Form 8.5 (EPT/RI)

Citigroup Global Markets Limited

13 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:  Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	10 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?  If it is a cash offer or possible cash offer, state "N/A"	BHP Group Limited

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchase	601,451	GBP 27.9300	GBP 27.6000
USD 0.54945 ordinary	Sale	426,093	GBP 27.9800	GBP 27.5750

(b) Cash-settled derivative transactions

Class of relevant security	Product description  e.g. CFD	Nature of dealing  e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	TRS	Reducing Long Position	10,324	GBP 27.6000
USD 0.54945 ordinary	TRS	Reducing Long Position	455	GBP 27.7440
USD 0.54945 ordinary	TRS	Reducing Long Position	1,275	GBP 27.7796
USD 0.54945 ordinary	TRS	Reducing Long Position	2,876	GBP 27.8051
USD 0.54945 ordinary	TRS	Reducing Long Position	62	GBP 27.8385
USD 0.54945 ordinary	TRS	Increasing Long Position	21,511	GBP 27.7339
USD 0.54945 ordinary	TRS	Increasing Long Position	2,459	GBP 27.8159
USD 0.54945 ordinary	TRS	Increasing Long Position	58,724	GBP 27.8165
USD 0.54945 ordinary	TRS	Increasing Long Position	19,422	GBP 27.8206
USD 0.54945 ordinary	TRS	Increasing Long Position	9,422	GBP 27.8207
USD 0.54945 ordinary	TRS	Increasing Long Position	15,952	GBP 27.8266
USD 0.54945 ordinary	TRS	Increasing Long Position	10,943	GBP 27.8516
USD 0.54945 ordinary	TRS	Increasing Long Position	18,040	GBP 27.8520
USD 0.54945 ordinary	TRS	Increasing Long Position	9,335	GBP 27.8568
USD 0.54945 ordinary	TRS	Reducing Short Position	237	GBP 27.7350
USD 0.54945 ordinary	TRS	Reducing Short Position	218	GBP 27.8350
USD 0.54945 ordinary	TRS	Reducing Short Position	10	GBP 27.8375
USD 0.54945 ordinary	TRS	Reducing Short Position	33	GBP 27.8400
USD 0.54945 ordinary	TRS	Reducing Short Position	993	GBP 27.7350
USD 0.54945 ordinary	TRS	Increasing Short Position	36,454	GBP 27.7354
USD 0.54945 ordinary	TRS	Increasing Short Position	2,701	GBP 27.7378
USD 0.54945 ordinary	TRS	Increasing Short Position	3,002	GBP 27.7386
USD 0.54945 ordinary	TRS	Increasing Short Position	113,900	GBP 27.7945
USD 0.54945 ordinary	TRS	Increasing Short Position	12,737	GBP 27.8228
USD 0.54945 ordinary	TRS	Increasing Short Position	87,907	GBP 27.8390
USD 0.54945 ordinary	TRS	Increasing Short Position	6,175	GBP 27.8415
USD 0.54945 ordinary	TRS	Increasing Short Position	158,780	GBP 27.8453
USD 0.54945 ordinary	TRS	Increasing Short Position	12,838	GBP 27.8662
USD 0.54945 ordinary	TRS	Increasing Short Position	2,950	GBP 27.8835
USD 0.54945 ordinary	TRS	Reducing Short Position	8,021	GBP 27.7334
USD 0.54945 ordinary	TRS	Reducing Short Position	45	GBP 27.7896
USD 0.54945 ordinary	TRS	Reducing Short Position	604	GBP 27.9097
USD 0.54945 ordinary	TRS	Increasing Short Position	767	GBP 27.7350
USD 0.54945 ordinary	TRS	Reducing Short Position	94	GBP 27.7350
USD 0.54945 ordinary	TRS	Increasing Short Position	13	GBP 27.7350
USD 0.54945 ordinary	TRS	Increasing Short Position	4	GBP 27.7350
USD 0.54945 ordinary	TRS	Reducing Short Position	50,000	GBP 27.7082
USD 0.54945 ordinary	TRS	Reducing Short Position	50,000	GBP 27.8477
USD 0.54945 ordinary	TRS	Increasing Short Position	11	GBP 27.7350
USD 0.54945 ordinary	TRS	Increasing Short Position	47	GBP 27.7350
USD 0.54945 ordinary	TRS	Reducing Short Position	6,024	GBP 27.7350

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description  e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type  e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description  e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing  e.g. subscription, conversion	Details	Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:  Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:  (i) the voting rights of any relevant securities under any option; or  (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:  If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	13 May 2024
Contact name:	Christopher Alexander Pollock
Telephone number:	02895 954 053

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on [phone].

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

END