  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	84	26.6357  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	97	26.6852  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	107	26.7275  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	167	26.8804  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	312	26.6170  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	360	26.8066  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	457	26.7471  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	492	26.8113  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	673	25.9814  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	719	26.6091  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,671	26.6361  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	2,495	616.9274  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	3,709	26.8022  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	3,711	26.9847  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	3,871	26.8158  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	3,932	603.5022  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	3,949	27.0354  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	3,955	26.8671  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	5,102	26.6247  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	5,700	25.9086  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	5,721	26.3607  GBP
USD 0.54945 ordinary	CFD	Increasing Long	6,944	26.9850  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	8,231	26.8705  GBP
USD 0.54945 ordinary	CFD	Increasing Long	8,411	26.9825  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	8,780	25.9930  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	9,440	609.6928  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	11,936	26.7461  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	11,936	618.2590  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	12,507	26.6329  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	14,128	619.8289  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	20,788	606.5494  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	23,228	610.0891  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	25,733	26.9656  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	27,031	26.8901  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	29,027	26.7832  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	30,300	26.7067  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	32,313	620.3807  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	42,936	620.5573  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	47,601	26.8097  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	55,576	26.7968  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	60,322	619.4048  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	65,581	617.9500  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	88,917	26.9021  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	95,994	27.0652  GBP
USD 0.54945 ordinary	CFD	Increasing Long	252,018	26.6963  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	345,133	26.9850  GBP
USD 0.54945 ordinary	CFD	Increasing Long	381,235	26.7198  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	613,061	26.6687  GBP
USD 0.54945 ordinary	CFD	Increasing Long	939,185	26.7820  GBP
USD 0.54945 ordinary	CFD	Increasing Short	43	31.4934  EUR
USD 0.54945 ordinary	SWAP	Increasing Short	208	617.9586  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	275	617.9619  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	328	624.2479  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	331	611.2598  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,072	615.1784  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	2,000	622.7330  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	2,495	616.9274  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	2,963	31.4197  EUR
USD 0.54945 ordinary	CFD	Increasing Short	3,932	603.7436  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	7,536	618.2926  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	11,936	618.2590  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	16,500	26.5317  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	26,049	26.9849  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	26,689	26.4318  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	26,728	26.4450  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	28,824	26.6364  GBP
USD 0.54945 ordinary	CFD	Increasing Short	60,322	619.5751  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	129,001	611.8242  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	325,000	617.9500  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	603,592	618.6279  ZAR
USD 0.54945 ordinary	SWAP	Opening Long	29,890	26.8878  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				23 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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