Form 8.5 (EPT/RI)

Citigroup Global Markets Limited

08 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:  Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	07 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?  If it is a cash offer or possible cash offer, state "N/A"	Anglo American plc

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Sale	350	USD 34.0000	USD 34.0000
USD 0.54945 ordinary	Sale	350,444	GBP 27.5000	GBP 26.5900
USD 0.54945 ordinary	Purchase	601,479	GBP 27.4950	GBP 26.6100
USD 0.54945 ordinary	Purchase	350	USD 34.0000	USD 34.0000

(b) Cash-settled derivative transactions

Class of relevant security	Product description  e.g. CFD	Nature of dealing  e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	TRS	Increasing Short Position	164	GBP 26.7200
USD 0.54945 ordinary	TRS	Increasing Short Position	58	GBP 26.7250
USD 0.54945 ordinary	TRS	Increasing Short Position	79	GBP 26.7300
USD 0.54945 ordinary	TRS	Increasing Short Position	261	GBP 26.7400
USD 0.54945 ordinary	TRS	Increasing Short Position	13	GBP 26.7475
USD 0.54945 ordinary	TRS	Reducing Long Position	8,244	GBP 26.7877
USD 0.54945 ordinary	TRS	Reducing Long Position	2,375	GBP 26.8034
USD 0.54945 ordinary	TRS	Reducing Long Position	149,832	GBP 26.8229
USD 0.54945 ordinary	TRS	Reducing Long Position	793	GBP 26.8309
USD 0.54945 ordinary	TRS	Reducing Long Position	583	GBP 26.8805
USD 0.54945 ordinary	TRS	Reducing Long Position	349	GBP 26.8904
USD 0.54945 ordinary	TRS	Reducing Long Position	29,000	GBP 26.9063
USD 0.54945 ordinary	TRS	Reducing Long Position	4,445	GBP 27.0071
USD 0.54945 ordinary	TRS	Reducing Long Position	30,362	GBP 27.0996
USD 0.54945 ordinary	TRS	Reducing Long Position	1,253	GBP 27.1257
USD 0.54945 ordinary	TRS	Increasing Long Position	102	GBP 26.7830
USD 0.54945 ordinary	TRS	Increasing Long Position	3,634	GBP 26.7973
USD 0.54945 ordinary	TRS	Increasing Long Position	14,053	GBP 26.7996
USD 0.54945 ordinary	TRS	Increasing Long Position	124	GBP 26.8905
USD 0.54945 ordinary	TRS	Increasing Long Position	7,344	GBP 27.1129
USD 0.54945 ordinary	TRS	Increasing Short Position	7,973	GBP 26.8008
USD 0.54945 ordinary	TRS	Increasing Short Position	674	GBP 26.8723
USD 0.54945 ordinary	TRS	Increasing Short Position	1,295	GBP 26.8826
USD 0.54945 ordinary	TRS	Increasing Short Position	240	GBP 26.8955
USD 0.54945 ordinary	TRS	Increasing Short Position	120	GBP 26.9005
USD 0.54945 ordinary	TRS	Increasing Short Position	449	GBP 26.8000
USD 0.54945 ordinary	TRS	Increasing Short Position	3,020	GBP 26.7812
USD 0.54945 ordinary	TRS	Increasing Short Position	3,334	GBP 26.8285
USD 0.54945 ordinary	TRS	Increasing Short Position	4,966	GBP 26.8457
USD 0.54945 ordinary	TRS	Increasing Short Position	6,532	GBP 26.8869
USD 0.54945 ordinary	TRS	Increasing Short Position	17	GBP 26.7150
USD 0.54945 ordinary	TRS	Increasing Short Position	141	GBP 26.7250
USD 0.54945 ordinary	TRS	Increasing Short Position	143	GBP 26.7150
USD 0.54945 ordinary	TRS	Increasing Short Position	91	GBP 26.7200
USD 0.54945 ordinary	TRS	Increasing Short Position	40	GBP 26.7250
USD 0.54945 ordinary	TRS	Increasing Short Position	116	GBP 26.7275
USD 0.54945 ordinary	TRS	Increasing Short Position	59	GBP 26.8000
USD 0.54945 ordinary	TRS	Increasing Short Position	40	GBP 26.8000
USD 0.54945 ordinary	TRS	Increasing Short Position	10	GBP 27.1650
USD 0.54945 ordinary	TRS	Increasing Short Position	60	GBP 27.1700
USD 0.54945 ordinary	TRS	Increasing Short Position	436	GBP 26.8000
USD 0.54945 ordinary	TRS	Reducing Long Position	100	GBP 27.0568

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description  e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type  e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description  e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing  e.g. subscription, conversion	Details	Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:  Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:  (i) the voting rights of any relevant securities under any option; or  (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:  If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	08 May 2024
Contact name:	Christopher Alexander Pollock
Telephone number:	02895 954 053

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on [phone].

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

END