Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC

24 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			23 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				10,116,287	0.83%	18,549,447	1.51%
(2) Cash-settled derivatives:				18,795,529	1.53%	5,908,915	0.48%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				28,911,816	2.36%	24,458,362	2.00%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	23	31.7532  EUR	31.4733  EUR
USD 0.54945 ordinary	Sale	59	31.7564  EUR	31.4764  EUR
USD 0.54945 ordinary	Purchase	1219456	27.1064  GBP	26.4361  GBP
USD 0.54945 ordinary	Sale	1440401	27.1300  GBP	26.4361  GBP
ADR	Purchase	29829	17.0089  USD	16.9900  USD
ADR	Sale	29829	17.0089  USD	16.9900  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Decreasing Long	8	26.9902  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	14	26.9552  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	53	630.0000  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	59	27.0302  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	68	26.9640  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	103	26.9550  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	306	26.9592  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	538	26.9335  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	565	26.9365  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	647	27.0146  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	693	26.8811  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,377	26.9331  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	2,115	26.4550  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,628	26.9832  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	3,445	27.0276  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	3,469	27.0050  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,934	631.4548  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	3,960	26.9546  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	4,455	27.0304  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	6,955	26.9777  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	7,402	27.0704  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	7,799	26.9178  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	10,000	26.6129  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	10,615	27.0039  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	10,748	26.4733  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	11,269	627.2700  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	12,698	26.9388  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	12,698	26.5626  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	15,488	27.0747  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	15,741	628.3255  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	17,931	26.7286  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	20,635	627.6874  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	39,833	630.9297  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	48,742	630.6376  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	56,386	26.5036  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	58,901	27.0164  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	92,354	26.9357  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	161,805	26.8614  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	163,138	26.4550  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	36	31.5566  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	112	628.5479  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	206	629.5213  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	352	628.7038  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,297	26.6616  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,500	628.8192  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	2,000	26.6646  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	4,530	26.7739  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	6,158	630.4867  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	12,700	629.6657  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	14,707	630.4211  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	20,635	627.5147  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	236,418	629.2435  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	53	630.0000  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	86	27.0668  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	98	26.4535  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	99	27.0560  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	130	26.6750  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	192	27.1300  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	247	26.6548  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	303	26.8864  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	422	27.0170  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	531	631.0513  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	736	26.8748  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	816	27.0500  GBP
USD 0.54945 ordinary	CFD	Increasing Long	1,094	26.8634  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,336	26.9522  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,594	26.9043  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	2,237	631.0366  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	3,888	633.4800  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	3,934	631.4548  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	4,526	26.9108  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	4,560	26.9896  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	4,919	26.9619  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	5,167	26.4548  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	6,363	26.5470  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	6,428	26.5713  GBP
USD 0.54945 ordinary	CFD	Increasing Long	6,556	26.9050  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	8,850	26.7927  GBP
USD 0.54945 ordinary	CFD	Increasing Long	9,521	26.4550  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	11,269	627.2700  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	11,486	26.8278  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	13,526	26.9794  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	15,741	628.3255  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	19,165	26.8969  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	31,364	26.8123  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	39,833	630.9297  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	48,742	630.6376  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	58,294	26.9752  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	60,299	26.9781  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	159,042	26.8573  GBP
USD 0.54945 ordinary	CFD	Increasing Long	567,120	27.0058  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	112	628.5479  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	206	629.5213  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	352	628.7038  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	531	631.0513  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,500	628.8192  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	2,237	631.2101  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	3,888	633.7334  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	5,262	27.0062  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	6,158	630.4867  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	10,000	26.7883  GBP
USD 0.54945 ordinary	CFD	Increasing Short	12,700	629.8546  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	14,707	630.4211  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	17,633	26.8850  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	236,418	629.4323  ZAR
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				24 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END