Form 8.5 (EPT/RI)

Citigroup Global Markets Limited

10 May 2024

 

AVS:

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:  Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	09 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?  If it is a cash offer or possible cash offer, state "N/A"	Anglo American plc

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchase	570,967	GBP 27.5450	GBP 26.4450
USD 0.54945 ordinary	Sale	275,295	GBP 27.5200	GBP 26.4650

(b) Cash-settled derivative transactions

Class of relevant security	Product description  e.g. CFD	Nature of dealing  e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	TRS	Increasing Short Position	746	GBP 27.2354
USD 0.54945 ordinary	TRS	Increasing Short Position	4,019	GBP 27.2581
USD 0.54945 ordinary	TRS	Increasing Short Position	2,878	GBP 27.3070
USD 0.54945 ordinary	TRS	Reducing Short Position	24,628	GBP 26.8104
USD 0.54945 ordinary	TRS	Reducing Short Position	50,716	GBP 26.8195
USD 0.54945 ordinary	TRS	Reducing Short Position	12,803	GBP 26.8263
USD 0.54945 ordinary	TRS	Reducing Short Position	2,702	GBP 26.8323
USD 0.54945 ordinary	TRS	Reducing Short Position	9,764	GBP 27.3589
USD 0.54945 ordinary	TRS	Increasing Short Position	101	GBP 27.3600
USD 0.54945 ordinary	TRS	Reducing Short Position	114	GBP 27.3600
USD 0.54945 ordinary	TRS	Increasing Short Position	190	GBP 27.3600
USD 0.54945 ordinary	TRS	Increasing Short Position	11,569	GBP 26.6146
USD 0.54945 ordinary	TRS	Increasing Short Position	12,412	GBP 26.7363
USD 0.54945 ordinary	TRS	Increasing Short Position	6,875	GBP 26.8383
USD 0.54945 ordinary	TRS	Increasing Short Position	1,292	GBP 26.8642
USD 0.54945 ordinary	TRS	Increasing Short Position	62,549	GBP 26.8955
USD 0.54945 ordinary	TRS	Increasing Short Position	6,269	GBP 26.9202
USD 0.54945 ordinary	TRS	Increasing Short Position	2	GBP 26.9850
USD 0.54945 ordinary	TRS	Increasing Short Position	386	GBP 27.0167
USD 0.54945 ordinary	TRS	Increasing Short Position	90,715	GBP 27.0432
USD 0.54945 ordinary	TRS	Increasing Short Position	3,545	GBP 27.0473
USD 0.54945 ordinary	TRS	Increasing Short Position	36,183	GBP 27.0911
USD 0.54945 ordinary	TRS	Increasing Short Position	737	GBP 27.0971
USD 0.54945 ordinary	TRS	Increasing Short Position	547	GBP 27.2004
USD 0.54945 ordinary	TRS	Increasing Short Position	155,444	GBP 27.2088
USD 0.54945 ordinary	TRS	Increasing Short Position	12,049	GBP 27.3627
USD 0.54945 ordinary	TRS	Reducing Short Position	1,939	GBP 26.5992
USD 0.54945 ordinary	TRS	Reducing Short Position	30,880	GBP 27.3573
USD 0.54945 ordinary	TRS	Increasing Short Position	30,744	GBP 27.3600
USD 0.54945 ordinary	TRS	Increasing Short Position	333	GBP 26.7090
USD 0.54945 ordinary	TRS	Increasing Short Position	793	GBP 27.0357
USD 0.54945 ordinary	TRS	Increasing Short Position	83	GBP 27.3606
USD 0.54945 ordinary	TRS	Increasing Short Position	7	GBP 27.4180
USD 0.54945 ordinary	TRS	Increasing Short Position	93	GBP 27.3600

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description  e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type  e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description  e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing  e.g. subscription, conversion	Details	Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:  Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:  (i) the voting rights of any relevant securities under any option; or  (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:  If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	10 May 2024
Contact name:	Christopher Alexander Pollock
Telephone number:	02895 954 053

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on [phone].

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

END