Form 8.5 (EPT/RI)

Citigroup Global Markets Limited
30 April 2024
 

 


FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

(a) Name of exempt principal trader:

Citigroup Global Markets Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

 Use a separate form for each offeror/offeree

Anglo American plc

(c) Name of the party to the offer with which exempt principal trader is connected:

BHP Group Limited

(d) Date dealing undertaken:

29 April 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

 If it is a cash offer or possible cash offer, state "N/A"

BHP Group Limited

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

1,110,682

GBP 27.5250

GBP 26.7050

USD 0.54945 ordinary

Sale

823,779

GBP 630.5391

GBP 26.7000

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description

 e.g. CFD

Nature of dealing

 e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

TRS

Reducing Long Position

144,314

GBP 27.0000

USD 0.54945 ordinary

TRS

Reducing Long Position

2,185

GBP 27.0478

USD 0.54945 ordinary

TRS

Reducing Long Position

206

GBP 27.0960

USD 0.54945 ordinary

TRS

Reducing Long Position

2,393

GBP 27.1080

USD 0.54945 ordinary

TRS

Reducing Long Position

6,199

GBP 27.1814

USD 0.54945 ordinary

TRS

Reducing Long Position

1,889

GBP 27.1829

USD 0.54945 ordinary

TRS

Reducing Long Position

618

GBP 27.2976

USD 0.54945 ordinary

TRS

Reducing Long Position

1,436

GBP 27.3238

USD 0.54945 ordinary

TRS

Reducing Long Position

316

GBP 27.3280

USD 0.54945 ordinary

TRS

Reducing Long Position

435

GBP 27.3962

USD 0.54945 ordinary

TRS

Reducing Long Position

103

GBP 27.4007

USD 0.54945 ordinary

TRS

Reducing Long Position

271

GBP 27.4288

USD 0.54945 ordinary

TRS

Increasing Long Position

44,697

GBP 27.4989

USD 0.54945 ordinary

TRS

Reducing Long Position

8,443

GBP 26.9416

USD 0.54945 ordinary

TRS

Reducing Long Position

1,800

GBP 26.9508

USD 0.54945 ordinary

TRS

Reducing Long Position

194

GBP 27.0079

USD 0.54945 ordinary

TRS

Reducing Long Position

6,027

GBP 27.0134

USD 0.54945 ordinary

TRS

Reducing Long Position

1,775

GBP 27.0720

USD 0.54945 ordinary

TRS

Reducing Long Position

1,126

GBP 27.1828

USD 0.54945 ordinary

TRS

Reducing Long Position

597

GBP 27.2190

USD 0.54945 ordinary

TRS

Reducing Long Position

273

GBP 27.2850

USD 0.54945 ordinary

TRS

Reducing Long Position

94,973

GBP 27.3132

USD 0.54945 ordinary

TRS

Reducing Long Position

2,696

GBP 27.3250

USD 0.54945 ordinary

TRS

Reducing Long Position

1,111

GBP 27.3434

USD 0.54945 ordinary

TRS

Reducing Long Position

46,918

GBP 27.3460

USD 0.54945 ordinary

TRS

Reducing Long Position

37,824

GBP 27.3740

USD 0.54945 ordinary

TRS

Increasing Long Position

1,611

GBP 26.8230

USD 0.54945 ordinary

TRS

Increasing Long Position

32,859

GBP 26.9415

USD 0.54945 ordinary

TRS

Increasing Long Position

208

GBP 27.0257

USD 0.54945 ordinary

TRS

Increasing Long Position

336

GBP 27.0281

USD 0.54945 ordinary

TRS

Increasing Long Position

1

GBP 27.0300

USD 0.54945 ordinary

TRS

Increasing Long Position

7,786

GBP 27.4972

USD 0.54945 ordinary

TRS

Reducing Long Position

251

GBP 27.3014

USD 0.54945 ordinary

TRS

Reducing Long Position

5,278

GBP 26.8300

USD 0.54945 ordinary

TRS

Reducing Long Position

72

GBP 26.8450

USD 0.54945 ordinary

TRS

Reducing Long Position

208

GBP 26.8500

USD 0.54945 ordinary

TRS

Reducing Long Position

73

GBP 26.8525

USD 0.54945 ordinary

TRS

Reducing Long Position

1,115

GBP 26.8550

USD 0.54945 ordinary

TRS

Reducing Long Position

858

GBP 26.8600

USD 0.54945 ordinary

TRS

Reducing Long Position

397

GBP 26.8625

USD 0.54945 ordinary

TRS

Reducing Long Position

1,430

GBP 26.8650

USD 0.54945 ordinary

TRS

Reducing Long Position

6,033

GBP 26.8700

USD 0.54945 ordinary

TRS

Reducing Long Position

516

GBP 26.8725

USD 0.54945 ordinary

TRS

Reducing Long Position

1,266

GBP 26.8750

USD 0.54945 ordinary

TRS

Reducing Long Position

1,723

GBP 26.8800

USD 0.54945 ordinary

TRS

Reducing Long Position

753

GBP 26.8825

USD 0.54945 ordinary

TRS

Reducing Long Position

489

GBP 26.8850

USD 0.54945 ordinary

TRS

Reducing Long Position

300

GBP 26.8900

USD 0.54945 ordinary

TRS

Reducing Long Position

1,043

GBP 26.8925

USD 0.54945 ordinary

TRS

Reducing Long Position

1,987

GBP 26.8950

USD 0.54945 ordinary

TRS

Increasing Long Position

23,541

GBP 27.5000

USD 0.54945 ordinary

TRS

Opening Short Position

1,057

GBP 26.9740

USD 0.54945 ordinary

TRS

Opening Short Position

347

GBP 27.0034

USD 0.54945 ordinary

TRS

Opening Short Position

48,120

GBP 27.3567

USD 0.54945 ordinary

TRS

Increasing Short Position

1,067

GBP 27.5055

USD 0.54945 ordinary

TRS

Reducing Long Position

1,067

GBP 27.5055

USD 0.54945 ordinary

TRS

Reducing Short Position

75,000

GBP 27.3563

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description

 e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

 e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii) Exercise

 

Class of relevant security

Product description

 e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit






 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

 e.g. subscription, conversion

Details

Price per unit (if applicable)





 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
 (i) the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:                            

30 April 2024

Contact name:

Craig Watson

Telephone number:

02890 409 605

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

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END
 
 
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