Form 8.5 (EPT/RI)

Citigroup Global Markets Limited

02 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:  Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	01 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?  If it is a cash offer or possible cash offer, state "N/A"	BHP Group Limited

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Sale	439,726	GBP 26.9250	GBP 26.2099
USD 0.54945 ordinary	Purchase	255,745	GBP 26.7800	GBP 26.2200

(b) Cash-settled derivative transactions

Class of relevant security	Product description  e.g. CFD	Nature of dealing  e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	TRS	Reducing Short Position	608	GBP 26.3586
USD 0.54945 ordinary	TRS	Reducing Short Position	358	GBP 26.3720
USD 0.54945 ordinary	TRS	Reducing Short Position	2,433	GBP 26.3735
USD 0.54945 ordinary	TRS	Reducing Short Position	114	GBP 26.4053
USD 0.54945 ordinary	TRS	Reducing Short Position	607	GBP 26.4148
USD 0.54945 ordinary	TRS	Reducing Short Position	101	GBP 26.4155
USD 0.54945 ordinary	TRS	Reducing Short Position	3,221	GBP 26.4267
USD 0.54945 ordinary	TRS	Reducing Short Position	412	GBP 26.5224
USD 0.54945 ordinary	TRS	Reducing Short Position	388	GBP 26.5380
USD 0.54945 ordinary	TRS	Reducing Short Position	194	GBP 26.5384
USD 0.54945 ordinary	TRS	Reducing Short Position	2,350	GBP 26.5410
USD 0.54945 ordinary	TRS	Reducing Short Position	64	GBP 26.5448
USD 0.54945 ordinary	TRS	Reducing Short Position	16	GBP 26.5620
USD 0.54945 ordinary	TRS	Reducing Short Position	424	GBP 26.5719
USD 0.54945 ordinary	TRS	Reducing Short Position	104	GBP 26.5773
USD 0.54945 ordinary	TRS	Reducing Short Position	515	GBP 26.5806
USD 0.54945 ordinary	TRS	Reducing Short Position	205	GBP 26.5809
USD 0.54945 ordinary	TRS	Reducing Short Position	1,253	GBP 26.5835
USD 0.54945 ordinary	TRS	Reducing Short Position	639	GBP 26.5857
USD 0.54945 ordinary	TRS	Reducing Short Position	3,535	GBP 26.5957
USD 0.54945 ordinary	TRS	Reducing Short Position	3,094	GBP 26.6052
USD 0.54945 ordinary	TRS	Reducing Short Position	112	GBP 26.6240
USD 0.54945 ordinary	TRS	Reducing Short Position	146	GBP 26.6355
USD 0.54945 ordinary	TRS	Reducing Short Position	23	GBP 26.6388
USD 0.54945 ordinary	TRS	Reducing Short Position	1,006	GBP 26.6483
USD 0.54945 ordinary	TRS	Reducing Short Position	130	GBP 26.6545
USD 0.54945 ordinary	TRS	Reducing Short Position	785	GBP 26.6566
USD 0.54945 ordinary	TRS	Reducing Short Position	544	GBP 26.6702
USD 0.54945 ordinary	TRS	Reducing Long Position	2,638	GBP 26.3450
USD 0.54945 ordinary	TRS	Increasing Short Position	37,500	GBP 26.5681
USD 0.54945 ordinary	TRS	Increasing Short Position	37,500	GBP 26.7782
USD 0.54945 ordinary	TRS	Reducing Long Position	245	GBP 26.3476
USD 0.54945 ordinary	TRS	Reducing Long Position	9,486	GBP 26.3476
USD 0.54945 ordinary	TRS	Reducing Long Position	45,148	GBP 26.5659
USD 0.54945 ordinary	TRS	Reducing Long Position	34,072	GBP 26.5705
USD 0.54945 ordinary	TRS	Reducing Long Position	14,522	GBP 26.6913
USD 0.54945 ordinary	TRS	Increasing Long Position	74	GBP 26.2099
USD 0.54945 ordinary	TRS	Increasing Long Position	60,785	GBP 26.3573
USD 0.54945 ordinary	TRS	Increasing Long Position	2,433	GBP 26.3585
USD 0.54945 ordinary	TRS	Increasing Long Position	41,859	GBP 26.4433
USD 0.54945 ordinary	TRS	Increasing Long Position	67,847	GBP 26.4494
USD 0.54945 ordinary	TRS	Increasing Long Position	38,000	GBP 26.4738
USD 0.54945 ordinary	TRS	Increasing Long Position	72,182	GBP 26.5040
USD 0.54945 ordinary	TRS	Increasing Long Position	30,907	GBP 26.5388
USD 0.54945 ordinary	TRS	Increasing Long Position	1,700	GBP 26.5459
USD 0.54945 ordinary	TRS	Increasing Long Position	17,884	GBP 26.5495
USD 0.54945 ordinary	TRS	Increasing Long Position	2,249	GBP 26.6274
USD 0.54945 ordinary	TRS	Increasing Long Position	6,072	GBP 26.6277
USD 0.54945 ordinary	TRS	Increasing Long Position	741	GBP 26.6301
USD 0.54945 ordinary	TRS	Reducing Long Position	61	GBP 26.4953
USD 0.54945 ordinary	TRS	Increasing Long Position	258	GBP 26.4997
USD 0.54945 ordinary	TRS	Increasing Long Position	273	GBP 26.7302

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description  e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type  e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description  e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing  e.g. subscription, conversion	Details	Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:  Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:  (i) the voting rights of any relevant securities under any option; or  (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:  If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	02 May 2024
Contact name:	Craig Watson
Telephone number:	02890 409 605

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on [phone].

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

END