Form 8.5 (EPT/NON-RI)ANGLO AMERICAN PLC

Barclays PLC

29 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			28 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				10,051,226	0.82%	17,190,977	1.40%
(2) Cash-settled derivatives:				17,669,187	1.44%	5,927,379	0.48%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	103,555	0.01%
TOTAL:				27,720,413	2.26%	23,221,911	1.90%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Sale	36802	600.2200  ZAR	598.2407  ZAR
USD 0.54945 ordinary	Purchase	2387471	26.2646  GBP	25.5727  GBP
USD 0.54945 ordinary	Sale	1711482	26.2300  GBP	25.5727  GBP
USD 0.54945 ordinary	Sale	53	30.6681  EUR	30.6681  EUR
USD 0.54945 ordinary	Purchase	3504	30.6200  EUR	30.6200  EUR
ADR	Sale	20684	16.4129  USD	16.3996  USD
ADR	Purchase	20684	16.4129  USD	16.3996  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	CFD	Decreasing Long	1	25.6600  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2	26.0100  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2	608.7300  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	18	609.2000  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	100	610.0000  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	174	25.9250  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	178	25.5950  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	490	25.9364  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	535	25.5925  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	569	25.9231  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	633	25.9195  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	660	25.5930  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	672	25.8131  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	711	25.9993  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	854	25.8866  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	915	25.6056  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	1,156	25.6031  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,649	25.9182  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	4,711	25.9060  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,653	25.5801  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,757	25.6007  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	5,793	25.5800  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,854	25.9021  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	6,145	609.9835  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	7,997	604.8459  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	7,997	25.6089  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	10,426	25.9188  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	11,154	25.8524  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	12,397	603.1900  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	14,171	25.7498  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	16,869	25.7907  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	18,331	25.9695  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	19,058	25.9285  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	27,089	25.9477  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	29,900	25.8466  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	36,942	25.8864  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	39,404	25.7763  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	42,860	25.8018  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	65,463	605.1838  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	73,679	606.5791  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	111,245	25.7610  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	117,336	25.7832  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	145,008	598.9900  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	326,889	25.8030  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	578,487	25.5800  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	2	601.1402  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	53	30.6681  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	100	610.0000  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	2,633	25.7028  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	7,883	603.9886  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	7,997	604.6796  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	20,497	605.1613  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	37,174	600.2200  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	145,006	607.3830  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	2	608.7300  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	18	609.2000  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	51	26.0099  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	54	25.5783  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	65	26.2300  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	67	25.9592  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	70	25.8766  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	100	25.9197  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	149	26.0044  GBP
USD 0.54945 ordinary	CFD	Increasing Long	244	26.1910  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	425	25.9256  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	791	25.8981  GBP
USD 0.54945 ordinary	CFD	Increasing Long	1,358	25.5800  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,745	25.7165  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,887	26.3300  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,931	609.9917  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	2,519	25.9741  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	3,327	25.5906  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	6,145	609.9835  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	8,485	25.6106  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	10,111	25.9698  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	12,397	603.1900  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	13,300	25.8508  GBP
USD 0.54945 ordinary	CFD	Increasing Long	14,828	25.9463  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	26,197	25.5798  GBP
USD 0.54945 ordinary	CFD	Increasing Long	37,174	25.6841  GBP
USD 0.54945 ordinary	CFD	Increasing Long	48,789	25.9582  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	65,463	605.1838  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	73,679	606.5791  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	107,677	25.8682  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	145,008	598.9900  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	566,433	25.9386  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	2	601.1402  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	6	25.6238  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	52	25.5805  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	699	25.7900  GBP
USD 0.54945 ordinary	CFD	Increasing Short	1,931	610.1594  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	3,504	30.6233  EUR
USD 0.54945 ordinary	SWAP	Increasing Short	7,883	603.9886  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	15,115	25.8041  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	20,497	605.3429  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	26,536	25.8638  GBP
USD 0.54945 ordinary	CFD	Increasing Short	37,174	600.2800  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	145,006	607.5652  ZAR
USD 0.54945 ordinary	SWAP	Opening Short	346	25.8262  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				29 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:					BARCLAYS CAPITAL SECURITIES LTD
Name of offeror/offeree in relation to whose  relevant securities this from relates:					ANGLO AMERICAN PLC
2.    OPTIONS AND DERIVATIVES
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
USD 0.54945 ordinary	Call Options	Written	-103,555	20.4333	European	-
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

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