Form 8.5 (EPT/RI)

Citigroup Global Markets Limited

03 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:  Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	02 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?  If it is a cash offer or possible cash offer, state "N/A"	BHP Group Limited

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchase	100,000	ZAR 617.0000	ZAR 617.0000
USD 0.54945 ordinary	Purchase	488	EUR 30.4700	EUR 30.4700
USD 0.54945 ordinary	Sale	555,309	GBP 26.6150	GBP 25.8900
USD 0.54945 ordinary	Purchase	522,139	GBP 26.6150	GBP 25.8600
USD 0.54945 ordinary	Sale	488	EUR 30.4700	EUR 30.4700

(b) Cash-settled derivative transactions

Class of relevant security	Product description  e.g. CFD	Nature of dealing  e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	TRS	Increasing Short Position	100,000	GBP 26.2358
USD 0.54945 ordinary	TRS	Reducing Short Position	34,367	GBP 26.6150
USD 0.54945 ordinary	TRS	Reducing Long Position	2,937	GBP 25.9657
USD 0.54945 ordinary	TRS	Reducing Long Position	130	GBP 25.9859
USD 0.54945 ordinary	TRS	Reducing Long Position	4,051	GBP 26.0585
USD 0.54945 ordinary	TRS	Reducing Long Position	1,871	GBP 26.4092
USD 0.54945 ordinary	TRS	Reducing Long Position	7,982	GBP 26.4450
USD 0.54945 ordinary	TRS	Reducing Long Position	410	GBP 26.5284
USD 0.54945 ordinary	TRS	Reducing Long Position	578	GBP 26.5580
USD 0.54945 ordinary	TRS	Reducing Long Position	15,301	GBP 25.9864
USD 0.54945 ordinary	TRS	Reducing Long Position	36,571	GBP 26.0128
USD 0.54945 ordinary	TRS	Reducing Long Position	10,747	GBP 26.1228
USD 0.54945 ordinary	TRS	Reducing Long Position	2,059	GBP 26.2179
USD 0.54945 ordinary	TRS	Reducing Long Position	1,079	GBP 26.2206
USD 0.54945 ordinary	TRS	Reducing Long Position	886	GBP 26.2215
USD 0.54945 ordinary	TRS	Reducing Long Position	245	GBP 26.2276
USD 0.54945 ordinary	TRS	Reducing Long Position	95,087	GBP 26.3586
USD 0.54945 ordinary	TRS	Reducing Long Position	8,920	GBP 26.3648
USD 0.54945 ordinary	TRS	Reducing Long Position	634	GBP 26.3989
USD 0.54945 ordinary	TRS	Reducing Long Position	16,961	GBP 26.4341
USD 0.54945 ordinary	TRS	Reducing Long Position	115,942	GBP 26.5634
USD 0.54945 ordinary	TRS	Increasing Long Position	30	GBP 26.3167
USD 0.54945 ordinary	TRS	Increasing Long Position	30,000	GBP 26.4511
USD 0.54945 ordinary	TRS	Increasing Long Position	16,915	GBP 26.4702
USD 0.54945 ordinary	TRS	Increasing Long Position	67	GBP 26.5045
USD 0.54945 ordinary	TRS	Increasing Long Position	17,725	GBP 26.6110
USD 0.54945 ordinary	TRS	Increasing Long Position	44,123	GBP 26.6146
USD 0.54945 ordinary	TRS	Increasing Long Position	10,905	GBP 26.6146
USD 0.54945 ordinary	TRS	Increasing Long Position	3,605	GBP 26.6150
USD 0.54945 ordinary	TRS	Reducing Short Position	125	GBP 26.6150
USD 0.54945 ordinary	TRS	Reducing Short Position	27	GBP 26.6150
USD 0.54945 ordinary	TRS	Increasing Short Position	252	GBP 26.6150

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description  e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type  e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description  e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing  e.g. subscription, conversion	Details	Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:  Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:  (i) the voting rights of any relevant securities under any option; or  (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:  If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	03 May 2024
Contact name:	Craig Watson
Telephone number:	02890 409 605

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on [phone].

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

END