Form 8.5 (EPT/RI)

Citigroup Global Markets Limited

30 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:  Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	29 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?  If it is a cash offer or possible cash offer, state "N/A"	BHP Group Limited

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchase	1,110,682	GBP 27.5250	GBP 26.7050
USD 0.54945 ordinary	Sale	823,779	GBP 630.5391	GBP 26.7000

(b) Cash-settled derivative transactions

Class of relevant security	Product description  e.g. CFD	Nature of dealing  e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	TRS	Reducing Long Position	144,314	GBP 27.0000
USD 0.54945 ordinary	TRS	Reducing Long Position	2,185	GBP 27.0478
USD 0.54945 ordinary	TRS	Reducing Long Position	206	GBP 27.0960
USD 0.54945 ordinary	TRS	Reducing Long Position	2,393	GBP 27.1080
USD 0.54945 ordinary	TRS	Reducing Long Position	6,199	GBP 27.1814
USD 0.54945 ordinary	TRS	Reducing Long Position	1,889	GBP 27.1829
USD 0.54945 ordinary	TRS	Reducing Long Position	618	GBP 27.2976
USD 0.54945 ordinary	TRS	Reducing Long Position	1,436	GBP 27.3238
USD 0.54945 ordinary	TRS	Reducing Long Position	316	GBP 27.3280
USD 0.54945 ordinary	TRS	Reducing Long Position	435	GBP 27.3962
USD 0.54945 ordinary	TRS	Reducing Long Position	103	GBP 27.4007
USD 0.54945 ordinary	TRS	Reducing Long Position	271	GBP 27.4288
USD 0.54945 ordinary	TRS	Increasing Long Position	44,697	GBP 27.4989
USD 0.54945 ordinary	TRS	Reducing Long Position	8,443	GBP 26.9416
USD 0.54945 ordinary	TRS	Reducing Long Position	1,800	GBP 26.9508
USD 0.54945 ordinary	TRS	Reducing Long Position	194	GBP 27.0079
USD 0.54945 ordinary	TRS	Reducing Long Position	6,027	GBP 27.0134
USD 0.54945 ordinary	TRS	Reducing Long Position	1,775	GBP 27.0720
USD 0.54945 ordinary	TRS	Reducing Long Position	1,126	GBP 27.1828
USD 0.54945 ordinary	TRS	Reducing Long Position	597	GBP 27.2190
USD 0.54945 ordinary	TRS	Reducing Long Position	273	GBP 27.2850
USD 0.54945 ordinary	TRS	Reducing Long Position	94,973	GBP 27.3132
USD 0.54945 ordinary	TRS	Reducing Long Position	2,696	GBP 27.3250
USD 0.54945 ordinary	TRS	Reducing Long Position	1,111	GBP 27.3434
USD 0.54945 ordinary	TRS	Reducing Long Position	46,918	GBP 27.3460
USD 0.54945 ordinary	TRS	Reducing Long Position	37,824	GBP 27.3740
USD 0.54945 ordinary	TRS	Increasing Long Position	1,611	GBP 26.8230
USD 0.54945 ordinary	TRS	Increasing Long Position	32,859	GBP 26.9415
USD 0.54945 ordinary	TRS	Increasing Long Position	208	GBP 27.0257
USD 0.54945 ordinary	TRS	Increasing Long Position	336	GBP 27.0281
USD 0.54945 ordinary	TRS	Increasing Long Position	1	GBP 27.0300
USD 0.54945 ordinary	TRS	Increasing Long Position	7,786	GBP 27.4972
USD 0.54945 ordinary	TRS	Reducing Long Position	251	GBP 27.3014
USD 0.54945 ordinary	TRS	Reducing Long Position	5,278	GBP 26.8300
USD 0.54945 ordinary	TRS	Reducing Long Position	72	GBP 26.8450
USD 0.54945 ordinary	TRS	Reducing Long Position	208	GBP 26.8500
USD 0.54945 ordinary	TRS	Reducing Long Position	73	GBP 26.8525
USD 0.54945 ordinary	TRS	Reducing Long Position	1,115	GBP 26.8550
USD 0.54945 ordinary	TRS	Reducing Long Position	858	GBP 26.8600
USD 0.54945 ordinary	TRS	Reducing Long Position	397	GBP 26.8625
USD 0.54945 ordinary	TRS	Reducing Long Position	1,430	GBP 26.8650
USD 0.54945 ordinary	TRS	Reducing Long Position	6,033	GBP 26.8700
USD 0.54945 ordinary	TRS	Reducing Long Position	516	GBP 26.8725
USD 0.54945 ordinary	TRS	Reducing Long Position	1,266	GBP 26.8750
USD 0.54945 ordinary	TRS	Reducing Long Position	1,723	GBP 26.8800
USD 0.54945 ordinary	TRS	Reducing Long Position	753	GBP 26.8825
USD 0.54945 ordinary	TRS	Reducing Long Position	489	GBP 26.8850
USD 0.54945 ordinary	TRS	Reducing Long Position	300	GBP 26.8900
USD 0.54945 ordinary	TRS	Reducing Long Position	1,043	GBP 26.8925
USD 0.54945 ordinary	TRS	Reducing Long Position	1,987	GBP 26.8950
USD 0.54945 ordinary	TRS	Increasing Long Position	23,541	GBP 27.5000
USD 0.54945 ordinary	TRS	Opening Short Position	1,057	GBP 26.9740
USD 0.54945 ordinary	TRS	Opening Short Position	347	GBP 27.0034
USD 0.54945 ordinary	TRS	Opening Short Position	48,120	GBP 27.3567
USD 0.54945 ordinary	TRS	Increasing Short Position	1,067	GBP 27.5055
USD 0.54945 ordinary	TRS	Reducing Long Position	1,067	GBP 27.5055
USD 0.54945 ordinary	TRS	Reducing Short Position	75,000	GBP 27.3563

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description  e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type  e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description  e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing  e.g. subscription, conversion	Details	Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:  Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:  (i) the voting rights of any relevant securities under any option; or  (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:  If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	30 April 2024
Contact name:	Craig Watson
Telephone number:	02890 409 605

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on [phone].

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

END