Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

Barclays PLC

30 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			29 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				6,195,566	0.51%	16,309,004	1.33%
(2) Cash-settled derivatives:				16,766,627	1.37%	6,087,041	0.50%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	103,548	0.01%
TOTAL:				22,962,193	1.87%	22,499,593	1.84%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	2675918	25.5138  GBP	24.3374  GBP
USD 0.54945 ordinary	Sale	1647589	25.5256  GBP	24.4956  GBP
USD 0.54945 ordinary	Sale	3556	29.0946  EUR	29.0946  EUR
USD 0.54945 ordinary	Purchase	2010	29.4911  EUR	29.4911  EUR
ADR	Sale	150533	15.7125  USD	15.6403  USD
ADR	Purchase	150533	15.7125  USD	15.6403  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Closing Long	251	25.0271  GBP
USD 0.54945 ordinary	SWAP	Closing Long	263	24.9315  GBP
USD 0.54945 ordinary	SWAP	Closing Long	1,795	24.8891  GBP
USD 0.54945 ordinary	SWAP	Closing Long	2,037	25.4186  GBP
USD 0.54945 ordinary	SWAP	Closing Long	2,736	25.2726  GBP
USD 0.54945 ordinary	SWAP	Closing Long	11,934	25.5256  GBP
USD 0.54945 ordinary	SWAP	Closing Long	31,207	25.2283  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	50	25.1166  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	280	25.2506  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	341	24.9089  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	601	25.3610  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	711	25.0070  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	733	25.0360  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	758	24.7994  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	804	24.7950  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,248	25.2348  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,353	25.2134  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,561	25.0830  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,878	25.0374  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	2,507	24.9576  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	4,030	24.8448  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	4,130	25.0514  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	4,456	24.8000  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	4,792	25.1394  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	10,545	25.0822  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	13,539	24.9377  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	14,598	25.0504  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	15,539	24.7850  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	15,944	25.0252  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	17,028	24.7561  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	30,392	24.7302  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	39,595	24.8000  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	54,338	24.8367  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	66,097	24.9734  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	72,599	24.9917  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	98,008	24.9908  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	118,908	25.1276  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	138,182	24.9726  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	550,748	24.8392  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,060	25.0032  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,200	24.8483  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	3,410	29.0877  EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	4,910	24.7925  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	48,212	25.2852  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	80	25.2350  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	303	25.1460  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	532	25.2800  GBP
USD 0.54945 ordinary	CFD	Increasing Long	711	25.3650  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,067	24.7666  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,488	25.2153  GBP
USD 0.54945 ordinary	CFD	Increasing Long	1,673	25.3901  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	2,046	24.9702  GBP
USD 0.54945 ordinary	CFD	Increasing Long	4,251	25.0829  GBP
USD 0.54945 ordinary	CFD	Increasing Long	8,510	24.8000  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	15,000	25.1464  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	16,159	24.6510  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	41,058	24.7553  GBP
USD 0.54945 ordinary	CFD	Increasing Long	47,790	24.6752  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	58,559	24.8114  GBP
USD 0.54945 ordinary	CFD	Increasing Long	69,401	24.6429  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	80,134	25.0263  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	116,333	24.8000  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	62	25.3395  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	522	24.6905  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,000	25.3225  GBP
USD 0.54945 ordinary	CFD	Increasing Short	2,010	29.4944  EUR
USD 0.54945 ordinary	SWAP	Increasing Short	2,053	24.9459  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	36,787	25.1080  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	87,409	24.8776  GBP
USD 0.54945 ordinary	SWAP	Opening Long	146	29.1802  EUR
USD 0.54945 ordinary	SWAP	Opening Long	5,222	24.7791  GBP
USD 0.54945 ordinary	SWAP	Opening Short	698	24.9783  GBP
USD 0.54945 ordinary	SWAP	Opening Short	3,243	24.9937  GBP
USD 0.54945 ordinary	SWAP	Opening Short	5,781	25.0023  GBP
USD 0.54945 ordinary	SWAP	Opening Short	7,754	24.5288  GBP
USD 0.54945 ordinary	SWAP	Opening Short	11,330	24.7807  GBP
USD 0.54945 ordinary	SWAP	Opening Short	41,265	24.7221  GBP
USD 0.54945 ordinary	SWAP	Opening Short	170,359	24.8001  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				30 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:					BARCLAYS CAPITAL SECURITIES LTD
Name of offeror/offeree in relation to whose  relevant securities this from relates:					ANGLO AMERICAN PLC
2.    OPTIONS AND DERIVATIVES
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
USD 0.54945 ordinary	Call Options	Written	-103,548	20.4333	European	-
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

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